Proposed Collection; Comment Request, 43269 [2017-19510]
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Federal Register / Vol. 82, No. 177 / Thursday, September 14, 2017 / Notices
For the Commission, by the Division of
Investment Management, under delegated
authority.
Eduardo A. Aleman,
Assistant Secretary.
[FR Doc. 2017–19474 Filed 9–13–17; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[SEC File No. 270–213, OMB Control No.
3235–0220]
Proposed Collection; Comment
Request
Upon Written Request, Copies Available
From: Securities and Exchange
Commission, Office of FOIA Services,
100 F Street NE., Washington, DC
20549–2736.
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Extension:
Rule 30b2–1
Notice is hereby given that, pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.), the Securities
and Exchange Commission (the
‘‘Commission’’) is soliciting comments
on the collection of information
summarized below. The Commission
plans to submit the existing collection
of information to the Office of
Management and Budget (‘‘OMB’’) for
extension and approval.
Rule 30b2–1 (17 CFR 270.30b2–1)
under the Investment Company Act of
1940 (15 U.S.C. 80a–1 et seq.) (the
‘‘Investment Company Act’’) requires a
registered investment company (‘‘fund’’)
to (1) file a report with the Commission
on Form N–CSR (17 CFR 249.331 and
274.128) not later than 10 days after the
transmission of any report required to
be transmitted to shareholders under
rule 30e–1 under the Investment
Company Act, and (2) file with the
Commission a copy of every periodic or
interim report or similar communication
containing financial statements that is
transmitted by or on behalf of such fund
to any class of such fund’s security
holders and that is not required to be
filed with the Commission under (1)
above, not later than 10 days after the
transmission to security holders. The
purpose of the collection of information
required by rule 30b2–1 is to meet the
disclosure requirements of the
Investment Company Act and
certification requirements of the
Sarbanes-Oxley Act of 2002 (Pub. L.
107–204, 116 Stat. 745 (2002)), and to
provide investors with information
necessary to evaluate an interest in the
fund.
The Commission estimates that there
are 2,401 funds, with a total of 11,555
VerDate Sep<11>2014
16:41 Sep 13, 2017
Jkt 241001
portfolios, that are governed by the rule.
For purposes of this analysis, the
burden associated with the
requirements of rule 30b2–1 has been
included in the collection of
information requirements of rule 30e–1
and Form N–CSR, rather than the rule.
The Commission has, however,
requested a one hour burden for
administrative purposes.
The collection of information under
rule 30b2–1 is mandatory. The
information provided under rule 30b2–
1 is not kept confidential. An agency
may not conduct or sponsor, and a
person is not required to respond to, a
collection of information unless it
displays a currently valid OMB control
number.
Written comments are invited on: (a)
Whether the proposed collection of
information is necessary for the proper
performance of the functions of the
agency, including whether the
information will have practical utility;
(b) the accuracy of the agency’s estimate
of the burden of the collection of
information; (c) ways to enhance the
quality, utility, and clarity of the
information collected; and (d) ways to
minimize the burden of the collection of
information on respondents, including
through the use of automated collection
techniques or other forms of information
technology. Consideration will be given
to comments and suggestions submitted
in writing within 60 days of this
publication.
Please direct your written comments
to Pamela Dyson, Director/Chief
Information Officer, Securities and
Exchange Commission, C/O Remi
Pavlik-Simon, 100 F Street NE.,
Washington, DC 20549; or send an email
to: PRA_Mailbox@sec.gov.
Dated: September 11, 2017.
Eduardo A. Aleman,
Assistant Secretary.
[FR Doc. 2017–19510 Filed 9–13–17; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Investment Company Act Release No.
32809; File No. 812–14778]
Medley Capital Corporation, et al.
September 8, 2017.
Securities and Exchange
Commission (‘‘Commission’’).
ACTION: Notice.
AGENCY:
Notice of application for an order
under sections 17(d) and 57(i) of the
Investment Company Act of 1940 (the
‘‘Act’’) and rule 17d–1 under the Act to
PO 00000
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Fmt 4703
Sfmt 4703
43269
permit certain joint transactions
otherwise prohibited by sections 17(d)
and 57(a)(4) of the Act and rule 17d–1
under the Act.
SUMMARY OF APPLICATION: Applicants
request an order to permit certain
business development companies (each,
a ‘‘BDC’’) and closed-end management
investment companies to co-invest in
portfolio companies with each other and
with certain affiliated investment funds
and accounts.
APPLICANTS: Medley Capital Corporation
(‘‘MCC’’); Medley SBIC, LP (‘‘Medley
SBIC’’); Medley SBIC GP, LLC (the
‘‘SBIC General Partner’’); Medley LLC;
MCC Advisors LLC (‘‘MCC Advisors’’);
Medley Capital LLC, MOF II
Management LLC, and MOF III
Management LLC (collectively, the
‘‘Existing Affiliated Investment
Advisers’’); MOF II GP LLC, MOF III GP
LLC, and Medley Credit Strategies GP,
LLC (collectively, the ‘‘Existing General
Partners’’); Medley Opportunity Fund III
LP, Medley Opportunity Fund II LP, and
Medley Credit Strategies (KOC) LLC
(collectively, the ‘‘Existing Affiliated
Funds’’); Sierra Income Corporation
(‘‘Sierra’’); SIC Advisors LLC (‘‘SIC
Advisors’’); Sierra Total Return Fund
(‘‘STRF’’); STRF Advisors LLC (‘‘STRF
Advisors’’); Sierra Opportunity Fund
(‘‘SOF’’); and SOF Advisor LLC (‘‘SOF
Advisors’’).
