Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/05/04?limit=200&registers=between&mode=atom 2024-05-22T10:19:19-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2009/05/04/E9-10172.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Amend the Panel Composition Rules of the Code of Arbitration Procedure for Industry Disputes 2009-05-04T00:00:00-07:00 2009-05-04T00:00:00-07:00 E9-10172 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-04/pdf/E9-10172.pdf https://regulations.justia.com/regulations/fedreg/2009/05/04/E9-10123.html Rule - Delegation of Authority to the General Counsel 2009-05-04T00:00:00-07:00 2009-05-04T00:00:00-07:00 E9-10123 Rule http://www.gpo.gov/fdsys/pkg/FR-2009-05-04/pdf/E9-10123.pdf https://regulations.justia.com/regulations/fedreg/2009/05/04/E9-10120.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving Proposed Rule Change To Permanently Establish the Short Term Option Series Pilot Program 2009-05-04T00:00:00-07:00 2009-05-04T00:00:00-07:00 E9-10120 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-04/pdf/E9-10120.pdf https://regulations.justia.com/regulations/fedreg/2009/05/04/E9-10119.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending the Exchange's Timely Alert Policy 2009-05-04T00:00:00-07:00 2009-05-04T00:00:00-07:00 E9-10119 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-04/pdf/E9-10119.pdf https://regulations.justia.com/regulations/fedreg/2009/05/04/E9-10118.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Modifying Rule 7050 Governing Pricing for The NASDAQ Options Market (“NOM”) 2009-05-04T00:00:00-07:00 2009-05-04T00:00:00-07:00 E9-10118 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-04/pdf/E9-10118.pdf https://regulations.justia.com/regulations/fedreg/2009/05/04/E9-10117.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Order Approving a Proposed Rule Change Relating to Expanding the Scope and Timing To Collect and Pass-Through Fees Owed by Participants to American Depositary Receipt Agents 2009-05-04T00:00:00-07:00 2009-05-04T00:00:00-07:00 E9-10117 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-04/pdf/E9-10117.pdf https://regulations.justia.com/regulations/fedreg/2009/05/04/E9-10116.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Accelerated Approval of a Proposed Rule Change To List and Trade Shares of the Grail American Beacon Large Cap Value ETF 2009-05-04T00:00:00-07:00 2009-05-04T00:00:00-07:00 E9-10116 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-04/pdf/E9-10116.pdf