Securities and Exchange Commission March 14, 2008 – Federal Register Recent Federal Regulation Documents

MetLife Insurance Company of Connecticut, et al.
Document Number: E8-5101
Type: Notice
Date: 2008-03-14
Agency: Securities and Exchange Commission, Agencies and Commissions
Jefferson National Life Insurance Company, et al.
Document Number: E8-5100
Type: Notice
Date: 2008-03-14
Agency: Securities and Exchange Commission, Agencies and Commissions
Amendments to Form ADV
Document Number: E8-4611
Type: Proposed Rule
Date: 2008-03-14
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission is reproposing amendments to Part 2 of Form ADV, and related rules under the Investment Advisers Act, to require investment advisers registered with us to deliver to clients and prospective clients a brochure written in plain English. These amendments are designed to require advisers to provide clients and prospective clients with clear, current, and more meaningful disclosure of the business practices, conflicts of interest (including those related to soft dollar practices), and background of investment advisers and their advisory personnel. Advisers would file their brochures with us electronically, and we would make them available to the public through our Web site. The Commission also is proposing to withdraw, as duplicative, the Advisers Act rule requiring advisers to disclose certain disciplinary and financial information.
In the Matter of Beverage Creations, Inc.; Order of Suspension of Trading
Document Number: 08-1033
Type: Notice
Date: 2008-03-14
Agency: Securities and Exchange Commission, Agencies and Commissions