Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940, 7466-7467 [2013-02149]

Download as PDF 7466 Federal Register / Vol. 78, No. 22 / Friday, February 1, 2013 / Notices 161a); the Federal Advisory Committee Act (5 U.S.C. App); and the Commission’s regulations in Title 10, U.S. Code of Federal Regulations, Part 7. Dated: January 28, 2013. Andrew L. Bates, Advisory Committee Management Officer. BILLING CODE 7590–01–P SECURITIES AND EXCHANGE COMMISSION [Release No. IC–30370] Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 January 25, 2013. srobinson on DSK4SPTVN1PROD with NOTICES The following is a notice of applications for deregistration under section 8(f) of the Investment Company Act of 1940 for the month of January 2013. A copy of each application may be obtained via the Commission’s Web site by searching for the file number, or for an applicant using the Company name box, at https://www.sec.gov/search/ search.htm or by calling (202) 551– 8090. An order granting each application will be issued unless the SEC orders a hearing. Interested persons may request a hearing on any application by writing to the SEC’s Secretary at the address below and serving the relevant applicant with a copy of the request, personally or by mail. Hearing requests should be received by the SEC by 5:30 p.m. on February 19, 2013, and should be accompanied by proof of service on the applicant, in the form of an affidavit or, for lawyers, a certificate of service. Hearing requests should state the nature of the writer’s interest, the reason for the request, and the issues contested. Persons who wish to be notified of a hearing may request notification by writing to the Secretary, U.S. Securities and Exchange Commission, 100 F Street NE., Washington, DC 20549–1090. FOR FURTHER INFORMATION CONTACT: Diane L. Titus at (202) 551–6810, SEC, Division of Investment Management, Office of Investment Company Regulation, 100 F Street NE., Washington, DC 20549–8010. Value Line U.S. Government Money Market Fund Inc. [File No. 811–2898] Summary: Applicant seeks an order declaring that it has ceased to be an investment company. The applicant has transferred its assets to Daily Income Fund and, on October 19, 2012, made a final distribution to its shareholders based on net asset value. Expenses of 17:26 Jan 31, 2013 Jkt 229001 Delaware Investments Global Dividend and Income Fund, Inc. [File No. 811– 8246] Summary: Applicant, a closed-end investment company, seeks an order declaring that it has ceased to be an investment company. The applicant has transferred its assets to Helios Total Return Fund Inc. and, on April 2, 2012, made a final distribution to its shareholders based on net asset value. Expenses of $375,151 incurred in connection with the reorganization were paid by applicant and the acquiring fund. Filing Date: The application was filed on December 26, 2012. Applicant’s Address: Three World Financial Center, 200 Vesey St., New York, NY 10281–1010. Summary: Applicant, a closed-end investment company, seeks an order declaring that it has ceased to be an investment company. Applicant has transferred its assets to Delaware Enhanced Global Dividend and Income Fund, and on October 5, 2011, applicant made a distribution to its shareholders based on net asset value. The Bank of New York Mellon is holding in escrow applicant’s remaining shares of the acquiring fund for the benefit of those former shareholders of applicant who have not turned in their physical share certificates. Expenses of approximately $233,975 incurred in connection with the reorganization were paid by applicant, the acquiring fund and Delaware Management Company, applicant’s investment adviser. Filing Date: The application was filed on November 20, 2012. Applicant’s Address: 2005 Market St., Philadelphia, PA 19103–7094. Foresight Funds Inc. [File No. 811– 21385] Man Long Short Fund [File No. 811– 22430] Summary: Applicant seeks an order declaring that it has ceased to be an investment company. On December 7, 2012, applicant made a liquidating distribution to its shareholders, based on net asset value. Expenses of $500 incurred in connection with the liquidation were paid by Foresight Asset Management, LLC, applicant’s investment adviser. Filing Date: The application was filed on December 18, 2012. Applicant’s Address: 1634 Pebble Chase Dr., Katy, TX 77450. Summary: Applicant, a closed-end investment company, seeks an order declaring that it has ceased to be an investment company. Applicant currently has fewer than 100 beneficial owners, is not presently making an offering of securities and does not propose to make any offering of securities. Applicant will continue to operate as a private investment fund in reliance on section 3(c)(1) of the Act until final payment in liquidation of its remaining assets. Filing Dates: The application was filed on November 13, 2012, and amended on January 4, 2013. Applicant’s Address: 452 Fifth Ave., 25th Floor, New York, NY 10018. Helios Strategic Mortgage Income Fund, Inc. [File No. 811–21102] [FR Doc. 2013–02178 Filed 1–31–13; 8:45 am] VerDate Mar<15>2010 $71,500 incurred in connection with the reorganization were paid by applicant. Filing Date: The application was filed on January 9, 2013. Applicant’s Address: 7 Times Sq., 21st Floor, New York, NY 10036. BlackRock Credit Allocation Income Trust I, Inc. [File No. 811–21341]; BlackRock Credit Allocation Income Trust III [File No. 811–21280] Summary: Each applicant, a closedend investment company, seeks an order declaring that it has ceased to be an investment company. The applicants have transferred their assets to BlackRock Credit Allocation Income Trust IV and, on December 10, 2012, made final distributions to their shareholders based on net asset value. Expenses of $219,798 and $247,780, respectively, incurred in connection with the reorganizations were paid by each applicant. Filing Date: The applications were filed on January 15, 2013. Applicants’ Address: 100 Bellevue Parkway, Wilmington, DE 19809. PO 00000 Frm 00080 Fmt 4703 Sfmt 4703 Dividend Growth Trust [File No. 811– 9497] Summary: Applicant seeks an order declaring that it has ceased to be an investment company. The applicant has transferred its assets to a corresponding series of Goldman Sachs Trust and, on February 27, 2012, made a final distribution to its shareholders based on net asset value. Expenses of approximately $508,974 incurred in connection with the reorganization were paid by Goldman Sachs Asset Management, L.P., investment