Securities and Exchange Commission October 2009 – Federal Register Recent Federal Regulation Documents
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Adoption of Updated EDGAR Filer Manual
The Securities and Exchange Commission (the Commission) is adopting revisions to the Electronic Data Gathering, Analysis, and Retrieval System (EDGAR) Filer Manual to reflect updates to the EDGAR system made in EDGAR Release 9.17. The revisions were made primarily to enforce additional XBRL validation requirements to improve the quality of XBRL exhibits; to allow filers to electronically submit the withdrawal of application for exemptive or other relief from the Investment Companies Act as submission types APP WD and APP WD/A; and, to allow filers to add Subject Company related information for the submission types F-6, F-6/A, F-6EF, and F-6POS. The revisions to the Filer Manual reflect changes within Volume I entitled EDGAR Filer Manual, Volume I: ``General Information,'' Version 8 (September 2009) and Volume II entitled EDGAR Filer Manual, Volume II: ``EDGAR Filing,'' Version 13 (September 2009). The updated manual will be incorporated by reference into the Code of Federal Regulations.
Credit Ratings Disclosure
This document corrects the file number in the preamble to a proposed rule regarding credit ratings disclosure published in the Federal Register of Thursday, October 15, 2009 (74 FR 53086). The file number should read as set forth above.
Concept Release on Possible Rescission of Rule 436(g) Under the Securities Act of 1933
This document corrects the file number in the preamble to a concept release on possible rescission of rule 436(g) under the Securities Act of 1933 published in the Federal Register of Thursday, October 15, 2009 (74 FR 53114). The file number should read as set forth above.
Extension of Filing Accommodation for Static Pool Information in Filings With Respect to Asset-Backed Securities
The Commission proposes to amend Rule 312 of Regulation S-T which provides a temporary filing accommodation for filings with respect to asset-backed securities that allows static pool information required to be disclosed in a prospectus to be provided on an Internet Web site under certain conditions. Under Rule 312, such information is deemed to be included in the prospectus included in the registration statement for the asset-backed securities. Rule 312 currently applies to filings with respect to asset-backed securities filed on or before December 31, 2009. We propose to amend Rule 312 to extend its application for one year. Under the proposed extension, the rule would apply to filings with respect to asset-backed securities filed on or before December 31, 2010.
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