Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940, 24636-24637 [E7-8426]
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24636
Federal Register / Vol. 72, No. 85 / Thursday, May 3, 2007 / Notices
Commission, Office of Filings and
Information Services, Washington, DC
20549.
mmaher on DSK3CLS3C1PROD with $$_JOB
Extension:
Rule 19d–3, SEC File No. 270–245, OMB
Control No. 3235–0204.
Notice is hereby given that pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.) the Securities
and Exchange Commission
(‘‘Commission’’) intends to submit to
the Office of Management and Budget a
request for extension of the previously
approved collection of information
discussed below.
<bullet≤ Rule 19d–3 (17 CFR
240.19d–3)—Applications for Review of
Final Disciplinary Sanctions, Denials of
Membership, Participation or
Association, or Prohibitions or
Limitations of Access to Services
Imposed by Self-Regulatory
Organizations.
Rule 19d–3 under the Securities
Exchange Act of 1934 (17 U.S.C. 78a et
seq.) prescribes the form and content of
applications to the Commission by
persons desiring stays of final
disciplinary sanctions and summary
action of self-regulatory organizations
(‘‘SROs’’) for which the Commission is
the appropriate regulatory agency. The
Commission uses the information
provided in the application filed
pursuant to Rule 19d–3 to review final
actions taken by SROs including: (1)
Disciplinary sanctions; (2) denials of
membership, participation or
association; and (3) prohibitions on or
limitations of access to SRO services.
It is estimated that approximately 15
respondents will utilize this application
procedure annually, with a total burden
of 270 hours, for all respondents to
complete all submissions. This figure is
based upon past submissions. The staff
estimates that the average number of
hours necessary to comply with the
requirements of Rule 19d–3 is 18 hours.
The average cost per hour, to complete
each submission, is approximately $101.
Therefore, the total cost of compliance
for all respondents is $27,270. (15
submissions x 18 hours x $101 per
hour).
Written comments are invited on: (a)
Whether the proposed collection of
information is necessary for the proper
performance of the functions of the
agency, including whether the
information shall have practical utility;
(b) the accuracy of the agency’s
estimates of the burden of the proposed
collection of information; (c) ways to
enhance the quality, utility and clarity
of the information to be collected; and
(d) ways to minimize the burden of the
collection of information on
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respondents, including through the use
of automated collection techniques or
other forms of information technology.
Consideration will be given to
comments and suggestions submitted in
writing within 60 days of this
publication.
Direct your written comments to R.
Corey Booth, Director/Chief Information
Officer, Securities and Exchange
Commission, C/O Shirley Martinson,
6432 General Green Way, Alexandria,
VA 22312 or send an e-mail to: PRA—
Mailbox@sec.gov. Comments must be
submitted to OMB within 60 days of
this notice.
Stepstone Funds [File No. 811–6192]
Dated: April 24, 2007.
Florence E. Harmon,
Deputy Secretary.
[FR Doc. E7–8428 Filed 5–2–07; 8:45 am]
Morgan Stanley Aggressive Equity Fund
[File No. 811–8471]
BILLING CODE 8010–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. IC–27806]
Notice of Applications for
Deregistration Under Section 8(f) of the
Investment Company Act of 1940
April 27, 2007.
The following is a notice of
applications for deregistration under
section 8(f) of the Investment Company
Act of 1940 for the month of April,
2007. A copy of each application may be
obtained for a fee at the SEC’s Public
Reference Branch (tel. 202–551–5850).
An order granting each application will
be issued unless the SEC orders a
hearing. Interested persons may request
a hearing on any application by writing
to the SEC’s Secretary at the address
below and serving the relevant
applicant with a copy of the request,
personally or by mail. Hearing requests
should be received by the SEC by 5:30
p.m. on May 22, 2007, and should be
accompanied by proof of service on the
applicant, in the form of an affidavit or,
for lawyers, a certificate of service.
Hearing requests should state the nature
of the writer’s interest, the reason for the
request, and the issues contested.
Persons who wish to be notified of a
hearing may request notification by
writing to the Secretary, U.S. Securities
and Exchange Commission, 100 F
Street, NE.,Washington, DC 20549–
1090.
For Further Information Contact:
Diane L. Titus at (202) 551–6810, SEC,
Division of Investment Management,
Office of Investment Company
Regulation, 100 F Street, NE.,
Washington, DC 20549–4041.
PO 00000
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Fmt 4703
Sfmt 4703
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. By April 25, 1997,
applicant had transferred all of its assets
to HighMark Funds, based on net asset
value. Expenses of $27,400 incurred in
connection with the reorganization were
paid by Union Bank of California, N.A.,
the acquiring fund’s investment adviser.
