Securities and Exchange Commission April 17, 2008 – Federal Register Recent Federal Regulation Documents

Definitions of Terms and Exemptions Relating to the “Broker” Exceptions for Banks
Document Number: E8-8270
Type: Rule
Date: 2008-04-17
Agency: Securities and Exchange Commission, Agencies and Commissions, Federal Reserve System
The Board and the Commission jointly are adopting technical amendments to Regulation R, which the Agencies jointly adopted in September 2007. Regulation R implements certain of the exceptions for banks from the definition of the term ``broker'' in section 3(a)(4) of the Securities Exchange Act of 1934 (``Exchange Act''), as amended by the Gramm-Leach-Bliley Act (``GLBA''). The technical amendments correct cross-references and other typographical errors in the regulation.
Proposed Rule Changes of Self-Regulatory Organizations
Document Number: E8-8267
Type: Rule
Date: 2008-04-17
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission (``Commission'') published in the Federal Register of March 27, 2008 (72 FR 16179), a document concerning proposed rule changes by Self-Regulatory Organizations submitted pursuant to Section 19(b)(7)(A) of the Securities Exchange Act of 1934.
In the Matter of: NYSE Arca, Inc.; Order of Summary Abrogation
Document Number: E8-8215
Type: Notice
Date: 2008-04-17
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: E8-8183
Type: Notice
Date: 2008-04-17
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: E8-8182
Type: Notice
Date: 2008-04-17
Agency: Securities and Exchange Commission, Agencies and Commissions