Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Withdrawal of Proposed Rule Change To Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail, 73149 [2024-20167]
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Federal Register / Vol. 89, No. 174 / Monday, September 9, 2024 / Notices
published in the Federal Register and
the Commission temporarily suspended
and instituted proceedings to determine
whether to approve or disapprove the
proposed rule change.4 The Commission
received six comments on the proposed
rule change and one response to those
comments.5 On July 31, 2024, pursuant
to Section 19(b)(2) of the Act,6 the
Commission designated a longer period
within which to approve the proposed
rule change or disapprove the proposed
rule change.7 On August 23, 2024, the
Exchange withdrew the proposed rule
change (SR–Emerald–2024–01).
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.8
Sherry R. Haywood,
Assistant Secretary.
[FR Doc. 2024–20166 Filed 9–6–24; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–100894; File No. SR–MIAX–
2024–02]
Self-Regulatory Organizations; Miami
International Securities Exchange,
LLC; Notice of Withdrawal of Proposed
Rule Change To Establish Fees for
Industry Members Related to Certain
Historical Costs of the National Market
System Plan Governing the
Consolidated Audit Trail
September 3, 2024.
ddrumheller on DSK120RN23PROD with NOTICES1
On January 2, 2024, Miami
International Securities Exchange, LLC
4 Securities Exchange Act Release No. 99373
(January 17, 2024), 89 FR 11001 (February 13,
2024).
5 See letters from: Edward Weisbaum, Executing
Broker CBOE Floor, dated February 6, 2024;
Howard Meyerson, Managing Director, Financial
Information Forum, to Vanessa Countryman,
Secretary, Commission, dated March 4, 2024;
Thomas M. Merritt, Deputy General Counsel, Virtu
Financial, Inc., to Vanessa Countryman, Secretary,
Commission, dated March 5, 2024; Ellen Greene,
Managing Director, Equities & Options Market
Structure, SIFMA; Joseph Corcoran, Managing
Director, Associate General Counsel, SIFMA, to
Vanessa Countryman, Secretary, Commission, dated
March 5, 2024; Stephen John Berger, Managing
Director, Global Head of Government & Regulatory
Policy, Citadel Securities, to Vanessa Countryman,
Secretary, Commission, dated March 5, 2024;
Joanna Mallers, Secretary, FIA Principal Traders
Group, to Vanessa Countryman, Secretary,
Commission, dated March 9, 2024; and Brandon
Becker, CAT NMS Plan Operating Committee Chair,
to Vanessa Countryman, Secretary, Commission,
dated June 13, 2024.
6 15 U.S.C. 78s(b)(2).
7 See Securities Exchange Act Release No. 100628
(Jul. 31, 2024), 89 FR 64010 (Aug. 6, 2024). The
Commission designated October 10, 2024 as the
date by it should approve or disapprove the
proposed rule change.
8 17 CFR 200.30–3(a)(12).
VerDate Sep<11>2014
17:19 Sep 06, 2024
Jkt 262001
(the ‘‘Exchange’’) filed with the
Securities and Exchange Commission
(the ‘‘Commission’’), pursuant to
Section 19(b)(1) of the Securities
Exchange Act of 1934 (‘‘Act’’) 1 and Rule
19b–4 thereunder,2 a proposed rule
change to establish fees for industry
members related to certain historical
costs of the National Market System
plan governing the Consolidated Audit
Trail. The proposed rule change was
immediately effective upon filing with
the Commission pursuant to Section
19(b)(3)(A) of the Act.3 On February 13,
2024, the proposed rule change was
published in the Federal Register and
the Commission temporarily suspended
and instituted proceedings to determine
whether to approve or disapprove the
proposed rule change.4 The Commission
received six comments on the proposed
rule change and one response to those
comments.5 On July 31, 2024, pursuant
to Section 19(b)(2) of the Act,6 the
Commission designated a longer period
within which to approve the proposed
rule change or disapprove the proposed
rule change.7 On August 23, 2024, the
Exchange withdrew the proposed rule
change (SR–MIAX–2024–02).
