Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940, 32245-32246 [2011-13751]
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Federal Register / Vol. 76, No. 107 / Friday, June 3, 2011 / Notices
32245
Applicant’s Address: c/o
of the writer’s interest, the reason for the
TABLE III—FERS PRESENT VALUE
Oppenheimer & Co., Inc., 200 Park Ave.,
FACTORS FOR AGES AT CALCULA- request, and the issues contested.
24th Floor, New York, NY 10116.
Persons who wish to be notified of a
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U.S. Office of Personnel Management.
John Berry,
Director.
[FR Doc. 2011–13707 Filed 6–2–11; 8:45 am]
BILLING CODE 6325–38–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. IC–29684]
Notice of Applications for
Deregistration Under Section 8(f) of the
Investment Company Act of 1940
jlentini on DSK4TPTVN1PROD with NOTICES
May 27, 2011.
The following is a notice of
applications for deregistration under
section 8(f) of the Investment Company
Act of 1940 for the month of May 2011.
A copy of each application may be
obtained via the Commission’s Web site
by searching for the file number, or an
applicant using the Company name box,
at https://www.sec.gov/search/
search.htm or by calling (202) 551–
8090. An order granting each
application will be issued unless the
SEC orders a hearing. Interested persons
may request a hearing on any
application by writing to the SEC’s
Secretary at the address below and
serving the relevant applicant with a
copy of the request, personally or by
mail. Hearing requests should be
received by the SEC by 5:30 p.m. on
June 21, 2011, and should be
accompanied by proof of service on the
applicant, in the form of an affidavit or,
for lawyers, a certificate of service.
Hearing requests should state the nature
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15:49 Jun 02, 2011
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hearing may request notification by
writing to the Secretary, U.S. Securities
and Exchange Commission, 100 F
Street, NE., Washington, DC 20549–
1090.
For Further Information Contact:
Diane L. Titus at (202) 551–6810, SEC,
Division of Investment Management,
Office of Investment Company
Regulation, 100 F Street, NE.,
Washington, DC 20549–8010.
Dreyfus Institutional Money Market
Fund, Inc. [File No. 811–3025]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. On August 31,
2009, applicant made a final liquidating
distribution to its shareholders, based
on net asset value. Expenses of $2,700
incurred in connection with the
liquidation were paid by The Dreyfus
Corporation, applicant’s investment
adviser.
Filing Dates: The application was
filed on April 6, 2011, and amended on
May 9, 2011.
Applicant’s Address: c/o The Dreyfus
Corporation, 200 Park Ave., New York,
NY 10166.
Morgan Stanley High Yield Securities
Inc. [File No. 811–2932]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. On June 1, 2010,
applicant transferred its assets to
Invesco High Yield Securities Fund, a
series of AIM Investment Securities
Funds, based on net asset value.
Expenses of approximately $297,718
incurred in connection with the
reorganization were paid by Morgan
Stanley Investment Advisors Inc.,
applicant’s investment adviser, and
Invesco Advisers, Inc.
Filing Dates: The application was
filed on March 4, 2011, and amended on
May 5, 2011.
Applicant’s Address: c/o Morgan
Stanley Investment Advisors Inc., 522
Fifth Ave., New York, NY 10036.
Advantage Advisers Augusta Fund,
L.L.C. [File No. 811–7641]
Summary: Applicant, a closed-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. On March 2, 2011,
applicant made a final liquidating
distribution to its shareholders, based
on net asset value. Expenses of $113,933
incurred in connection with the
liquidation were paid by applicant.
Filing Date: The application was filed
on May 17, 2011.
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Fmt 4703
Sfmt 4703
Blue Chip Value Fund, Inc. [File No.
811–5003]
Summary: Applicant, a closed-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. On March 28,
2011, applicant transferred its assets to
Westcore Blue Chip Fund, a series of
Westcore Trust, based on net asset
value. Expenses of $555,705 incurred in
connection with the reorganization were
paid by applicant and the acquiring
fund.
Filing Date: The application was filed
on April 25, 2011.
Applicant’s Address: 1225 17th St.,
26th Floor, Denver, CO 80202.
Lord Abbett Managed Portfolio
Solutions Trust [File No. 811–22117]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. Applicant has
never made a public offering of its
securities and does not propose to make
a public offering or engage in business
of any kind.
Filing Date: The application was filed
on April 29, 2011.
Applicant’s Address: 90 Hudson St.,
Jersey City, NJ 07302.
