Proposed Collection; Comment Request, 35682 [2015-15174]
Download as PDF
<![CDATA[
35682
Federal Register / Vol. 80, No. 119 / Monday, June 22, 2015 / Notices
date, CHOR has failed to cure its
delinquencies.
The Commission is of the opinion that
the public interest and the protection of
investors require a suspension of trading
in the securities of the above-listed
company. Therefore, it is ordered,
pursuant to Section 12(k) of the
Securities Exchange Act of 1934, that
trading in the securities of the abovelisted company is suspended for the
period from 9:30 a.m. EDT on June 18,
2015, through 11:59 p.m. EDT on July 1,
2015.
By the Commission.
Jill M. Peterson,
Assistant Secretary.
[FR Doc. 2015–15381 Filed 6–18–15; 4:15 pm]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
Proposed Collection; Comment
Request
Upon Written Request Copies Available
From: Securities and Exchange
Commission, Office of FOIA Services,
100 F Street NE., Washington, DC
20549–2736.
tkelley on DSK3SPTVN1PROD with NOTICES
Extension:
Regulation 14A (Commission Rules 14a–1
through 14a–21 and Schedule 14A), SEC
File No. 270–056, OMB Control No.
3235–0059.
Notice is hereby given that, pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.), the Securities
and Exchange Commission
(‘‘Commission’’) is soliciting comments
on the collection of information
summarized below. The Commission
plans to submit this existing collection
of information to the Office of
Management and Budget for extension
and approval.
Section 14(a) of the Securities
Exchange Act of 1934 (the ‘‘Exchange
Act’’) operates to make it unlawful for
a company with a class of securities
registered pursuant to Section 12 of the
Exchange Act to solicit proxies in
contravention of such rules and
regulations as the Commission has
prescribed as necessary or appropriate
in the public interest or for the
protection of investors. The Commission
has promulgated Regulation 14A to
regulate the solicitation of proxies or
consents. Regulation 14A (Exchange Act
Rules 14a–1 through 14a–21 and
Schedule 14A) (17 CFR 240.14a–1
through 240.14a–21 and 240.14a–101)
sets forth the requirements for the
dissemination, content and filing of
proxy or consent solicitation materials
VerDate Sep<11>2014
17:45 Jun 19, 2015
Jkt 235001
in connection with annual or other
meetings of holders of a Section 12registered class of securities. We
estimate that Schedule 14A takes
approximately 130.52 hours per
response and will be filed by
approximately 5,586 issuers annually.
In addition, we estimate that 75% of the
130.52 hours per response (97.89 hours)
is prepared by the issuer for an annual
reporting burden of 546,814 hours
(97.89 hours per response x 5,586
responses).
Written comments are invited on: (a)
Whether this collection of information
is necessary for the proper performance
of the functions of the agency, including
whether the information will have
practical utility; (b) the accuracy of the
agency’s estimate of the burden imposed
by the collection of information; (c)
ways to enhance the quality, utility, and
clarity of the information collected; and
(d) ways to minimize the burden of the
collection of information on
respondents, including through the use
of automated collection techniques or
other forms of information technology.
Consideration will be given to
comments and suggestions submitted in
writing within 60 days of this
publication.
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
unless it displays a currently valid
control number.
Please direct your written comments
to Pamela Dyson, Director/Chief
Information Officer, Securities and
Exchange Commission, c/o Remi PavlikSimon, 100 F Street NE., Washington,
DC 20549 or send an email to: PRA_
Mailbox@sec.gov.
Dated: June 16, 2015.
Brent J. Fields,
Secretary.
[FR Doc. 2015–15174 Filed 6–19–15; 8:45 am]
BILLING CODE 8011–01–P
(‘‘Act’’),1 and Rule 19b–4 thereunder,2
notice is hereby given that on June 2,
2015, The NASDAQ Stock Market LLC
(‘‘Nasdaq’’ or the ‘‘Exchange’’) filed with
the Securities and Exchange
Commission (‘‘Commission’’) the
proposed rule change as described in in
Items I, II, and III below, which Items
have been prepared by Nasdaq. On June
12, 2015, Nasdaq submitted
Amendment No. 1 to the proposed rule
change.3 The Commission is publishing
this notice to solicit comments on the
proposed rule change, as modified by
Amendment No. 1, from interested
persons.
I. Self-Regulatory Organization’s
Statement of the Terms of Substance of
the Proposed Rule Change
Nasdaq proposes to list and trade the
shares of the Reaves Utilities ETF (the
‘‘Fund’’), a series of ETFis Series Trust
I (the ‘‘Trust’’), under Nasdaq Rule 5735
(‘‘Managed Fund Shares’’).4 The shares
of the Fund are collectively referred to
herein as the ‘‘Shares.’’
