Securities and Exchange Commission April 7, 2005 – Federal Register Recent Federal Regulation Documents

Results 1 - 17 of 17
Filings Under the Public Utility Holding Company Act of 1935, as Amended (“Act”)
Document Number: E5-1601
Type: Notice
Date: 2005-04-07
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2005/04/07/E5-1601.html
Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto by the Chicago Board Options Exchange, Incorporated Relating to a Fee Cap for Options Dividend Spread Transactions
Document Number: E5-1600
Type: Notice
Date: 2005-04-07
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2005/04/07/E5-1600.html
Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the New York Stock Exchange, Inc. To Extend for Additional Four Months Its Pilot Program Permitting a Floor Broker To Use an Exchange Authorized and Provided Portable Telephone on the Exchange Floor
Document Number: E5-1599
Type: Notice
Date: 2005-04-07
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2005/04/07/E5-1599.html
Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Proposed Rule Change and Amendment No. 1 Thereto Relating to an Interpretation of Paragraph (b) of Article Fifth of Its Certificate of Incorporation and an Amendment to Rule 3.16(b)
Document Number: E5-1591
Type: Notice
Date: 2005-04-07
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2005/04/07/E5-1591.html
Proposed Collection; Comment Request
Document Number: E5-1590
Type: Notice
Date: 2005-04-07
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2005/04/07/E5-1590.html
Proposed Collection; Comment Request
Document Number: E5-1589
Type: Notice
Date: 2005-04-07
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2005/04/07/E5-1589.html
Proposed Collection; Comment Request
Document Number: E5-1588
Type: Notice
Date: 2005-04-07
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2005/04/07/E5-1588.html
Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Proposed Rule Change and Amendment No. 1 Thereto Relating to an Interpretation of Paragraph (b) of Article Fifth of Its Certificate of Incorporation and an Amendment to Rule 3.16(b)
Document Number: E5-1587
Type: Notice
Date: 2005-04-07
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2005/04/07/E5-1587.html
Proposed Collection; Comment Request
Document Number: E5-1586
Type: Notice
Date: 2005-04-07
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2005/04/07/E5-1586.html
Proposed Collection; Comment Request
Document Number: E5-1585
Type: Notice
Date: 2005-04-07
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2005/04/07/E5-1585.html
Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto by the Chicago Stock Exchange, Inc. To Clarify That Specialists May Not Charge Commissions With Respect to the Execution of CHXpress Orders
Document Number: E5-1584
Type: Notice
Date: 2005-04-07
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2005/04/07/E5-1584.html
Proposed Collection; Comment Request
Document Number: E5-1583
Type: Notice
Date: 2005-04-07
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2005/04/07/E5-1583.html
Self-Regulatory Organizations; Notice of Filing of a Proposed Rule Change by the Chicago Board Options Exchange, Incorporated Relating to the Hybrid Opening System
Document Number: E5-1582
Type: Notice
Date: 2005-04-07
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2005/04/07/E5-1582.html
Self-Regulatory Organizations; the Options Clearing Corporation; Order Granting Approval of Proposed Supplement to the Options Disclosure Document Regarding Volatility Options
Document Number: E5-1581
Type: Notice
Date: 2005-04-07
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2005/04/07/E5-1581.html
Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Approval of Proposed Rule Change and Amendment No. 1 Thereto To Require Specialists To Use and Maintain a Back-Up Automatic Quote System in ANTE Classes
Document Number: E5-1580
Type: Notice
Date: 2005-04-07
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2005/04/07/E5-1580.html
Self-Regulatory Organizations; National Stock Exchange; Order Approving Proposed Rule Change Relating to Non-Member Give-Ups
Document Number: E5-1579
Type: Notice
Date: 2005-04-07
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2005/04/07/E5-1579.html
In the Matter of Homeland Security Network, Inc.; Order of Suspension of Trading
Document Number: 05-7025
Type: Notice
Date: 2005-04-07
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2005/04/07/05-7025.html
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