Securities and Exchange Commission 2015 – Federal Register Recent Federal Regulation Documents

Results 801 - 850 of 1,842
Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change to Rule 1080.07
Document Number: 2015-15339
Type: Notice
Date: 2015-06-23
Agency: Securities and Exchange Commission, Agencies and Commissions
American Funds Insurance Series, et al.; Notice of Application
Document Number: 2015-15337
Type: Notice
Date: 2015-06-23
Agency: Securities and Exchange Commission, Agencies and Commissions
In the Matter of GSP-2, Inc., Order of Suspension of Trading
Document Number: 2015-15382
Type: Notice
Date: 2015-06-22
Agency: Securities and Exchange Commission, Agencies and Commissions
In the Matter of China Organic Fertilizer, Inc., Order of Suspension of Trading
Document Number: 2015-15381
Type: Notice
Date: 2015-06-22
Agency: Securities and Exchange Commission, Agencies and Commissions
In the Matter of KPNQwest N.V. and Preventia, Inc.; Order of Suspension of Trading
Document Number: 2015-15375
Type: Notice
Date: 2015-06-22
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2015-15176
Type: Notice
Date: 2015-06-22
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2015-15175
Type: Notice
Date: 2015-06-22
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2015-15174
Type: Notice
Date: 2015-06-22
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2015-15173
Type: Notice
Date: 2015-06-22
Agency: Securities and Exchange Commission, Agencies and Commissions
In the Matter of Enterologics, Inc., Midas Medici Group Holdings, Inc., and SEFE, Inc., Order of Suspension of Trading
Document Number: 2015-15229
Type: Notice
Date: 2015-06-19
Agency: Securities and Exchange Commission, Agencies and Commissions
In The Matter of Revolutionary Concepts, Inc.; Order of Suspension of Trading
Document Number: 2015-15224
Type: Notice
Date: 2015-06-19
Agency: Securities and Exchange Commission, Agencies and Commissions
In the Matter of Neologic Animation Inc., Order of Suspension of Trading
Document Number: 2015-15223
Type: Notice
Date: 2015-06-19
Agency: Securities and Exchange Commission, Agencies and Commissions
Amendments for Small and Additional Issues Exemptions Under the Securities Act (Regulation A)
Document Number: 2015-15146
Type: Rule
Date: 2015-06-19
Agency: Securities and Exchange Commission, Agencies and Commissions
This document corrects the designation of a paragraph in Item 6 of Part I to Form 1-A in a final rule published in the Federal Register of April 20, 2015, regarding the Amendments for Small and Additional Issues Exemptions under the Securities Act (Regulation A).
TCP Capital Corp., et al.; Notice of Application
Document Number: 2015-15046
Type: Notice
Date: 2015-06-19
Agency: Securities and Exchange Commission, Agencies and Commissions
FFI Advisors, LLC, et al.; Notice of Application
Document Number: 2015-15045
Type: Notice
Date: 2015-06-19
Agency: Securities and Exchange Commission, Agencies and Commissions
New York Alaska ETF Management LLC, et al.; Notice of Application
Document Number: 2015-14969
Type: Notice
Date: 2015-06-18
Agency: Securities and Exchange Commission, Agencies and Commissions
Summary of Application: Applicants request an order that permits: (a) Actively-managed series of certain open-end management investment companies to issue shares (``Shares'') redeemable in large aggregations only (``Creation Units''); (b) secondary market transactions in Shares to occur at negotiated market prices; (c) certain series to pay redemption proceeds, under certain circumstances, more than seven days from the tender of Shares for redemption; (d) certain affiliated persons of the series to deposit securities into, and receive securities from, the series in connection with the purchase and redemption of Creation Units; and (e) certain registered management investment companies and unit investment trusts outside of the same group of investment companies as the series to acquire Shares.
Regulatory Flexibility Agenda
Document Number: 2015-14378
Type: Unknown
Date: 2015-06-18
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission is publishing the chair's agenda of rulemaking actions pursuant to the Regulatory Flexibility Act (RFA) (Pub. L. 96-354, 94 Stat. 1164) (Sep. 19, 1980). The items listed in the Regulatory Flexibility Agenda for spring 2015 reflect only the priorities of the chair of the U.S. Securities and Exchange Commission, and do not necessarily reflect the view and priorities of any individual commissioner. Information in the agenda was accurate on March 24, 2015, the date on which the Commission's staff completed compilation of the data. To the extent possible, rulemaking actions by the Commission since that date have been reflected in the agenda. The Commission invites questions and public comment on the agenda and on the individual agenda entries. The Commission is now printing in the Federal Register, along with our preamble, only those agenda entries for which we have indicated that preparation of an RFA analysis is required. The Commission's complete RFA agenda will be available online at www.reginfo.gov.
In the Matter of Joymain International Development Group, Inc.; Order of Suspension of Trading
Document Number: 2015-14991
Type: Notice
Date: 2015-06-17
Agency: Securities and Exchange Commission, Agencies and Commissions
Request for Comment on Exchange-Traded Products
Document Number: 2015-14890
Type: Notice
Date: 2015-06-17
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission (``Commission'') is seeking public comment on topics related to the listing and trading of exchange-traded products on national securities exchanges and sales of these products by broker-dealers.
Sunshine Act Meeting
Document Number: 2015-14834
Type: Notice
Date: 2015-06-16
Agency: Securities and Exchange Commission, Agencies and Commissions
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