BlackRock Senior Floating Rate Fund,
Inc. [File No. 811–5870]; BlackRock
Senior Floating Rate Fund II, Inc. [File
No. 811–9229]
Summary: Each applicant, a closedend investment company, seeks an
order declaring that it has ceased to be
an investment company. On March 21,
2011, each applicant transferred its
assets to BlackRock Floating Rate
Income Portfolio, a series of BlackRock
Funds II, based on net asset value.
Expenses of approximately $270,300
and $232,841, respectively, incurred in
connection with the reorganizations
were paid by each applicant.
Filing Date: The applications were
filed on April 26, 2011.
Applicants’ Address: 100 Bellevue
Parkway, Wilmington, DE 19809.
Russell ETF Trust [File No. 811–22401]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. Applicant has
never made a public offering of its
securities and does not propose to make
a public offering or engage in business
of any kind.
Filing Dates: The application was
filed on April 5, 2011, and amended on
May 25, 2011.
Applicant’s Address: 1301 Second
Ave., 18th Floor, Seattle, WA 98101.
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32246
Federal Register / Vol. 76, No. 107 / Friday, June 3, 2011 / Notices
Premier VIT [File No. 811–8512]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. On or about April
27, 2010, applicant made a liquidating
distribution to its shareholders, based
on net asset value. Expenses of $81,000
incurred in connection with the
liquidation were paid by applicant and
Allianz Global Investors Fund
Management LLC, applicant’s
investment adviser.
Filing Date: The application was filed
on August 12, 2010, and amended on
May 10, 2011.
Applicant’s Address: 1345 Avenue of
the Americas, New York, New York
10105.
For the Commission, by the Division of
Investment Management, pursuant to
delegated authority.
Cathy H. Ahn,
Deputy Secretary.
[FR Doc. 2011–13751 Filed 6–2–11; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[File No. 500–1]
Uniontown Energy, Inc.; Order of
Suspension of Trading
jlentini on DSK4TPTVN1PROD with NOTICES
June 1, 2011.
It appears to the Securities and
Exchange Commission that there is a
lack of current and accurate information
concerning the securities of Uniontown
Energy, Inc. because of questions
regarding the accuracy of assertions by
the company, and by others, including
in press releases to investors
concerning, among other things: the
acquisition and exploration of oil
properties.
The Commission is of the opinion that
the public interest and the protection of
investors require a suspension of trading
in the securities of the above-listed
company.
Therefore, it is ordered, pursuant to
Section 12(k) of the Securities Exchange
Act of 1934, that trading in the
securities of the above-listed company is
suspended for the period from 9:30 a.m.
EDT, on June 1, 2011 through 11:59 p.m.
EDT, on June 14, 2011.
By the Commission.
Elizabeth M. Murphy,
Secretary.
[FR Doc. 2011–13880 Filed 6–1–11; 11:15 am]
BILLING CODE 8011–01–P
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SECURITIES AND EXCHANGE
COMMISSION
and C below, of the most significant
aspects of such statements.
[Release No. 34–64560; File No. SR–FINRA–
2011–024]
A. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
Self-Regulatory Organizations;
Financial Industry Regulatory
Authority, Inc.; Notice of Filing and
Immediate Effectiveness of Proposed
Rule Change To Update Rule CrossReferences and Make Non-Substantive
Technical Changes to Certain FINRA
Rules
May 27, 2011.
Pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934
(‘‘Act’’) 1 and Rule 19b–4 thereunder,2
notice is hereby given that on May 17,
2011, Financial Industry Regulatory
Authority, Inc. (‘‘FINRA’’) filed with the
Securities and Exchange Commission
(‘‘SEC’’ or ‘‘Commission’’) the proposed
rule change as described in Items I and
II below, which Items have been
prepared by FINRA. FINRA has
designated the proposed rule change as
constituting a ‘‘non-controversial’’ rule
change under paragraph (f)(6) of Rule
19b–4 under the Act,3 which renders
the proposal effective upon receipt of
this filing by the Commission. The
Commission is publishing this notice to
solicit comments on the proposed rule
change from interested persons.
I. Self-Regulatory Organization’s
Statement of the Terms of Substance of
the Proposed Rule Change
FINRA is proposing to update crossreferences within certain FINRA rules to
reflect changes adopted in the
consolidated FINRA rulebook and to
make non-substantive technical changes
to certain FINRA Rules.
The text of the proposed rule change
is available on FINRA’s Web site at
https://www.finra.org, at the principal
office of FINRA and at the
Commission’s Public Reference Room.
II. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
In its filing with the Commission,
FINRA included statements concerning
the purpose of and basis for the
proposed rule change and discussed any
comments it received on the proposed
rule change. The text of these statements
may be examined at the places specified
in Item IV below. FINRA has prepared
summaries, set forth in sections A, B,
1 15
U.S.C. 78s(b)(1).
CFR 240.19b–4.
3 17 CFR 240.19b–4(f)(6).
2 17
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Frm 00112
Fmt 4703
Sfmt 4703
1. Purpose
FINRA is in the process of developing
a new consolidated rulebook
(‘‘Consolidated FINRA Rulebook’’).4
That process involves FINRA submitting
to the Commission for approval a series
of proposed rule changes over time to
adopt rules in the Consolidated FINRA
Rulebook. The phased adoption and
implementation of those rules
necessitates periodic amendments to
update rule cross-references and other
non-substantive technical changes in
the Consolidated FINRA Rulebook.
The proposed rule change would
update rule cross-references to reflect
changes adopted in the Consolidated
FINRA Rulebook. In this regard, the
proposed rule change would update
references in FINRA Rules 0150
(Application of Rules to Exempted
Securities Except Municipal Securities),
6630 (Applicability of FINRA Rules to
Securities Previously Designated as
PORTAL Securities), 7230A (Trade
Report Input), 7330 (Trade Report Input)
and 9217 (Violations Appropriate for
Disposition Under Plan Pursuant to SEA
Rule 19d–1(c)(2)) that are needed as the
result of Commission approval of two
recent FINRA proposed rule changes.5
Furthermore, the proposed rule change
would update a reference in FINRA
Rule 9120 (Definitions) to reflect that
the NASD Rule 3300 Series has been
replaced by FINRA Rule 4560 and the
FINRA Rule 5200 Series.6 The proposed
4 The current FINRA rulebook consists of (1)
FINRA Rules; (2) NASD Rules; and (3) rules
incorporated from NYSE (‘‘Incorporated NYSE
Rules’’) (together, the NASD Rules and Incorporated
NYSE Rules are referred to as the ‘‘Transitional
Rulebook’’). While the NASD Rules generally apply
to all FINRA members, the Incorporated NYSE
Rules apply only to those members of FINRA that
are also members of the NYSE (‘‘Dual Members’’).
The FINRA Rules apply to all FINRA members,
unless such rules have a more limited application
by their terms. For more information about the
rulebook consolidation process, see Information
Notice, March 12, 2008 (Rulebook Consolidation
Process).
5 See Securities Exchange Act Release No. 63150
(October 21, 2010), 75 FR 66173 (October 27, 2010)
(Order Approving File No. SR–FINRA–2009–058);
and Securities Exchange Act Release No. 63260
(November 5, 2010), 75 FR 69508 (November 12,
2010) (Order Approving File No. SR–FINRA–2010–
034).
6 See Securities Exchange Act Release No. 58461
(September 4, 2008), 73 FR 52710 (September 10,
2008) (Order Approving File No. SR–FINRA–2008–
033); Securities Exchange Act Release No. 60648
(September 10, 2009), 74 FR 47837 (September 17,
2009) (Order Approving File No. SR–FINRA–2009–
048); Securities Exchange Act Release No. 60659
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]]>Agencies
[Federal Register Volume 76, Number 107 (Friday, June 3, 2011)]
[Notices]
[Pages 32245-32246]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2011-13751]
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SECURITIES AND EXCHANGE COMMISSION
[Release No. IC-29684]
Notice of Applications for Deregistration Under Section 8(f) of
the Investment Company Act of 1940
May 27, 2011.
The following is a notice of applications for deregistration under
section 8(f) of the Investment Company Act of 1940 for the month of May
2011. A copy of each application may be obtained via the Commission's
Web site by searching for the file number, or an applicant using the
Company name box, at https://www.sec.gov/search/search.htm or by calling
(202) 551-8090. An order granting each application will be issued
unless the SEC orders a hearing. Interested persons may request a
hearing on any application by writing to the SEC's Secretary at the
address below and serving the relevant applicant with a copy of the
request, personally or by mail. Hearing requests should be received by
the SEC by 5:30 p.m. on June 21, 2011, and should be accompanied by
proof of service on the applicant, in the form of an affidavit or, for
lawyers, a certificate of service. Hearing requests should state the
nature of the writer's interest, the reason for the request, and the
issues contested. Persons who wish to be notified of a hearing may
request notification by writing to the Secretary, U.S. Securities and
Exchange Commission, 100 F Street, NE., Washington, DC 20549-1090.
