Securities and Exchange Commission 2005 – Federal Register Recent Federal Regulation Documents
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Summary of Proposed Committee Agenda of Advisory Committee on Smaller Public Companies
The Advisory Committee is soliciting public comment on a summary of its proposed Committee Agenda. The Committee Agenda sets forth the specific issues that the Committee proposes to address in connection with its evaluation of the current securities regulatory system for smaller public companies, including the impact of the Sarbanes-Oxley Act of 2002 on areas under consideration.
Proposed Amendments to the Rules of Practice and Related Provisions
The Securities and Exchange Commission (``Commission'') is proposing for public comment amendments to its Rules of Practice and related provisions. The Commission is proposing the amendments as a result of its experience with these rules and to correct typographical errors and change certain citations. The proposed amendments are intended to enhance the transparency and facilitate parties' understanding of the rules and to make practice under the rules easier and more efficient.
Definition of Nationally Recognized Statistical Rating Organization
The Commission is publishing for comment a proposed new rule under the Securities Exchange Act of 1934 (``Exchange Act''), which would define the term ``nationally recognized statistical rating organization'' (``NRSRO''). The proposed definition contains three components that must each be met in order for a credit rating agency to be an NRSRO. The Commission is also providing interpretations of the proposed definition of the term ``NRSRO.'' Defining the term ``NRSRO'' and providing interpretations of the definition would increase transparency with regard to the NRSRO concept.
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