The text of the proposed rule change
is available at https://
nasdaq.cchwallstreet.com/, at Nasdaq’s
principal office, and at the
Commission’s Public Reference Room.
II. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
In its filing with the Commission,
Nasdaq included statements concerning
the purpose of, and basis for, the
proposed rule change. The text of these
statements may be examined at the
places specified in Item IV below.
Nasdaq has prepared summaries, set
forth in Sections A, B, and C below, of
the most significant aspects of such
statements.
1 15
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–75178; File No. SR–
NASDAQ–2015–059]
Self-Regulatory Organizations; The
NASDAQ Stock Market LLC; Notice of
Filing of Proposed Rule Change, as
Modified by Amendment No. 1,
Relating to the Listing and Trading of
the Shares of the Reaves Utilities ETF
of ETFis Series Trust I
June 16, 2015.
Pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934
PO 00000
Frm 00059
Fmt 4703
Sfmt 4703
U.S.C. 78s(b)(1).
CFR 240.19b–4.
3 In Amendment No. 1, Nasdaq clarified that the
equity securities referred to in the Principal
Investments section, infra, refers to exchange-listed
equity securities and that the repurchase
agreements in the Other Investments section, infra,
will be high quality short duration repurchase
agreements.
4 The Commission approved Nasdaq Rule 5735 in
Securities Exchange Act Release No. 57962 (June
13, 2008) 73 FR 35175 (June 20, 2008) (SRNASDAQ–2008–039). There are already multiple
actively-managed funds listed on the Exchange; see
e.g., Securities Exchange Act Release No. 72411
(June 17, 2014), 79 FR 35598 (June 23, 2014) (SR–
NASDAQ–2014–40) (order approving listing and
trading of Calamos Focus Growth ETF). The
Exchange believes the proposed rule change raises
no significant issues not previously addressed in
those prior Commission orders.
2 17
E:\FR\FM\22JNN1.SGM
22JNN1
]]>Agencies
[Federal Register Volume 80, Number 119 (Monday, June 22, 2015)]
[Notices]
[Page 35682]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2015-15174]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
Proposed Collection; Comment Request
Upon Written Request Copies Available From: Securities and Exchange
Commission, Office of FOIA Services, 100 F Street NE., Washington, DC
20549-2736.
Extension:
Regulation 14A (Commission Rules 14a-1 through 14a-21 and
Schedule 14A), SEC File No. 270-056, OMB Control No. 3235-0059.
Notice is hereby given that, pursuant to the Paperwork Reduction
Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange
Commission (``Commission'') is soliciting comments on the collection of
information summarized below. The Commission plans to submit this
existing collection of information to the Office of Management and
Budget for extension and approval.
Section 14(a) of the Securities Exchange Act of 1934 (the
``Exchange Act'') operates to make it unlawful for a company with a
class of securities registered pursuant to Section 12 of the Exchange
Act to solicit proxies in contravention of such rules and regulations
as the Commission has prescribed as necessary or appropriate in the
public interest or for the protection of investors. The Commission has
promulgated Regulation 14A to regulate the solicitation of proxies or
consents. Regulation 14A (Exchange Act Rules 14a-1 through 14a-21 and
Schedule 14A) (17 CFR 240.14a-1 through 240.14a-21 and 240.14a-101)
sets forth the requirements for the dissemination, content and filing
of proxy or consent solicitation materials in connection with annual or
other meetings of holders of a Section 12-registered class of
securities. We estimate that Schedule 14A takes approximately 130.52
hours per response and will be filed by approximately 5,586 issuers
annually. In addition, we estimate that 75% of the 130.52 hours per
response (97.89 hours) is prepared by the issuer for an annual
reporting burden of 546,814 hours (97.89 hours per response x 5,586
responses).
Written comments are invited on: (a) Whether this collection of
information is necessary for the proper performance of the functions of
the agency, including whether the information will have practical
utility; (b) the accuracy of the agency's estimate of the burden
imposed by the collection of information; (c) ways to enhance the
quality, utility, and clarity of the information collected; and (d)
ways to minimize the burden of the collection of information on
respondents, including through the use of automated collection
techniques or other forms of information technology. Consideration will
be given to comments and suggestions submitted in writing within 60
days of this publication.
An agency may not conduct or sponsor, and a person is not required
to respond to, a collection of information unless it displays a
currently valid control number.
Please direct your written comments to Pamela Dyson, Director/Chief
Information Officer, Securities and Exchange Commission, c/o Remi
Pavlik-Simon, 100 F Street NE., Washington, DC 20549 or send an email
to: PRA_Mailbox@sec.gov.
Dated: June 16, 2015.
Brent J. Fields,
Secretary.
[FR Doc. 2015-15174 Filed 6-19-15; 8:45 am]
BILLING CODE 8011-01-P
