Securities and Exchange Commission September 14, 2017 – Federal Register Recent Federal Regulation Documents

Results 1 - 11 of 11
Innovator ETFs Trust, et al.
Document Number: 2017-19537
Type: Notice
Date: 2017-09-14
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2017/09/14/2017-19537.html
Innovator ETFs Trust, et al.
Document Number: 2017-19536
Type: Notice
Date: 2017-09-14
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2017/09/14/2017-19536.html
Proposed Collection; Comment Request
Document Number: 2017-19511
Type: Notice
Date: 2017-09-14
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2017/09/14/2017-19511.html
Proposed Collection; Comment Request
Document Number: 2017-19510
Type: Notice
Date: 2017-09-14
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2017/09/14/2017-19510.html
Proposed Collection; Comment Request
Document Number: 2017-19509
Type: Notice
Date: 2017-09-14
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2017/09/14/2017-19509.html
Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of the Aptus Fortified Value ETF, a Series of ETF Series Solutions, Under Exchange Rule 14.11(c)
Document Number: 2017-19479
Type: Notice
Date: 2017-09-14
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2017/09/14/2017-19479.html
Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Rules 4702 and 4754 Relating to the Nasdaq Closing Cross and To Make Other Related Changes
Document Number: 2017-19478
Type: Notice
Date: 2017-09-14
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2017/09/14/2017-19478.html
Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delay Implementation of SR-ISE-2017-32
Document Number: 2017-19477
Type: Notice
Date: 2017-09-14
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2017/09/14/2017-19477.html
Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add a Discount to the Pricing Schedule for Special Requests for Security Position Reports Relating to Municipal Security Issues
Document Number: 2017-19476
Type: Notice
Date: 2017-09-14
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2017/09/14/2017-19476.html
The Vanguard Group, Inc., et al.
Document Number: 2017-19474
Type: Notice
Date: 2017-09-14
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2017/09/14/2017-19474.html
Medley Capital Corporation, et al.
Document Number: 2017-19473
Type: Notice
Date: 2017-09-14
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2017/09/14/2017-19473.html