adviser to the acquiring fund, and Dividend Asset Capital, LLC (formerly Dividend Growth Advisors, LLC), investment adviser to the applicant. E:\FR\FM\01FEN1.SGM 01FEN1 7467 Federal Register / Vol. 78, No. 22 / Friday, February 1, 2013 / Notices Filing Dates: The application was filed on October 4, 2012, and amended on January 16, 2013. Applicant’s Address: 58 Riverwalk Blvd., Building 2, Suite A, Ridgeland, SC 29936. Fifth Third Funds [File No. 811–5669] Summary: Applicant seeks an order declaring that it has ceased to be an investment company. Applicant has transferred the assets of four of its series to series of Money Market Obligations Trust and, on September 7, 2012, made final distributions to shareholders of those series based on net asset value. Applicant has transferred the assets of its remaining series to series of Touchstone Investment Trust, Touchstone Funds Group Trust and Touchstone Strategic Trust and, on September 10, 2012, made final distributions to shareholders of those series based on net asset value. Expenses of $1,499,259 incurred in connection with the reorganization were paid by Fifth Third Asset Management, Inc., applicant’s investment adviser, and by Touchstone Advisors, Inc. and Federated Investors, Inc., each an investment adviser to certain acquiring funds. Filing Dates: The application was filed on November 9, 2012, and amended on January 17, 2013. Applicant’s Address: 38 Fountain Square Plaza, Cincinnati, OH 45263. srobinson on DSK4SPTVN1PROD with NOTICES Integrity Fund of Funds Inc. [File No. 811–8824] Summary: Applicant seeks an order declaring that it has ceased to be an investment company. On December 21, 2012, applicant made a liquidating distribution to its shareholders, based on net asset value. Applicant incurred no expenses in connection with the liquidation. Filing Date: The application was filed on January 4, 2013. Applicant’s Address: 1 Main St. North, Minot, ND 58703. Legg Mason Capital Management Value Trust Inc. [File No. 811–3380]; Legg Mason Capital Management Special Investment Trust Inc. [File No. 811– 4451]; Legg Mason Capital Management Growth Trust Inc. [File No. 811–8966] Summary: Each applicant seeks an order declaring that it has ceased to be an investment company. Applicants have transferred their assets to corresponding series of Legg Mason Global Asset Management Trust, and on February 29, 2012, made final distributions to their shareholders based on net asset value. Expenses of approximately $60,852, $21,282 and VerDate Mar<15>2010 17:26 Jan 31, 2013 Jkt 229001 $7,359, respectively, incurred in connection with the reorganizations were paid by each applicant. Filing Dates: The application was filed on September 25, 2012, and amended on January 23, 2013. Applicants’ Address: 100 International Dr., 7th Floor, Baltimore, MD 21202. Delaware Group Equity Funds III [File No. 811–1485] Summary: Applicant seeks an order declaring that it has ceased to be an investment company. Applicant has transferred its asset to a series of Voyager Mutual Funds III, and on October 22, 2010, made a final distribution to its shareholders based on net asset value. Expenses of approximately $208,564 incurred in connection with the reorganization were paid by applicant, the acquiring fund and Delaware Management Company, applicant’s investment adviser. Filing Dates: The application was filed on November 20, 2012, and amended on January 24, 2013. Applicant’s Address: 2005 Market St., Philadelphia, PA 19103–7094. For the Commission, by the Division of Investment Management, pursuant to delegated authority. Kevin M. O’Neill, Deputy Secretary. [FR Doc. 2013–02149 Filed 1–31–13; 8:45 am] BILLING CODE 8011–01–P SECURITIES AND EXCHANGE COMMISSION [Release No. 34–68743; File No. SR–CBOE– 2013–009] Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Minimum Volume Orders January 28, 2013. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (the ‘‘Act’’),1 and Rule 19b–4 thereunder,2 notice is hereby given that on January 16, 2013, Chicago Board Options Exchange, Incorporated (the ‘‘Exchange’’ or ‘‘CBOE’’) filed with the Securities and Exchange Commission (the ‘‘Commission’’) the proposed rule change as described in Items I, II, and III below, which Items have been prepared by the Exchange. The Commission is publishing this notice to 1 15 2 17 PO 00000 U.S.C. 78s(b)(1). CFR 240.19b–4. Frm 00081 Fmt 4703 Sfmt 4703 solicit comments on the proposed rule change from interested persons. I. Self-Regulatory Organization’s Statement of the Terms of the Substance of the Proposed Rule Change The Exchange proposes to amend its rules to codify the ‘‘Minimum Volume Order.’’ The text of the proposed rule change is provided below. (additions are italicized; deletions are [bracketed]) * * * * * Chicago Board Options Exchange, Incorporated Rules * * * * * Rule 6.44. Bids and Offers in Relation to Units of Trading * * * * * * * * Interpretations and Policies: * * * * * .05 A minimum volume order bid or offer shall be deemed to have been made for the full size of the order or any lesser number of option contracts that is at least equal to the minimum volume specified. Minimum volume orders and bids and offers made on a minimum volume basis shall be deemed to be allor-none for purposes of Interpretations and Polices .01 and .03 above. To the extent available pursuant to Rule 6.53, minimum volume orders may only be made available by the Exchange for open outcry trading. * * * * * Rule 6.53. Certain Types of Orders Defined One or more of the following order types may be made available on a classby-class basis. Certain order types may not be made available for all Exchange systems. The classes and/or systems for which the order types shall be available will be as provided in the Rules, as the context may indicate, or as otherwise specified via Regulatory Circular. (a)–(v) No changes. (w) Minimum Volume Order. A minimum volume order is an order represented in open outcry for which an execution must at least equal the minimum volume specified. To the extent there is any remaining balance of a minimum volume order after the minimum volume is executed, the remainder will no longer have a minimum fill contingency and will be represented, in open outcry or electronically, unless cancelled by the customer. A minimum volume order that has a minimum volume size equal to the full size of the original order will be considered an all-or-none order as described in Rule 6.53(i). * * * * * E:\FR\FM\01FEN1.SGM 01FEN1

