Securities and Exchange Commission August 14, 2024 – Federal Register Recent Federal Regulation Documents

Results 1 - 16 of 16
Submission for OMB Review; Comment Request; Extension: Rule 17g-5
Document Number: 2024-18172
Type: Notice
Date: 2024-08-14
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2024/08/14/2024-18172.html
Submission for OMB Review; Comment Request; Extension: Rule 17g-7
Document Number: 2024-18171
Type: Notice
Date: 2024-08-14
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2024/08/14/2024-18171.html
Proposed Collection; Comment Request; Extension: Rule 15Ga-2 and Form ABS-15G
Document Number: 2024-18169
Type: Notice
Date: 2024-08-14
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2024/08/14/2024-18169.html
Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change To Amend the Definition of Retail Order, and Codify Interpretations and Policies Regarding Permissible Uses of Algorithms by RMOs
Document Number: 2024-18078
Type: Notice
Date: 2024-08-14
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2024/08/14/2024-18078.html
Proposed Collection; Comment Request; Extension: Rule 23c-1
Document Number: 2024-18168
Type: Notice
Date: 2024-08-14
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2024/08/14/2024-18168.html
Proposed Collection; Comment Request; Extension: Form 1-U
Document Number: 2024-18166
Type: Notice
Date: 2024-08-14
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2024/08/14/2024-18166.html
Proposed Collection; Comment Request; Extension: Form 1-K
Document Number: 2024-18165
Type: Notice
Date: 2024-08-14
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2024/08/14/2024-18165.html
Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change Relating to the ICC Back-Testing Framework
Document Number: 2024-18077
Type: Notice
Date: 2024-08-14
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2024/08/14/2024-18077.html
Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Withdrawal of Proposed Rule Change To Permit Cboe To List and Trade Options on ETPs That Hold Bitcoin
Document Number: 2024-18076
Type: Notice
Date: 2024-08-14
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2024/08/14/2024-18076.html
Self-Regulatory Organizations; BOX Exchange LLC; Notice of Withdrawal of Proposed Rule Change To Permit the Exchange To List and Trade Options on Exchange-Traded Fund Shares That Represent Interests in a Trust That Holds Bitcoin
Document Number: 2024-18075
Type: Notice
Date: 2024-08-14
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2024/08/14/2024-18075.html
Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Withdrawal of Proposed Rule Change To Permit the Exchange To List and Trade Options on Exchange-Traded Fund Shares That Represent Interests in a Trust That Holds Bitcoin
Document Number: 2024-18074
Type: Notice
Date: 2024-08-14
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2024/08/14/2024-18074.html
Self-Regulatory Organizations; MIAX International Securities Exchange LLC; Notice of Withdrawal of Proposed Rule Change To Permit the Exchange To List and Trade Options on Exchange-Traded Fund Shares That Represent Interests in a Trust That Holds Bitcoin
Document Number: 2024-18073
Type: Notice
Date: 2024-08-14
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2024/08/14/2024-18073.html
Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Modify Rule 971.2NYP To Clarify the Definition of CUBE BBO
Document Number: 2024-18072
Type: Notice
Date: 2024-08-14
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2024/08/14/2024-18072.html
Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend its Fees Schedule
Document Number: 2024-18071
Type: Notice
Date: 2024-08-14
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2024/08/14/2024-18071.html
Self-Regulatory Organizations; MIAX Sapphire, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 404, Series of Option Contracts Open for Trading, To Modify the Strike Interval for Options on SPDR® Gold Shares
Document Number: 2024-18070
Type: Notice
Date: 2024-08-14
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2024/08/14/2024-18070.html
Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of a Proposed Rule Change To List P.M.-Settled Broad-Based Index Options With Expirations on the Third Friday-of-the-Month
Document Number: 2024-18069
Type: Notice
Date: 2024-08-14
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2024/08/14/2024-18069.html
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