Filing Dates: The application was
filed on January 31, 2003, and amended
on April 11, 2007, and April 20, 2007.
Applicant’s Address: 2 Oliver St.,
Boston, MA 02109.
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. On December 8,
2006, applicant transferred its assets to
Morgan Stanley Capital Opportunities
Trust, based on net asset value.
Expenses of approximately $455,000
incurred in connection with the
reorganization were paid by Morgan
Stanley Investment Advisors Inc.,
applicant’s investment adviser.
Filing Date: The application was filed
on March 30, 2007.
Applicant’s Address: Morgan Stanley
Investment Advisors Inc., 1221 Avenue
of the Americas, New York, NY 10020.
Morgan Stanley Growth Fund [File No.
811–6551]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. On October 20,
2006, applicant transferred its assets to
Morgan Stanley Focus Growth Fund,
based on net asset value. Expenses of
approximately $381,000 incurred in
connection with the reorganization were
paid by Morgan Stanley Investment
Advisors Inc., applicant’s investment
adviser.
Filing Date: The application was filed
on March 28, 2007.
Applicant’s Address: Morgan Stanley
Investment Advisors Inc., 1221 Avenue
of the Americas, New York, NY 10020.
DCM Series Trust [File No. 811–9527]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. On January 27,
2006, applicant made a liquidating
distribution to its shareholders, based
on net asset value. Expenses of $1,533
incurred in connection with the
liquidation were paid by applicant.
Filing Date: The application was filed
on April 4, 2007.
Applicant’s Address: 7 Wells Ave.,
Newton, MA 02459.
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Federal Register / Vol. 72, No. 85 / Thursday, May 3, 2007 / Notices
ING Clarion Investors LLC [File No.
811–21501]
Summary: Applicant, a closed-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. Applicant has
never made a public offering of its
securities and does not propose to make
a public offering or engage in business
of any kind.
Filing Dates: The application was
filed on March 23, 2007, and amended
on April 12, 2007.
Applicant’s Address: 14 East 4th
Street, New York, NY 10012.
Rydex Capital Partners Sphinx Equity
Long/Short Fund [File No. 811–21773]
Summary: Applicant, a closed-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. Applicant has
never made a public offering of its
securities and does not propose to make
a public offering or engage in business
of any kind.
Filing Dates: The application was
filed on March 21, 2007, and amended
on April 11, 2007.
Applicant’s Address: 9601 Blackwell
Rd., Suite 500, Rockville, MD 20850.
Kobren Insight Funds [File No. 811–
7813]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. On November 17,
2006, applicant transferred its assets to
E*TRADE Funds, based on net asset
value. Expenses of $321,385 incurred in
connection with the reorganization were
paid by E*TRADE Financial, parent
company of the investment adviser for
both applicant and the acquiring fund.
Filing Dates: The application was
filed on March 2, 2007, and amended on
April 5, 2007.
Applicant’s Address: 20 William St.,
Suite 310, Wellesley Hills, MA 02481.
mmaher on DSK3CLS3C1PROD with $$_JOB
Kopp Funds, Inc. [File No. 811–8267]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. On February 23,
2007, applicant transferred its assets to
corresponding series of American
Century Mutual Funds, Inc. and
American Century Quantitative Equity
Funds, Inc., based on net asset value.
Expenses of approximately $450,000
incurred in connection with the
reorganization were paid by Kopp
Investment Advisors, LLC and
American Century Investment
VerDate Mar 15 2010
05:02 Aug 19, 2011
Jkt 223001
Management, Inc., applicant’s
investment advisers.
Filing Dates: The application was
filed on March 1, 2007, and amended on
April 3, 2007.
Applicant’s Address: 7701 France
Ave. South, Suite 500, Edina, MN
55435.
Citigroup Alternative Investments
Multi-Adviser Hedge Fund Portfolios
(Series M) LLC [File No. 811–21999]
Summary: Applicant, a closed-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. On December 29,
2006, applicant transferred its assets to
Citigroup Alternative Investments
Multi-Adviser Hedge Fund Portfolios
LLC, based on net asset value. Expenses
of $326,343 incurred in connection with
the reorganization were paid by
applicant and Citigroup Alternative
Investments LLC, applicant’s
investment adviser.
Filing Dates: The application was
filed on January 17, 2007, and amended
on April 5, 2007.
Applicant’s Address: 731 Lexington
Ave., 25th Floor, New York, NY 10022.
INTRUST Funds Trust [File No. 811–
7505]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. On March 2, 2006,
applicant transferred its assets to
American Independence Funds Trust,
based on net asset value. Expenses of
$302,860 incurred in connection with
the reorganization were paid by
INTRUST Financial Services, Inc.,
applicant’s investment adviser.
