Securities and Exchange Commission 2013 – Federal Register Recent Federal Regulation Documents
Results 2,001 - 2,050 of 2,207
Extension of Exemptions for Security-Based Swaps
We are adopting amendments to the expiration dates in our interim final rules that provide exemptions under the Securities Act of 1933, the Securities Exchange Act of 1934, and the Trust Indenture Act of 1939 for those security-based swaps that prior to July 16, 2011 were security-based swap agreements and are defined as ``securities'' under the Securities Act and the Exchange Act as of July 16, 2011 due solely to the provisions of Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act. Under the amendments, the expiration dates in the interim final rules will be extended to February 11, 2014.
Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940
Applicant seeks an order declaring that it has ceased to be an investment company. The applicant has transferred its assets to Daily Income Fund and, on October 19, 2012, made a final distribution to its shareholders based on net asset value. Expenses of $71,500 incurred in connection with the reorganization were paid by applicant. Filing Date: The application was filed on January 9, 2013. Applicant's Address: 7 Times Sq., 21st Floor, New York, NY 10036.
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