Agencies

[Federal Register Volume 78, Number 22 (Friday, February 1, 2013)]
[Notices]
[Pages 7466-7467]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2013-02149]


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SECURITIES AND EXCHANGE COMMISSION

[Release No. IC-30370]


Notice of Applications for Deregistration Under Section 8(f) of 
the Investment Company Act of 1940

January 25, 2013.
    The following is a notice of applications for deregistration under 
section 8(f) of the Investment Company Act of 1940 for the month of 
January 2013. A copy of each application may be obtained via the 
Commission's Web site by searching for the file number, or for an 
applicant using the Company name box, at https://www.sec.gov/search/search.htm or by calling (202) 551-8090. An order granting each 
application will be issued unless the SEC orders a hearing. Interested 
persons may request a hearing on any application by writing to the 
SEC's Secretary at the address below and serving the relevant applicant 
with a copy of the request, personally or by mail. Hearing requests 
should be received by the SEC by 5:30 p.m. on February 19, 2013, and 
should be accompanied by proof of service on the applicant, in the form 
of an affidavit or, for lawyers, a certificate of service. Hearing 
requests should state the nature of the writer's interest, the reason 
for the request, and the issues contested. Persons who wish to be 
notified of a hearing may request notification by writing to the 
Secretary, U.S. Securities and Exchange Commission, 100 F Street NE., 
Washington, DC 20549-1090.

