Securities and Exchange Commission May 2012 – Federal Register Recent Federal Regulation Documents

Sunshine Act Meeting Notice
Document Number: 2012-13151
Type: Notice
Date: 2012-05-30
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2012-12998
Type: Notice
Date: 2012-05-30
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meeting
Document Number: 2012-13069
Type: Notice
Date: 2012-05-29
Agency: Securities and Exchange Commission, Agencies and Commissions
In the Matter of Indocan Resources, Inc.; Order of Suspension of Trading
Document Number: 2012-13012
Type: Notice
Date: 2012-05-29
Agency: Securities and Exchange Commission, Agencies and Commissions
Advisory Committee on Small and Emerging Companies; Meeting
Document Number: 2012-12800
Type: Notice
Date: 2012-05-25
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission Advisory Committee on Small and Emerging Companies is providing notice that it will hold a public meeting on Friday, June 8, 2012, in Multi-Purpose Room LL-006 at the Commission's headquarters, 100 F Street NE., Washington, DC. The meeting will begin at 9 a.m. (EDT) and will be open to the public. The meeting will be Web cast on the Commission's Web site at www.sec.gov. Persons needing special accommodations to take part because of a disability should notify the contact person listed below. The public is invited to submit written statements to the Committee. The agenda for the meeting includes discussions of provisions of the Jumpstart Our Business Startups (JOBS) Act and other matters relating to rules and regulations affecting small and emerging companies under the federal securities laws. Notice of this meeting is less than fifteen days prior to the meeting due to an administrative delay.
Proposed Collection; Comment Request
Document Number: 2012-12725
Type: Notice
Date: 2012-05-25
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2012-12724
Type: Notice
Date: 2012-05-25
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meetings
Document Number: 2012-12795
Type: Notice
Date: 2012-05-24
Agency: Securities and Exchange Commission, Agencies and Commissions
Further Definition of “Swap Dealer,” “Security-Based Swap Dealer,” “Major Swap Participant,” “Major Security-Based Swap Participant” and “Eligible Contract Participant”
Document Number: 2012-10562
Type: Rule
Date: 2012-05-23
Agency: Commodity Futures Trading Commission, Agencies and Commissions, Securities and Exchange Commission
In accordance with the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (``Dodd-Frank Act''), the Commodity Futures Trading Commission (``CFTC'') and the Securities and Exchange Commission (``SEC'') (collectively, the ``Commissions''), in consultation with the Board of Governors of the Federal Reserve System (``Board''), are adopting new rules and interpretive guidance under the Commodity Exchange Act (``CEA''), and the Securities Exchange Act of 1934 (``Exchange Act''), to further define the terms ``swap dealer,'' ``security-based swap dealer,'' ``major swap participant,'' ``major security-based swap participant,'' and ``eligible contract participant.''
Sunshine Act Meeting
Document Number: 2012-12528
Type: Notice
Date: 2012-05-22
Agency: Securities and Exchange Commission, Agencies and Commissions
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