Securities and Exchange Commission June 3, 2011 – Federal Register Recent Federal Regulation Documents

Results 1 - 6 of 6
Uniontown Energy, Inc.; Order of Suspension of Trading
Document Number: 2011-13880
Type: Notice
Date: 2011-06-03
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2011/06/03/2011-13880.html
Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Functionality of NASDAQ OMX PSX's Post-Only Order
Document Number: 2011-13776
Type: Notice
Date: 2011-06-03
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2011/06/03/2011-13776.html
Self-Regulatory Organizations; New York Stock Exchange LLC; Order Granting Approval of Proposed Rule Change To Modify the Initial Trading Market Value for Debt Securities
Document Number: 2011-13755
Type: Notice
Date: 2011-06-03
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2011/06/03/2011-13755.html
Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Rule G-23, on Activities of Financial Advisors
Document Number: 2011-13752
Type: Notice
Date: 2011-06-03
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2011/06/03/2011-13752.html
Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940
Document Number: 2011-13751
Type: Notice
Date: 2011-06-03
Agency: Securities and Exchange Commission, Agencies and Commissions
Applicant seeks an order declaring that it has ceased to be an investment company. On August 31, 2009, applicant made a final liquidating distribution to its shareholders, based on net asset value. Expenses of $2,700 incurred in connection with the liquidation were paid by The Dreyfus Corporation, applicant's investment adviser. Filing Dates: The application was filed on April 6, 2011, and amended on May 9, 2011. Applicant's Address: c/o The Dreyfus Corporation, 200 Park Ave., New York, NY 10166.
https://regulations.justia.com/regulations/fedreg/2011/06/03/2011-13751.html
Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update Rule Cross-References and Make Non-Substantive Technical Changes to Certain FINRA Rules
Document Number: 2011-13738
Type: Notice
Date: 2011-06-03
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2011/06/03/2011-13738.html
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