FOR FURTHER INFORMATION CONTACT: Diane L. Titus at (202) 551-6810, SEC, 
Division of Investment Management, Office of Investment Company 
Regulation, 100 F Street NE., Washington, DC 20549-8010.

Value Line U.S. Government Money Market Fund Inc. [File No. 811-2898]

    Summary: Applicant seeks an order declaring that it has ceased to 
be an investment company. The applicant has transferred its assets to 
Daily Income Fund and, on October 19, 2012, made a final distribution 
to its shareholders based on net asset value. Expenses of $71,500 
incurred in connection with the reorganization were paid by applicant.
    Filing Date: The application was filed on January 9, 2013.
    Applicant's Address: 7 Times Sq., 21st Floor, New York, NY 10036.

Helios Strategic Mortgage Income Fund, Inc. [File No. 811-21102]

    Summary: Applicant, a closed-end investment company, seeks an order 
declaring that it has ceased to be an investment company. The applicant 
has transferred its assets to Helios Total Return Fund Inc. and, on 
April 2, 2012, made a final distribution to its shareholders based on 
net asset value. Expenses of $375,151 incurred in connection with the 
reorganization were paid by applicant and the acquiring fund.
    Filing Date: The application was filed on December 26, 2012.
    Applicant's Address: Three World Financial Center, 200 Vesey St., 
New York, NY 10281-1010.

Foresight Funds Inc. [File No. 811-21385]

    Summary: Applicant seeks an order declaring that it has ceased to 
be an investment company. On December 7, 2012, applicant made a 
liquidating distribution to its shareholders, based on net asset value. 
Expenses of $500 incurred in connection with the liquidation were paid 
by Foresight Asset Management, LLC, applicant's investment adviser.
    Filing Date: The application was filed on December 18, 2012.
    Applicant's Address: 1634 Pebble Chase Dr., Katy, TX 77450.

BlackRock Credit Allocation Income Trust I, Inc. [File No. 811-21341]; 
BlackRock Credit Allocation Income Trust III [File No. 811-21280]

    Summary: Each applicant, a closed-end investment company, seeks an 
order declaring that it has ceased to be an investment company. The 
applicants have transferred their assets to BlackRock Credit Allocation 
Income Trust IV and, on December 10, 2012, made final distributions to 
their shareholders based on net asset value. Expenses of $219,798 and 
$247,780, respectively, incurred in connection with the reorganizations 
were paid by each applicant.
    Filing Date: The applications were filed on January 15, 2013.
    Applicants' Address: 100 Bellevue Parkway, Wilmington, DE 19809.

Delaware Investments Global Dividend and Income Fund, Inc. [File No. 
811-8246]

    Summary: Applicant, a closed-end investment company, seeks an order 
declaring that it has ceased to be an investment company. Applicant has 
transferred its assets to Delaware Enhanced Global Dividend and Income 
Fund, and on October 5, 2011, applicant made a distribution to its 
shareholders based on net asset value. The Bank of New York Mellon is 
holding in escrow applicant's remaining shares of the acquiring fund 
for the benefit of those former shareholders of applicant who have not 
turned in their physical share certificates. Expenses of approximately 
$233,975 incurred in connection with the reorganization were paid by 
applicant, the acquiring fund and Delaware Management Company, 
applicant's investment adviser.
    Filing Date: The application was filed on November 20, 2012.
    Applicant's Address: 2005 Market St., Philadelphia, PA 19103-7094.

Man Long Short Fund [File No. 811-22430]

    Summary: Applicant, a closed-end investment company, seeks an order 
declaring that it has ceased to be an investment company. Applicant 
currently has fewer than 100 beneficial owners, is not presently making 
an offering of securities and does not propose to make any offering of 
securities. Applicant will continue to operate as a private investment 
fund in reliance on section 3(c)(1) of the Act until final payment in 
liquidation of its remaining assets.
    Filing Dates: The application was filed on November 13, 2012, and 
amended on January 4, 2013.
    Applicant's Address: 452 Fifth Ave., 25th Floor, New York, NY 
10018.

