Submission for OMB Review; Comment Request, 33935 [2017-15294]
Download as PDF
<![CDATA[
Federal Register / Vol. 82, No. 139 / Friday, July 21, 2017 / Notices
burden of one hour traditionally has
been assigned to Regulation S–X for
incidental reading of the regulation. The
estimated average burden hours are
solely for purposes of the Paperwork
Reduction Act and are not derived from
a comprehensive or even a
representative survey or study of the
costs of SEC rules or forms.
Written comments are invited on: (a)
Whether the proposed collection of
information is necessary for the proper
performance of the functions of the
agency, including whether the
information will have practical utility;
(b) the accuracy of the agency’s estimate
of the burden of the collection of
information; (c) ways to enhance the
quality, utility, and clarity of the
information collected; and (d) ways to
minimize the burden of the collection of
information on respondents, including
through the use of automated collection
techniques or other forms of information
technology. Consideration will be given
to comments and suggestions submitted
in writing within 60 days of this
publication.
Please direct your written comments
to Pamela Dyson, Chief Information
Officer, Securities and Exchange
Commission, c/o Remi Pavlik-Simon,
100 F Street NE., Washington, DC
20549. or send an email to: PRA_
Mailbox@sec.gov.
Dated: July 17, 2017.
Eduardo A. Aleman,
Assistant Secretary.
[FR Doc. 2017–15349 Filed 7–20–17; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[SEC File No. 270–520, OMB Control No.
3235–0577]
Submission for OMB Review;
Comment Request
Upon Written Request, Copies Available
From: Securities and Exchange
Commission, Office of Investor
Education and Advocacy,
Washington, DC 20549–2833
sradovich on DSK3GMQ082PROD with NOTICES
Extension:
Rule 30b1–5.
Notice is hereby given that, pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.), the Securities
and Exchange Commission (the
‘‘Commission’’) has submitted to the
Office of Management and Budget
(‘‘OMB’’) a request for extension of the
previously approved collection of
information discussed below.
Rule 30b1–5 (17 CFR 270.30b1–5)
under the Investment Company Act of
VerDate Sep<11>2014
19:50 Jul 20, 2017
Jkt 241001
1940 (15 U.S.C. 80a–1 et seq.) (the
‘‘Investment Company Act’’) requires
registered management investment
companies, other than small business
investment companies registered on
Form N–5 (17 CFR 239.24 and 274.5)
(‘‘funds’’), to file a quarterly report via
the Commission’s EDGAR system on
Form N–Q (17 CFR 249.332 and
274.130), not more than sixty calendar
days after the close of each first and
third fiscal quarter, containing their
complete portfolio holdings. The
purpose of the collection of information
required by rule 30b1–5 is to meet the
disclosure requirements of the
Investment Company Act and to provide
investors with information necessary to
evaluate an interest in the fund by
improving the transparency of
information about the fund’s portfolio
holdings.
The Commission estimates that there
are 2,380 management investment
companies, with a total of
approximately 11,757 portfolios, that
are governed by the rule. For purposes
of this analysis, the burden associated
with the requirements of rule 30b1–5
has been included in the collection of
information requirements of Form N–Q,
rather than the rule.
The collection of information under
rule 30b1–5 is mandatory. The
information provided under rule 30b1–
5 is not kept confidential. An agency
may not conduct or sponsor, and a
person is not required to respond to, a
collection of information unless it
displays a currently valid OMB control
number.
The public may view the background
documentation for this information
collection at the following Web site,
www.reginfo.gov. Comments should be
directed to: (i) Desk Officer for the
Securities and Exchange Commission,
Office of Information and Regulatory
Affairs, Office of Management and
Budget, Room 10102, New Executive
Office Building, Washington, DC 20503,
or by sending an email to: Shagufta_
Ahmed@omb.eop.gov; and (ii) Thomas
Bayer, Chief Information Officer,
Securities and Exchange Commission,
c/o Remi Pavlik-Simon, 100 F Street
NE., Washington, DC 20549 or send an
email to: PRA_Mailbox@sec.gov.
Comments must be submitted to OMB
within 30 days of this notice.
Dated: July 17, 2017.
Eduardo A. Aleman,
Assistant Secretary.
