Securities and Exchange Commission June 29, 2011 – Federal Register Recent Federal Regulation Documents

Family Offices
Document Number: 2011-16117
Type: Rule
Date: 2011-06-29
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission (the ``Commission'') is adopting a rule to define ``family offices'' that will be excluded from the definition of an investment adviser under the Investment Advisers Act of 1940 (``Advisers Act'') and thus will not be subject to regulation under the Advisers Act.