Sunshine Act Meetings, 73175 [2024-20427]

Download as PDF Federal Register / Vol. 89, No. 174 / Monday, September 9, 2024 / Notices SECURITIES AND EXCHANGE COMMISSION [Release No. 34–100895; File No. SR– PEARL–2024–01] Self-Regulatory Organizations; MIAX PEARL LLC; Notice of Withdrawal of Proposed Rule Change To Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail On January 2, 2024, MIAX PEARL LLC (the ‘‘Exchange’’) filed with the Securities and Exchange Commission (the ‘‘Commission’’), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (‘‘Act’’) 1 and Rule 19b–4 thereunder,2 a proposed rule change to establish fees for industry members related to certain historical costs of the National Market System plan governing the Consolidated Audit Trail. The proposed rule change was immediately effective upon filing with the Commission pursuant to Section 19(b)(3)(A) of the Act.3 On February 13, 2024, the proposed rule change was published in the Federal Register and the Commission temporarily suspended and instituted proceedings to determine whether to approve or disapprove the proposed rule change.4 The Commission received six comments on the proposed rule change and one response to those comments.5 On July 31, 2024, pursuant to Section 19(b)(2) of the Act,6 the 1 15 U.S.C. 78s(b)(1). CFR 240.19b–4. 3 15 U.S.C. 78s(b)(3)(A). A proposed rule change may take effect upon filing with the Commission if it is designated by the exchange as ‘‘establishing or changing a due, fee, or other charge imposed by the self-regulatory organization on any person, whether or not the person is a member of the self-regulatory organization.’’ 15 U.S.C. 78s(b)(3)(A)(ii). 4 Securities Exchange Act Release No. 99375 (January 17, 2024), 89 FR 11116 (February 13, 2024). 5 See letters from: Edward Weisbaum, Executing Broker CBOE Floor, dated February 6, 2024; Howard Meyerson, Managing Director, Financial Information Forum, to Vanessa Countryman, Secretary, Commission, dated March 4, 2024; Thomas M. Merritt, Deputy General Counsel, Virtu Financial, Inc., to Vanessa Countryman, Secretary, Commission, dated March 5, 2024; Ellen Greene, Managing Director, Equities & Options Market Structure, SIFMA; Joseph Corcoran, Managing Director, Associate General Counsel, SIFMA, to Vanessa Countryman, Secretary, Commission, dated March 5, 2024; Stephen John Berger, Managing Director, Global Head of Government & Regulatory Policy, Citadel Securities, to Vanessa Countryman, Secretary, Commission, dated March 5, 2024; Joanna Mallers, Secretary, FIA Principal Traders Group, to Vanessa Countryman, Secretary, Commission, dated March 9, 2024; and Brandon Becker, CAT NMS Plan Operating Committee Chair, to Vanessa Countryman, Secretary, Commission, dated June 13, 2024. 6 15 U.S.C. 78s(b)(2). ddrumheller on DSK120RN23PROD with NOTICES1 2 17 17:19 Sep 06, 2024 For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.8 Sherry R. Haywood, Assistant Secretary. [FR Doc. 2024–20168 Filed 9–6–24; 8:45 am] BILLING CODE 8011–01–P September 3, 2024. VerDate Sep<11>2014 Commission designated a longer period within which to approve the proposed rule change or disapprove the proposed rule change.7 On August 23, 2024, the Exchange withdrew the proposed rule change (SR–PEARL–2024–01). Jkt 262001 SECURITIES AND EXCHANGE COMMISSION Sunshine Act Meetings Notice is hereby given, pursuant to the provisions of the Government in the Sunshine Act, Public Law 94–409, that the Securities and Exchange Commission Investor Advisory Committee will hold a public meeting on Thursday, September 19, 2024. The meeting will begin at 10:00 a.m. (ET) and will be open to the public. PLACE: The meeting will be conducted in-person at 100 F Street NE, Washington, DC 20549 in the Multipurpose Room, and by remote means. Members of the public may attend in-person or watch the webcast of the meeting on the Commission’s website at www.sec.gov. STATUS: This Sunshine Act notice is being issued because a majority of the Commission may attend the meeting. Public Comment: The public is invited to submit written statements to the Committee. Written statements should be received on or before September 18, 2024. Written statements may be submitted by one of the following methods: TIME AND DATE: Electronic Statements • Use the Commission’s internet submission form (https://www.sec.gov/ comments/265-28/investor-advisorycommittee-meeting-notice-meetingsecurities-exchange-commission-doddfrank-1); or • Send an email message to rulescomments@sec.gov. Please include File No. 265–28 on the subject line; or Paper Statements • Send paper statements to Vanessa A. Countryman, Secretary, U.S. Securities and Exchange Commission, 7 See Securities Exchange Act Release No. 100628 (Jul. 31, 2024), 89 FR 64010 (Aug. 6, 2024). The Commission designated October 10, 2024 as the date by it should approve or disapprove the proposed rule change. 8 17 CFR 200.30–3(a)(12). PO 00000 Frm 00117 Fmt 4703 Sfmt 4703 73175 100 F Street NE, Washington, DC 20549–1090. All submissions should refer to File No. 265–28. This file number should be included on the subject line if email is used. To help us process and review your statement more efficiently, please use only one method. The Commission will post all statements on the Commission’s website. Statements also will be available for website viewing and printing in the Commission’s Public Reference Room, 100 F Street NE, Room 1503, Washington, DC 20549, on official business days between the hours of 10:00 a.m. and 3:00 p.m. Operating conditions may limit access to the Commission’s Public Reference Room. Do not include personal information in submissions; you should submit only information that you wish to make available publicly. We may redact in part or withhold entirely from publication submitted material that is obscene or subject to copyright. MATTERS TO BE CONSIDERED: The agenda for the meeting includes: welcome and opening remarks; approval of previous meeting minutes; a panel discussion regarding investment advice: a history and update on who is required to serve in your best interest; a panel discussion regarding key topics from securities litigation: shareholder proposals & ‘‘tracing’’ in section 11 litigation; subcommittee and working group reports; and a non-public administrative session. CONTACT PERSON FOR MORE INFORMATION: For further information, please contact Vanessa A. Countryman from the Office of the Secretary at (202) 551–5400. Authority: 5 U.S.C. 552b. Dated: September 5, 2024. Vanessa A. Countryman, Secretary. [FR Doc. 2024–20427 Filed 9–5–24; 4:15 pm] BILLING CODE 8011–01–P SELECTIVE SERVICE SYSTEM Forms Submitted to the Office of Management and Budget for Extension of Clearance Selective Service System. Notice. AGENCY: ACTION: The following form has been submitted to the Office of Management and Budget (OMB) for extension of clearance without change in compliance with the Paperwork Reduction Act (44 U.S.C. chapter 35): E:\FR\FM\09SEN1.SGM 09SEN1

