Securities and Exchange Commission August 2014 – Federal Register Recent Federal Regulation Documents

In the Matter of Xinde Technology Company; Order of Suspension of Trading
Document Number: 2014-20768
Type: Notice
Date: 2014-08-29
Agency: Securities and Exchange Commission, Agencies and Commissions
In the Matter of China Wood, Inc., Order of Suspension of Trading
Document Number: 2014-20753
Type: Notice
Date: 2014-08-29
Agency: Securities and Exchange Commission, Agencies and Commissions
In the Matter of Clavis Technologies International Co., Ltd.; Order of Suspension of Trading
Document Number: 2014-20737
Type: Notice
Date: 2014-08-29
Agency: Securities and Exchange Commission, Agencies and Commissions
In the Matter of Gold Horse International, Inc.; Order of Suspension of Trading
Document Number: 2014-20736
Type: Notice
Date: 2014-08-29
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meeting
Document Number: 2014-20469
Type: Notice
Date: 2014-08-27
Agency: Securities and Exchange Commission, Agencies and Commissions
Persimmon Capital Management LP and Northern Lights Fund Trust III; Notice of Application
Document Number: 2014-20091
Type: Notice
Date: 2014-08-25
Agency: Securities and Exchange Commission, Agencies and Commissions
American Fidelity Assurance Company, et al.; Notice of Application
Document Number: 2014-20090
Type: Notice
Date: 2014-08-25
Agency: Securities and Exchange Commission, Agencies and Commissions
Summary of Application: The Applicants seek an order pursuant to Section 26(c) of the 1940 Act permitting the substitution of securities issued by a registered investment company currently held by the Separate Accounts (the ``Substitution''), which securities support the Separate Accounts' variable annuity contracts that are issued by the Insurance Company (the ``Contracts'').
Submission for OMB Review; Comment Request
Document Number: 2014-20089
Type: Notice
Date: 2014-08-25
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2014-20088
Type: Notice
Date: 2014-08-25
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2014-20087
Type: Notice
Date: 2014-08-25
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2014-20086
Type: Notice
Date: 2014-08-25
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2014-20085
Type: Notice
Date: 2014-08-25
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2014-20084
Type: Notice
Date: 2014-08-25
Agency: Securities and Exchange Commission, Agencies and Commissions
Fifth Street Finance Corp. et al.; Notice of Application
Document Number: 2014-19706
Type: Notice
Date: 2014-08-20
Agency: Securities and Exchange Commission, Agencies and Commissions