Securities and Exchange Commission July 21, 2017 – Federal Register Recent Federal Regulation Documents

Proposed Collection; Comment Request
Document Number: 2017-15349
Type: Notice
Date: 2017-07-21
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2017-15296
Type: Notice
Date: 2017-07-21
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2017-15295
Type: Notice
Date: 2017-07-21
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2017-15294
Type: Notice
Date: 2017-07-21
Agency: Securities and Exchange Commission, Agencies and Commissions
Covered Securities Pursuant to Section 18 of the Securities Act of 1933
Document Number: 2017-15216
Type: Proposed Rule
Date: 2017-07-21
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission (``Commission'') proposes for comment an amendment to Rule 146 under Section 18 of the Securities Act of 1933 (``Securities Act''), as amended, to designate certain securities on Investors Exchange LLC (``IEX'' or ``Exchange'') as covered securities for purposes of Section 18(b) of the Securities Act. Covered securities under Section 18(b) of the Securities Act are exempt from state law registration requirements.