Agencies

SECURITIES AND EXCHANGE COMMISSION

[Federal Register Volume 89, Number 174 (Monday, September 9, 2024)]
[Notices]
[Page 73175]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2024-20427]


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SECURITIES AND EXCHANGE COMMISSION


Sunshine Act Meetings

TIME AND DATE: Notice is hereby given, pursuant to the provisions of 
the Government in the Sunshine Act, Public Law 94-409, that the 
Securities and Exchange Commission Investor Advisory Committee will 
hold a public meeting on Thursday, September 19, 2024. The meeting will 
begin at 10:00 a.m. (ET) and will be open to the public.

PLACE: The meeting will be conducted in-person at 100 F Street NE, 
Washington, DC 20549 in the Multipurpose Room, and by remote means. 
Members of the public may attend in-person or watch the webcast of the 
meeting on the Commission's website at www.sec.gov.

STATUS: This Sunshine Act notice is being issued because a majority of 
the Commission may attend the meeting.
    Public Comment: The public is invited to submit written statements 
to the Committee. Written statements should be received on or before 
September 18, 2024.
    Written statements may be submitted by one of the following 
methods:

Electronic Statements

     Use the Commission's internet submission form (https://www.sec.gov/comments/265-28/investor-advisory-committee-meeting-notice-meeting-securities-exchange-commission-dodd-frank-1); or
     Send an email message to [email protected]. Please 
include File No. 265-28 on the subject line; or

Paper Statements

     Send paper statements to Vanessa A. Countryman, Secretary, 
U.S. Securities and Exchange Commission, 100 F Street NE, Washington, 
DC 20549-1090.

All submissions should refer to File No. 265-28. This file number 
should be included on the subject line if email is used. To help us 
process and review your statement more efficiently, please use only one 
method.
    The Commission will post all statements on the Commission's 
website. Statements also will be available for website viewing and 
printing in the Commission's Public Reference Room, 100 F Street NE, 
Room 1503, Washington, DC 20549, on official business days between the 
hours of 10:00 a.m. and 3:00 p.m. Operating conditions may limit access 
to the Commission's Public Reference Room. Do not include personal 
information in submissions; you should submit only information that you 
wish to make available publicly. We may redact in part or withhold 
entirely from publication submitted material that is obscene or subject 
to copyright.

MATTERS TO BE CONSIDERED: The agenda for the meeting includes: welcome 
and opening remarks; approval of previous meeting minutes; a panel 
discussion regarding investment advice: a history and update on who is 
required to serve in your best interest; a panel discussion regarding 
key topics from securities litigation: shareholder proposals & 
``tracing'' in section 11 litigation; subcommittee and working group 
reports; and a non-public administrative session.

CONTACT PERSON FOR MORE INFORMATION: For further information, please 
contact Vanessa A. Countryman from the Office of the Secretary at (202) 
551-5400.
    Authority: 5 U.S.C. 552b.

    Dated: September 5, 2024.
Vanessa A. Countryman,
Secretary.
[FR Doc. 2024-20427 Filed 9-5-24; 4:15 pm]
BILLING CODE 8011-01-P

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