Dividend Growth Trust [File No. 811-9497]

    Summary: Applicant seeks an order declaring that it has ceased to 
be an investment company. The applicant has transferred its assets to a 
corresponding series of Goldman Sachs Trust and, on February 27, 2012, 
made a final distribution to its shareholders based on net asset value. 
Expenses of approximately $508,974 incurred in connection with the 
reorganization were paid by Goldman Sachs Asset Management, L.P., 
investment adviser to the acquiring fund, and Dividend Asset Capital, 
LLC (formerly Dividend Growth Advisors, LLC), investment adviser to the 
applicant.

[[Page 7467]]

    Filing Dates: The application was filed on October 4, 2012, and 
amended on January 16, 2013.
    Applicant's Address: 58 Riverwalk Blvd., Building 2, Suite A, 
Ridgeland, SC 29936.

Fifth Third Funds [File No. 811-5669]

    Summary: Applicant seeks an order declaring that it has ceased to 
be an investment company. Applicant has transferred the assets of four 
of its series to series of Money Market Obligations Trust and, on 
September 7, 2012, made final distributions to shareholders of those 
series based on net asset value. Applicant has transferred the assets 
of its remaining series to series of Touchstone Investment Trust, 
Touchstone Funds Group Trust and Touchstone Strategic Trust and, on 
September 10, 2012, made final distributions to shareholders of those 
series based on net asset value. Expenses of $1,499,259 incurred in 
connection with the reorganization were paid by Fifth Third Asset 
Management, Inc., applicant's investment adviser, and by Touchstone 
Advisors, Inc. and Federated Investors, Inc., each an investment 
adviser to certain acquiring funds.
    Filing Dates: The application was filed on November 9, 2012, and 
amended on January 17, 2013.
    Applicant's Address: 38 Fountain Square Plaza, Cincinnati, OH 
45263.

Integrity Fund of Funds Inc. [File No. 811-8824]

    Summary: Applicant seeks an order declaring that it has ceased to 
be an investment company. On December 21, 2012, applicant made a 
liquidating distribution to its shareholders, based on net asset value. 
Applicant incurred no expenses in connection with the liquidation.
    Filing Date: The application was filed on January 4, 2013.
    Applicant's Address: 1 Main St. North, Minot, ND 58703.

Legg Mason Capital Management Value Trust Inc. [File No. 811-3380]; 
Legg Mason Capital Management Special Investment Trust Inc. [File No. 
811-4451]; Legg Mason Capital Management Growth Trust Inc. [File No. 
811-8966]

    Summary: Each applicant seeks an order declaring that it has ceased 
to be an investment company. Applicants have transferred their assets 
to corresponding series of Legg Mason Global Asset Management Trust, 
and on February 29, 2012, made final distributions to their 
shareholders based on net asset value. Expenses of approximately 
$60,852, $21,282 and $7,359, respectively, incurred in connection with 
the reorganizations were paid by each applicant.
    Filing Dates: The application was filed on September 25, 2012, and 
amended on January 23, 2013.
    Applicants' Address: 100 International Dr., 7th Floor, Baltimore, 
MD 21202.

Delaware Group Equity Funds III [File No. 811-1485]

    Summary: Applicant seeks an order declaring that it has ceased to 
be an investment company. Applicant has transferred its asset to a 
series of Voyager Mutual Funds III, and on October 22, 2010, made a 
final distribution to its shareholders based on net asset value. 
Expenses of approximately $208,564 incurred in connection with the 
reorganization were paid by applicant, the acquiring fund and Delaware 
Management Company, applicant's investment adviser.
    Filing Dates: The application was filed on November 20, 2012, and 
amended on January 24, 2013.
    Applicant's Address: 2005 Market St., Philadelphia, PA 19103-7094.

    For the Commission, by the Division of Investment Management, 
pursuant to delegated authority.
Kevin M. O'Neill,
Deputy Secretary.
[FR Doc. 2013-02149 Filed 1-31-13; 8:45 am]
BILLING CODE 8011-01-P
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