Securities and Exchange Commission January 22, 2013 – Federal Register Recent Federal Regulation Documents

Sunshine Act Meeting
Document Number: 2013-01271
Type: Notice
Date: 2013-01-22
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meeting
Document Number: 2013-01270
Type: Notice
Date: 2013-01-22
Agency: Securities and Exchange Commission, Agencies and Commissions
Order of Suspension of Trading; in the Matter of Medex, Inc.
Document Number: 2013-01247
Type: Notice
Date: 2013-01-22
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2013-01113
Type: Notice
Date: 2013-01-22
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2013-01112
Type: Notice
Date: 2013-01-22
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2013-01111
Type: Notice
Date: 2013-01-22
Agency: Securities and Exchange Commission, Agencies and Commissions
Capital, Margin, and Segregation Requirements for Security-Based Swap Dealers and Major Security-Based Swap Participants and Capital Requirements for Broker-Dealers
Document Number: 2013-01053
Type: Proposed Rule
Date: 2013-01-22
Agency: Securities and Exchange Commission, Agencies and Commissions
On November 23, 2012, the Securities and Exchange Commission (``Commission'') published in the Federal Register a proposed rule for public comment to establish capital, margin, and segregation requirements for security-based swap dealers and major security-based swap participants under the Securities Exchange Act of 1934 (``Exchange Act'') and amend capital requirements for broker-dealers. The Commission is extending the time period in which to provide the Commission with comments.