Securities and Exchange Commission September 9, 2024 – Federal Register Recent Federal Regulation Documents

Results 1 - 16 of 16
Franklin BSP Capital Corporation, et al.
Document Number: 2024-20241
Type: Notice
Date: 2024-09-09
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2024/09/09/2024-20241.html
Sunshine Act Meetings
Document Number: 2024-20427
Type: Notice
Date: 2024-09-09
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2024/09/09/2024-20427.html
Sunshine Act Meetings
Document Number: 2024-20373
Type: Notice
Date: 2024-09-09
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2024/09/09/2024-20373.html
Self-Regulatory Organizations: Long-Term Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period From July 16, 2024 Through December 31, 2024
Document Number: 2024-20165
Type: Notice
Date: 2024-09-09
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2024/09/09/2024-20165.html
Self-Regulatory Organizations; MIAX Sapphire, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish Fees for Purge Ports
Document Number: 2024-20172
Type: Notice
Date: 2024-09-09
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2024/09/09/2024-20172.html
Self-Regulatory Organizations; MIAX PEARL LLC; Notice of Withdrawal of Proposed Rule Change To Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail
Document Number: 2024-20171
Type: Notice
Date: 2024-09-09
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2024/09/09/2024-20171.html
Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the NSCC Rules & Procedures To Accommodate Fractional Share Trading Programs
Document Number: 2024-20170
Type: Notice
Date: 2024-09-09
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2024/09/09/2024-20170.html
Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the 7RCC Spot Bitcoin and Carbon Credit Futures ETF Under NYSE Arca Rule 8.500-E (Trust Units)
Document Number: 2024-20169
Type: Notice
Date: 2024-09-09
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2024/09/09/2024-20169.html
Self-Regulatory Organizations; MIAX PEARL LLC; Notice of Withdrawal of Proposed Rule Change To Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail
Document Number: 2024-20168
Type: Notice
Date: 2024-09-09
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2024/09/09/2024-20168.html
Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Withdrawal of Proposed Rule Change To Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail
Document Number: 2024-20167
Type: Notice
Date: 2024-09-09
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2024/09/09/2024-20167.html
Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Withdrawal of Proposed Rule Change To Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail
Document Number: 2024-20166
Type: Notice
Date: 2024-09-09
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2024/09/09/2024-20166.html
Proposed Collection; Comment Request; Extension: Form N-8F
Document Number: 2024-20203
Type: Notice
Date: 2024-09-09
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2024/09/09/2024-20203.html
Proposed Collection; Comment Request; Extension: Rules 3a68-2 and 3a68-4(c)
Document Number: 2024-20202
Type: Notice
Date: 2024-09-09
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2024/09/09/2024-20202.html
Proposed Collection; Comment Request; Extension: Form 1-E, Regulation E
Document Number: 2024-20201
Type: Notice
Date: 2024-09-09
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2024/09/09/2024-20201.html
Proposed Collection; Comment Request; Extension: Rule 17f-6
Document Number: 2024-20200
Type: Notice
Date: 2024-09-09
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2024/09/09/2024-20200.html
Proposed Collection; Comment Request; Extension: Rule 301 of Regulation ATS
Document Number: 2024-20199
Type: Notice
Date: 2024-09-09
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2024/09/09/2024-20199.html
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