For Further Information Contact: Diane L. Titus at (202) 551-6810,
SEC, Division of Investment Management, Office of Investment Company
Regulation, 100 F Street, NE., Washington, DC 20549-8010.
Dreyfus Institutional Money Market Fund, Inc. [File No. 811-3025]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. On August 31, 2009, applicant made a final
liquidating distribution to its shareholders, based on net asset value.
Expenses of $2,700 incurred in connection with the liquidation were
paid by The Dreyfus Corporation, applicant's investment adviser.
Filing Dates: The application was filed on April 6, 2011, and
amended on May 9, 2011.
Applicant's Address: c/o The Dreyfus Corporation, 200 Park Ave.,
New York, NY 10166.
Morgan Stanley High Yield Securities Inc. [File No. 811-2932]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. On June 1, 2010, applicant transferred its
assets to Invesco High Yield Securities Fund, a series of AIM
Investment Securities Funds, based on net asset value. Expenses of
approximately $297,718 incurred in connection with the reorganization
were paid by Morgan Stanley Investment Advisors Inc., applicant's
investment adviser, and Invesco Advisers, Inc.
Filing Dates: The application was filed on March 4, 2011, and
amended on May 5, 2011.
Applicant's Address: c/o Morgan Stanley Investment Advisors Inc.,
522 Fifth Ave., New York, NY 10036.
Advantage Advisers Augusta Fund, L.L.C. [File No. 811-7641]
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. On March 2,
2011, applicant made a final liquidating distribution to its
shareholders, based on net asset value. Expenses of $113,933 incurred
in connection with the liquidation were paid by applicant.
Filing Date: The application was filed on May 17, 2011.
Applicant's Address: c/o Oppenheimer & Co., Inc., 200 Park Ave.,
24th Floor, New York, NY 10116.
Blue Chip Value Fund, Inc. [File No. 811-5003]
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. On March 28,
2011, applicant transferred its assets to Westcore Blue Chip Fund, a
series of Westcore Trust, based on net asset value. Expenses of
$555,705 incurred in connection with the reorganization were paid by
applicant and the acquiring fund.
Filing Date: The application was filed on April 25, 2011.
Applicant's Address: 1225 17th St., 26th Floor, Denver, CO 80202.
Lord Abbett Managed Portfolio Solutions Trust [File No. 811-22117]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. Applicant has never made a public offering of
its securities and does not propose to make a public offering or engage
in business of any kind.
Filing Date: The application was filed on April 29, 2011.
Applicant's Address: 90 Hudson St., Jersey City, NJ 07302.
BlackRock Senior Floating Rate Fund, Inc. [File No. 811-5870];
BlackRock Senior Floating Rate Fund II, Inc. [File No. 811-9229]
Summary: Each applicant, a closed-end investment company, seeks an
order declaring that it has ceased to be an investment company. On
March 21, 2011, each applicant transferred its assets to BlackRock
Floating Rate Income Portfolio, a series of BlackRock Funds II, based
on net asset value. Expenses of approximately $270,300 and $232,841,
respectively, incurred in connection with the reorganizations were paid
by each applicant.
Filing Date: The applications were filed on April 26, 2011.
Applicants' Address: 100 Bellevue Parkway, Wilmington, DE 19809.
Russell ETF Trust [File No. 811-22401]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. Applicant has never made a public offering of
its securities and does not propose to make a public offering or engage
in business of any kind.
Filing Dates: The application was filed on April 5, 2011, and
amended on May 25, 2011.
Applicant's Address: 1301 Second Ave., 18th Floor, Seattle, WA
98101.
[[Page 32246]]
Premier VIT [File No. 811-8512]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. On or about April 27, 2010, applicant made a
liquidating distribution to its shareholders, based on net asset value.
Expenses of $81,000 incurred in connection with the liquidation were
paid by applicant and Allianz Global Investors Fund Management LLC,
applicant's investment adviser.
Filing Date: The application was filed on August 12, 2010, and
amended on May 10, 2011.
Applicant's Address: 1345 Avenue of the Americas, New York, New
York 10105.
For the Commission, by the Division of Investment Management,
pursuant to delegated authority.
Cathy H. Ahn,
Deputy Secretary.
[FR Doc. 2011-13751 Filed 6-2-11; 8:45 am]
BILLING CODE 8011-01-P
