Securities and Exchange Commission October 6, 2009 – Federal Register Recent Federal Regulation Documents

Results 1 - 7 of 7
Evergreen Income Advantage Fund, et al.; Notice of Application
Document Number: E9-24005
Type: Notice
Date: 2009-10-06
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2009/10/06/E9-24005.html
Submission for OMB Review; Comment Request
Document Number: E9-23996
Type: Notice
Date: 2009-10-06
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2009/10/06/E9-23996.html
Proposed Collection; Comment Request
Document Number: E9-23995
Type: Notice
Date: 2009-10-06
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2009/10/06/E9-23995.html
Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending Rule 900.3NY
Document Number: E9-23994
Type: Notice
Date: 2009-10-06
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2009/10/06/E9-23994.html
Submission for OMB Review; Comment Request
Document Number: E9-23993
Type: Notice
Date: 2009-10-06
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2009/10/06/E9-23993.html
Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change to Revise the Minimum Eligibility Criteria for Common Stock Loaned Through Stock Loan Programs and Deposited as Margin Collateral
Document Number: E9-23992
Type: Notice
Date: 2009-10-06
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2009/10/06/E9-23992.html
Self-Regulatory Organizations; NYSE Amex LLC; Order Approving Proposed Rule Change Amending Rule 476A (Imposition of Fines for Minor Violation(s) of Rules)
Document Number: E9-23991
Type: Notice
Date: 2009-10-06
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2009/10/06/E9-23991.html
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