1 15
U.S.C. 78s(b)(1).
CFR 240.19b–4.
3 15 U.S.C. 78s(b)(3)(A). A proposed rule change
may take effect upon filing with the Commission if
it is designated by the exchange as ‘‘establishing or
changing a due, fee, or other charge imposed by the
self-regulatory organization on any person, whether
or not the person is a member of the self-regulatory
organization.’’ 15 U.S.C. 78s(b)(3)(A)(ii).
4 Securities Exchange Act Release No. 99367
(January 17, 2024), 89 FR 10925 (February 13,
2024).
5 See letters from: Edward Weisbaum, Executing
Broker CBOE Floor, dated February 6, 2024;
Howard Meyerson, Managing Director, Financial
Information Forum, to Vanessa Countryman,
Secretary, Commission, dated March 4, 2024;
Thomas M. Merritt, Deputy General Counsel, Virtu
Financial, Inc., to Vanessa Countryman, Secretary,
Commission, dated March 5, 2024; Ellen Greene,
Managing Director, Equities & Options Market
Structure, SIFMA; Joseph Corcoran, Managing
Director, Associate General Counsel, SIFMA, to
Vanessa Countryman, Secretary, Commission, dated
March 5, 2024; Stephen John Berger, Managing
Director, Global Head of Government & Regulatory
Policy, Citadel Securities, to Vanessa Countryman,
Secretary, Commission, dated March 5, 2024;
Joanna Mallers, Secretary, FIA Principal Traders
Group, to Vanessa Countryman, Secretary,
Commission, dated March 9, 2024; and Brandon
Becker, CAT NMS Plan Operating Committee Chair,
to Vanessa Countryman, Secretary, Commission,
dated June 13, 2024.
6 15 U.S.C. 78s(b)(2).
7 See Securities Exchange Act Release No. 100628
(Jul. 31, 2024), 89 FR 64010 (Aug. 6, 2024). The
Commission designated October 10, 2024 as the
date by it should approve or disapprove the
proposed rule change.
2 17
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73149
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.8
Sherry R. Haywood,
Assistant Secretary.
[FR Doc. 2024–20167 Filed 9–6–24; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
Sunshine Act Meetings
2:00 p.m. on Thursday,
September 12, 2024.
PLACE: The meeting will be held via
remote means and/or at the
Commission’s headquarters, 100 F
Street NE, Washington, DC 20549.
STATUS: This meeting will be closed to
the public.
MATTERS TO BE CONSIDERED:
Commissioners, Counsel to the
Commissioners, the Secretary to the
Commission, and recording secretaries
will attend the closed meeting. Certain
staff members who have an interest in
the matters also may be present.
In the event that the time, date, or
location of this meeting changes, an
announcement of the change, along with
the new time, date, and/or place of the
meeting will be posted on the
Commission’s website at https://
www.sec.gov.
The General Counsel of the
Commission, or her designee, has
certified that, in her opinion, one or
more of the exemptions set forth in 5
U.S.C. 552b(c)(3), (5), (6), (7), (8), 9(B)
and (10) and 17 CFR 200.402(a)(3),
(a)(5), (a)(6), (a)(7), (a)(8), (a)(9)(ii) and
(a)(10), permit consideration of the
scheduled matters at the closed meeting.
The subject matter of the closed
meeting will consist of the following
topics:
TIME AND DATE:
Institution and settlement of injunctive
actions;
Institution and settlement of administrative
proceedings;
Resolution of litigation claims; and
Other matters relating to examinations and
enforcement proceedings.
At times, changes in Commission
priorities require alterations in the
scheduling of meeting agenda items that
may consist of adjudicatory,
examination, litigation, or regulatory
matters.
CONTACT PERSON FOR MORE INFORMATION:
For further information, please contact
Vanessa A. Countryman from the Office
of the Secretary at (202) 551–5400.
Authority: 5 U.S.C. 552b.
8 17
E:\FR\FM\09SEN1.SGM
CFR 200.30–3(a)(12).
