Securities and Exchange Commission 2007 – Federal Register Recent Federal Regulation Documents

Results 1,151 - 1,200 of 1,834
First American Investment Funds, Inc., et al.; Notice of Application
Document Number: E7-9001
Type: Notice
Date: 2007-05-10
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: E7-8737
Type: Notice
Date: 2007-05-08
Agency: Securities and Exchange Commission, Agencies and Commissions
Hercules Technology Growth Capital, Inc.; Notice of Application
Document Number: E7-8683
Type: Notice
Date: 2007-05-07
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meeting
Document Number: E7-8649
Type: Notice
Date: 2007-05-07
Agency: Securities and Exchange Commission, Agencies and Commissions
PowerShares Exchange-Traded Fund Trust, et al.; Notice of Application
Document Number: E7-8599
Type: Notice
Date: 2007-05-07
Agency: Securities and Exchange Commission, Agencies and Commissions
SSgA Funds Management, Inc., et al.
Document Number: E7-8598
Type: Notice
Date: 2007-05-07
Agency: Securities and Exchange Commission, Agencies and Commissions
First Trust Exchange-Traded Fund, et al.; Notice of Application
Document Number: E7-8595
Type: Notice
Date: 2007-05-07
Agency: Securities and Exchange Commission, Agencies and Commissions
Old Westbury Funds, Inc. and Bessemer Investment Management LLC; Notice of Application
Document Number: E7-8506
Type: Notice
Date: 2007-05-04
Agency: Securities and Exchange Commission, Agencies and Commissions
The Gabelli Equity Trust Inc., et al.; Notice of Application
Document Number: E7-8504
Type: Notice
Date: 2007-05-04
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meetings
Document Number: E7-8430
Type: Notice
Date: 2007-05-03
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: E7-8428
Type: Notice
Date: 2007-05-03
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: E7-8427
Type: Notice
Date: 2007-05-03
Agency: Securities and Exchange Commission, Agencies and Commissions
Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940
Document Number: E7-8426
Type: Notice
Date: 2007-05-03
Agency: Securities and Exchange Commission, Agencies and Commissions
Applicant seeks an order declaring that it has ceased to be an investment company. By April 25, 1997, applicant had transferred all of its assets to HighMark Funds, based on net asset value. Expenses of $27,400 incurred in connection with the reorganization were paid by Union Bank of California, N.A., the acquiring fund's investment adviser. Filing Dates: The application was filed on January 31, 2003, and amended on April 11, 2007, and April 20, 2007. Applicant's Address: 2 Oliver St., Boston, MA 02109.
HSBC Securities (USA) Inc.; Notice of Application
Document Number: E7-8364
Type: Notice
Date: 2007-05-02
Agency: Securities and Exchange Commission, Agencies and Commissions
Hill Physicians Medical Group, Inc.; Notice of Application
Document Number: E7-8353
Type: Notice
Date: 2007-05-02
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meeting
Document Number: E7-8309
Type: Notice
Date: 2007-05-01
Agency: Securities and Exchange Commission, Agencies and Commissions