Filing Dates: The application was
filed on February 26, 2007, and
amended on March 28, 2007.
Applicant’s Address: 3435 Stelzer
Rd., Columbus, OH 43219.
For the Commission, by the Division of
Investment Management, pursuant to
delegated authority.
Florence E. Harmon,
Deputy Secretary.
[FR Doc. E7–8426 Filed 5–2–07; 8:45 am]
BILLING CODE 8010–01–P
SECURITIES AND EXCHANGE
COMMISSION
Sunshine Act Meetings
Notice is hereby given, pursuant to
the provisions of the Government in the
Sunshine Act, Public Law 94–409, that
PO 00000
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Fmt 4703
Sfmt 4703
24637
the Securities and Exchange
Commission will hold the following
meetings during the week of May 7,
2007:
An Open Meeting will be held on Monday,
May, 7, 2007 at 9 a.m. in the Auditorium,
Room L–002, and a Closed Meeting will be
held Tuesday, May 8, 2007 at 2 p.m.
Commissioners, Counsel to the
Commissioners, the Secretary to the
Commission, and recording secretaries
will attend the Closed Meeting. Certain
staff members who have an interest in
the matters may also be present.
The General Counsel of the
Commission, or his designee, has
certified that, in his opinion, one or
more of the exemptions set forth in 5
U.S.C. 552b(c)(3), (5), (7), (9)(B), and
(10) and 17 CFR 200.402(a)(3), (5), (7),
9(ii) and (10), permit consideration of
the scheduled matters at the Closed
Meeting.
Commissioner Casey, as duty officer,
voted to consider the items listed for the
closed meeting in closed session.
The subject matter of the Open
Meeting scheduled for Monday, May 7,
2007 will be:
The Commission will hold a roundtable
discussion regarding shareholder rights and
the federal proxy rules. The discussion will
address the federal role in upholding
shareholders’ state law rights, the purpose
and effect of the federal proxy rules, nonbinding proposals under the proxy rules, and
binding proposals under the proxy rules.
The subject matter of the Closed
Meeting scheduled for Tuesday, May 8,
2007 will be:
Formal orders of investigations;
Institution and settlement of
injunctive actions;
Institution and settlement of
administrative proceedings of an
enforcement nature; an adjudicatory
matter; and
Other matters related to enforcement
proceedings.
At times, changes in Commission
priorities require alterations in the
scheduling of meeting items.
For further information and to
ascertain what, if any, matters have been
added, deleted or postponed, please
contact:
The Office of the Secretary at (202)
551–5400.
Dated: April 30, 2007.
Florence E. Harmon,
Deputy Secretary.
[FR Doc. E7–8430 Filed 5–2–07; 8:45 am]
BILLING CODE 8010–01–P
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]]>Agencies
[Federal Register Volume 72, Number 85 (Thursday, May 3, 2007)]
[Notices]
[Pages 24636-24637]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E7-8426]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
[Release No. IC-27806]
Notice of Applications for Deregistration Under Section 8(f) of
the Investment Company Act of 1940
April 27, 2007.
The following is a notice of applications for deregistration under
section 8(f) of the Investment Company Act of 1940 for the month of
April, 2007. A copy of each application may be obtained for a fee at
the SEC's Public Reference Branch (tel. 202-551-5850). An order
granting each application will be issued unless the SEC orders a
hearing. Interested persons may request a hearing on any application by
writing to the SEC's Secretary at the address below and serving the
relevant applicant with a copy of the request, personally or by mail.
Hearing requests should be received by the SEC by 5:30 p.m. on May 22,
2007, and should be accompanied by proof of service on the applicant,
in the form of an affidavit or, for lawyers, a certificate of service.
Hearing requests should state the nature of the writer's interest, the
reason for the request, and the issues contested. Persons who wish to
be notified of a hearing may request notification by writing to the
Secretary, U.S. Securities and Exchange Commission, 100 F Street,
NE.,Washington, DC 20549-1090.
For Further Information Contact: Diane L. Titus at (202) 551-6810,
SEC, Division of Investment Management, Office of Investment Company
Regulation, 100 F Street, NE., Washington, DC 20549-4041.
Stepstone Funds [File No. 811-6192]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. By April 25, 1997, applicant had transferred
all of its assets to HighMark Funds, based on net asset value. Expenses
of $27,400 incurred in connection with the reorganization were paid by
Union Bank of California, N.A., the acquiring fund's investment
adviser.
Filing Dates: The application was filed on January 31, 2003, and
amended on April 11, 2007, and April 20, 2007.
