Securities and Exchange Commission August 25, 2014 – Federal Register Recent Federal Regulation Documents

Persimmon Capital Management LP and Northern Lights Fund Trust III; Notice of Application
Document Number: 2014-20091
Type: Notice
Date: 2014-08-25
Agency: Securities and Exchange Commission, Agencies and Commissions
American Fidelity Assurance Company, et al.; Notice of Application
Document Number: 2014-20090
Type: Notice
Date: 2014-08-25
Agency: Securities and Exchange Commission, Agencies and Commissions
Summary of Application: The Applicants seek an order pursuant to Section 26(c) of the 1940 Act permitting the substitution of securities issued by a registered investment company currently held by the Separate Accounts (the ``Substitution''), which securities support the Separate Accounts' variable annuity contracts that are issued by the Insurance Company (the ``Contracts'').
Submission for OMB Review; Comment Request
Document Number: 2014-20089
Type: Notice
Date: 2014-08-25
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2014-20088
Type: Notice
Date: 2014-08-25
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2014-20087
Type: Notice
Date: 2014-08-25
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2014-20086
Type: Notice
Date: 2014-08-25
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2014-20085
Type: Notice
Date: 2014-08-25
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2014-20084
Type: Notice
Date: 2014-08-25
Agency: Securities and Exchange Commission, Agencies and Commissions