FILING DATE: The application was filed
on May 24, 2017.
HEARING OR NOTIFICATION OF HEARING: An
order granting the requested relief will
be issued unless the Commission orders
a hearing. Interested persons may
request a hearing by writing to the
Commission’s Secretary and serving
applicants with a copy of the request,
personally or by mail. Hearing requests
should be received by the Commission
by 5:30 p.m. on October 3, 2017 and
should be accompanied by proof of
service on applicants, in the form of an
affidavit or, for lawyers, a certificate of
service. Hearing requests should state
the nature of the writer’s interest, the
reason for the request, and the issues
contested. Persons who wish to be
notified of a hearing may request
notification by writing to the
Commission’s Secretary.
ADDRESSES: Secretary, U.S. Securities
and Exchange Commission, 100 F St.
NE., Washington, DC 20549–1090.
Applicants: c/o Brooke Taube, Medley
Capital Corporation, Seth Taube, Sierra
Income Corporation, Sierra Total Return
Fund, and Sierra Opportunity Fund, 280
Park Avenue, 6th Floor East, New York,
NY 10017.
FOR FURTHER INFORMATION CONTACT: HaeSung Lee, Attorney-Adviser, at (202)
E:\FR\FM\14SEN1.SGM
14SEN1
]]>Agencies
[Federal Register Volume 82, Number 177 (Thursday, September 14, 2017)]
[Notices]
[Page 43269]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2017-19510]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
[SEC File No. 270-213, OMB Control No. 3235-0220]
Proposed Collection; Comment Request
Upon Written Request, Copies Available From: Securities and Exchange
Commission, Office of FOIA Services, 100 F Street NE., Washington, DC
20549-2736.
Extension:
Rule 30b2-1
Notice is hereby given that, pursuant to the Paperwork Reduction
Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange
Commission (the ``Commission'') is soliciting comments on the
collection of information summarized below. The Commission plans to
submit the existing collection of information to the Office of
Management and Budget (``OMB'') for extension and approval.
Rule 30b2-1 (17 CFR 270.30b2-1) under the Investment Company Act of
1940 (15 U.S.C. 80a-1 et seq.) (the ``Investment Company Act'')
requires a registered investment company (``fund'') to (1) file a
report with the Commission on Form N-CSR (17 CFR 249.331 and 274.128)
not later than 10 days after the transmission of any report required to
be transmitted to shareholders under rule 30e-1 under the Investment
Company Act, and (2) file with the Commission a copy of every periodic
or interim report or similar communication containing financial
statements that is transmitted by or on behalf of such fund to any
class of such fund's security holders and that is not required to be
filed with the Commission under (1) above, not later than 10 days after
the transmission to security holders. The purpose of the collection of
information required by rule 30b2-1 is to meet the disclosure
requirements of the Investment Company Act and certification
requirements of the Sarbanes-Oxley Act of 2002 (Pub. L. 107-204, 116
Stat. 745 (2002)), and to provide investors with information necessary
to evaluate an interest in the fund.
The Commission estimates that there are 2,401 funds, with a total
of 11,555 portfolios, that are governed by the rule. For purposes of
this analysis, the burden associated with the requirements of rule
30b2-1 has been included in the collection of information requirements
of rule 30e-1 and Form N-CSR, rather than the rule. The Commission has,
however, requested a one hour burden for administrative purposes.
The collection of information under rule 30b2-1 is mandatory. The
information provided under rule 30b2-1 is not kept confidential. An
agency may not conduct or sponsor, and a person is not required to
respond to, a collection of information unless it displays a currently
valid OMB control number.
Written comments are invited on: (a) Whether the proposed
collection of information is necessary for the proper performance of
the functions of the agency, including whether the information will
have practical utility; (b) the accuracy of the agency's estimate of
the burden of the collection of information; (c) ways to enhance the
quality, utility, and clarity of the information collected; and (d)
ways to minimize the burden of the collection of information on
respondents, including through the use of automated collection
techniques or other forms of information technology. Consideration will
be given to comments and suggestions submitted in writing within 60
days of this publication.
Please direct your written comments to Pamela Dyson, Director/Chief
Information Officer, Securities and Exchange Commission, C/O Remi
Pavlik-Simon, 100 F Street NE., Washington, DC 20549; or send an email
to: PRA_Mailbox@sec.gov.
Dated: September 11, 2017.
Eduardo A. Aleman,
Assistant Secretary.
[FR Doc. 2017-19510 Filed 9-13-17; 8:45 am]
BILLING CODE 8011-01-P