Applicant's Address: 2 Oliver St., Boston, MA 02109.
Morgan Stanley Aggressive Equity Fund [File No. 811-8471]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. On December 8, 2006, applicant transferred
its assets to Morgan Stanley Capital Opportunities Trust, based on net
asset value. Expenses of approximately $455,000 incurred in connection
with the reorganization were paid by Morgan Stanley Investment Advisors
Inc., applicant's investment adviser.
Filing Date: The application was filed on March 30, 2007.
Applicant's Address: Morgan Stanley Investment Advisors Inc., 1221
Avenue of the Americas, New York, NY 10020.
Morgan Stanley Growth Fund [File No. 811-6551]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. On October 20, 2006, applicant transferred
its assets to Morgan Stanley Focus Growth Fund, based on net asset
value. Expenses of approximately $381,000 incurred in connection with
the reorganization were paid by Morgan Stanley Investment Advisors
Inc., applicant's investment adviser.
Filing Date: The application was filed on March 28, 2007.
Applicant's Address: Morgan Stanley Investment Advisors Inc., 1221
Avenue of the Americas, New York, NY 10020.
DCM Series Trust [File No. 811-9527]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. On January 27, 2006, applicant made a
liquidating distribution to its shareholders, based on net asset value.
Expenses of $1,533 incurred in connection with the liquidation were
paid by applicant.
Filing Date: The application was filed on April 4, 2007.
Applicant's Address: 7 Wells Ave., Newton, MA 02459.
[[Page 24637]]
ING Clarion Investors LLC [File No. 811-21501]
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. Applicant has
never made a public offering of its securities and does not propose to
make a public offering or engage in business of any kind.
Filing Dates: The application was filed on March 23, 2007, and
amended on April 12, 2007.
Applicant's Address: 14 East 4th Street, New York, NY 10012.
Rydex Capital Partners Sphinx Equity Long/Short Fund [File No. 811-
21773]
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. Applicant has
never made a public offering of its securities and does not propose to
make a public offering or engage in business of any kind.
Filing Dates: The application was filed on March 21, 2007, and
amended on April 11, 2007.
Applicant's Address: 9601 Blackwell Rd., Suite 500, Rockville, MD
20850.
Kobren Insight Funds [File No. 811-7813]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. On November 17, 2006, applicant transferred
its assets to E*TRADE Funds, based on net asset value. Expenses of
$321,385 incurred in connection with the reorganization were paid by
E*TRADE Financial, parent company of the investment adviser for both
applicant and the acquiring fund.
Filing Dates: The application was filed on March 2, 2007, and
amended on April 5, 2007.
Applicant's Address: 20 William St., Suite 310, Wellesley Hills, MA
02481.
Kopp Funds, Inc. [File No. 811-8267]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. On February 23, 2007, applicant transferred
its assets to corresponding series of American Century Mutual Funds,
Inc. and American Century Quantitative Equity Funds, Inc., based on net
asset value. Expenses of approximately $450,000 incurred in connection
with the reorganization were paid by Kopp Investment Advisors, LLC and
American Century Investment Management, Inc., applicant's investment
advisers.
Filing Dates: The application was filed on March 1, 2007, and
amended on April 3, 2007.
Applicant's Address: 7701 France Ave. South, Suite 500, Edina, MN
55435.
Citigroup Alternative Investments Multi-Adviser Hedge Fund Portfolios
(Series M) LLC [File No. 811-21999]
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. On December
29, 2006, applicant transferred its assets to Citigroup Alternative
Investments Multi-Adviser Hedge Fund Portfolios LLC, based on net asset
value. Expenses of $326,343 incurred in connection with the
reorganization were paid by applicant and Citigroup Alternative
Investments LLC, applicant's investment adviser.
Filing Dates: The application was filed on January 17, 2007, and
amended on April 5, 2007.
Applicant's Address: 731 Lexington Ave., 25th Floor, New York, NY
10022.
INTRUST Funds Trust [File No. 811-7505]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. On March 2, 2006, applicant transferred its
assets to American Independence Funds Trust, based on net asset value.
Expenses of $302,860 incurred in connection with the reorganization
were paid by INTRUST Financial Services, Inc., applicant's investment
adviser.
Filing Dates: The application was filed on February 26, 2007, and
amended on March 28, 2007.
Applicant's Address: 3435 Stelzer Rd., Columbus, OH 43219.
For the Commission, by the Division of Investment Management,
pursuant to delegated authority.
Florence E. Harmon,
Deputy Secretary.
[FR Doc. E7-8426 Filed 5-2-07; 8:45 am]
BILLING CODE 8010-01-P
