Securities and Exchange Commission May 4, 2009 – Federal Register Recent Federal Regulation Documents

Delegation of Authority to the General Counsel
Document Number: E9-10123
Type: Rule
Date: 2009-05-04
Agency: Securities and Exchange Commission, Agencies and Commissions
The Commission is amending its rules to delegate to the General Counsel its authority to designate officers in authorized investigations conducted by the Office of General Counsel. The Office of General Counsel of the Commission has the authority to conduct authorized investigations under Section 21 of the Securities Exchange Act of 1934 (15 U.S.C. 78u) of possible violations by attorneys of the Commission Rules of Practice. In connection with these investigations, it may be necessary from time to time to amend the formal orders to add or remove officers designated to conduct the inquiry.
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