Securities and Exchange Commission – Federal Register Recent Federal Regulation Documents

This document makes a correction to an amendatory instruction in Release No. 33-11265 (Jan. 24, 2024), which was published in the Federal Register on February 26, 2024.

The Securities and Exchange Commission (SEC) proposes to modify system of records SEC-36, Harassment Prevention and Response Program Records, under the Privacy Act of 1974. The system of records is being modified to reflect non-substantive changes to the system title and system manager. Minor updates to the text of the notice have been made throughout to be consistent with changes to the title and system manager. Nothing in the modified SORN changes the category of individuals from whom the records are collected, the collection of records from the individuals, the authorities, the purpose for collection, or the routine uses. The changes do not impact any individual's rights to access or to amend their records pursuant to the Privacy Act.