09SEN1
Agencies
[Federal Register Volume 89, Number 174 (Monday, September 9, 2024)]
[Notices]
[Page 73149]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2024-20167]
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SECURITIES AND EXCHANGE COMMISSION
[Release No. 34-100894; File No. SR-MIAX-2024-02]
Self-Regulatory Organizations; Miami International Securities
Exchange, LLC; Notice of Withdrawal of Proposed Rule Change To
Establish Fees for Industry Members Related to Certain Historical Costs
of the National Market System Plan Governing the Consolidated Audit
Trail
September 3, 2024.
On January 2, 2024, Miami International Securities Exchange, LLC
(the ``Exchange'') filed with the Securities and Exchange Commission
(the ``Commission''), pursuant to Section 19(b)(1) of the Securities
Exchange Act of 1934 (``Act'') \1\ and Rule 19b-4 thereunder,\2\ a
proposed rule change to establish fees for industry members related to
certain historical costs of the National Market System plan governing
the Consolidated Audit Trail. The proposed rule change was immediately
effective upon filing with the Commission pursuant to Section
19(b)(3)(A) of the Act.\3\ On February 13, 2024, the proposed rule
change was published in the Federal Register and the Commission
temporarily suspended and instituted proceedings to determine whether
to approve or disapprove the proposed rule change.\4\ The Commission
received six comments on the proposed rule change and one response to
those comments.\5\ On July 31, 2024, pursuant to Section 19(b)(2) of
the Act,\6\ the Commission designated a longer period within which to
approve the proposed rule change or disapprove the proposed rule
change.\7\ On August 23, 2024, the Exchange withdrew the proposed rule
change (SR-MIAX-2024-02).
---------------------------------------------------------------------------
\1\ 15 U.S.C. 78s(b)(1).
\2\ 17 CFR 240.19b-4.
\3\ 15 U.S.C. 78s(b)(3)(A). A proposed rule change may take
effect upon filing with the Commission if it is designated by the
exchange as ``establishing or changing a due, fee, or other charge
imposed by the self-regulatory organization on any person, whether
or not the person is a member of the self-regulatory organization.''
15 U.S.C. 78s(b)(3)(A)(ii).
\4\ Securities Exchange Act Release No. 99367 (January 17,
2024), 89 FR 10925 (February 13, 2024).
\5\ See letters from: Edward Weisbaum, Executing Broker CBOE
Floor, dated February 6, 2024; Howard Meyerson, Managing Director,
Financial Information Forum, to Vanessa Countryman, Secretary,
Commission, dated March 4, 2024; Thomas M. Merritt, Deputy General
Counsel, Virtu Financial, Inc., to Vanessa Countryman, Secretary,
Commission, dated March 5, 2024; Ellen Greene, Managing Director,
Equities & Options Market Structure, SIFMA; Joseph Corcoran,
Managing Director, Associate General Counsel, SIFMA, to Vanessa
Countryman, Secretary, Commission, dated March 5, 2024; Stephen John
Berger, Managing Director, Global Head of Government & Regulatory
Policy, Citadel Securities, to Vanessa Countryman, Secretary,
Commission, dated March 5, 2024; Joanna Mallers, Secretary, FIA
Principal Traders Group, to Vanessa Countryman, Secretary,
Commission, dated March 9, 2024; and Brandon Becker, CAT NMS Plan
Operating Committee Chair, to Vanessa Countryman, Secretary,
Commission, dated June 13, 2024.
\6\ 15 U.S.C. 78s(b)(2).
\7\ See Securities Exchange Act Release No. 100628 (Jul. 31,
2024), 89 FR 64010 (Aug. 6, 2024). The Commission designated October
10, 2024 as the date by it should approve or disapprove the proposed
rule change.
For the Commission, by the Division of Trading and Markets,
pursuant to delegated authority.\8\
---------------------------------------------------------------------------
\8\ 17 CFR 200.30-3(a)(12).
---------------------------------------------------------------------------
Sherry R. Haywood,
Assistant Secretary.
[FR Doc. 2024-20167 Filed 9-6-24; 8:45 am]
BILLING CODE 8011-01-P