SECURITIES AND EXCHANGE
COMMISSION
Submission for OMB Review;
Comment Request
Upon Written Request, Copies Available
From:Securities and Exchange
Commission, Office of FOIA Services,
100 F Street NE., Washington, DC
20549–0213
Extension:
Rule 17g–2; SEC File No. 270–564, OMB
Control No. 3235–0628
Notice is hereby given that pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.), the Securities
and Exchange Commission
(‘‘Commission’’) has submitted to the
Office of Management and Budget
(‘‘OMB’’) a request for approval of
extension of the previously approved
collection of information provided for in
Rule 17g–2 (17 CFR 240.17g–2) under
the Securities Exchange Act of 1934 (15
U.S.C. 78a et seq.) (‘‘Exchange Act’’).
Rule 17g–2, ‘‘Records to be made and
retained by nationally recognized
statistical rating organizations,’’
implements the Commission’s
recordkeeping rulemaking authority
under Section 17(a) of the Exchange
Act.1 The rule requires a Nationally
Recognized Statistical Rating
Organization (‘‘NRSRO’’) to make and
retain certain records relating to its
business and to retain certain other
business records, if such records are
made. The rule also prescribes the time
periods and manner in which all these
records must be retained. There are 10
credit rating agencies registered with the
Commission as NRSROs under section
15E of the Exchange Act, which have
already established the recordkeeping
policies and procedures required by
Rule 17g–2. Based on staff experience,
NRSROs are estimated to spend a total
industry-wide burden of 2,390 annual
hours to make and retain the
appropriate records.
The Commission may not conduct or
sponsor a collection of information
unless it displays a currently valid OMB
control number. No person shall be
subject to any penalty for failing to
comply with a collection of information
subject to the PRA that does not display
a valid OMB control number.
Background documentation for this
information collection may be viewed at
the following Web site:
www.reginfo.gov. Comments should be
directed to: (i) Desk Officer for the
Securities and Exchange Commission,
Office of Information and Regulatory
Affairs, Office of Management and
[FR Doc. 2017–15294 Filed 7–20–17; 8:45 am]
1 15
BILLING CODE 8011–01–P
PO 00000
Frm 00072
Fmt 4703
Sfmt 4703
33935
E:\FR\FM\21JYN1.SGM
U.S.C 78q.
21JYN1
]]>Agencies
[Federal Register Volume 82, Number 139 (Friday, July 21, 2017)]
[Notices]
[Page 33935]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2017-15294]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
[SEC File No. 270-520, OMB Control No. 3235-0577]
Submission for OMB Review; Comment Request
Upon Written Request, Copies Available From: Securities and Exchange
Commission, Office of Investor Education and Advocacy, Washington, DC
20549-2833
Extension:
Rule 30b1-5.
Notice is hereby given that, pursuant to the Paperwork Reduction
Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange
Commission (the ``Commission'') has submitted to the Office of
Management and Budget (``OMB'') a request for extension of the
previously approved collection of information discussed below.
Rule 30b1-5 (17 CFR 270.30b1-5) under the Investment Company Act of
1940 (15 U.S.C. 80a-1 et seq.) (the ``Investment Company Act'')
requires registered management investment companies, other than small
business investment companies registered on Form N-5 (17 CFR 239.24 and
274.5) (``funds''), to file a quarterly report via the Commission's
EDGAR system on Form N-Q (17 CFR 249.332 and 274.130), not more than
sixty calendar days after the close of each first and third fiscal
quarter, containing their complete portfolio holdings. The purpose of
the collection of information required by rule 30b1-5 is to meet the
disclosure requirements of the Investment Company Act and to provide
investors with information necessary to evaluate an interest in the
fund by improving the transparency of information about the fund's
portfolio holdings.
The Commission estimates that there are 2,380 management investment
companies, with a total of approximately 11,757 portfolios, that are
governed by the rule. For purposes of this analysis, the burden
associated with the requirements of rule 30b1-5 has been included in
the collection of information requirements of Form N-Q, rather than the
rule.
The collection of information under rule 30b1-5 is mandatory. The
information provided under rule 30b1-5 is not kept confidential. An
agency may not conduct or sponsor, and a person is not required to
respond to, a collection of information unless it displays a currently
valid OMB control number.
The public may view the background documentation for this
information collection at the following Web site, www.reginfo.gov.
Comments should be directed to: (i) Desk Officer for the Securities and
Exchange Commission, Office of Information and Regulatory Affairs,
Office of Management and Budget, Room 10102, New Executive Office
Building, Washington, DC 20503, or by sending an email to:
Shagufta_Ahmed@omb.eop.gov; and (ii) Thomas Bayer, Chief Information
Officer, Securities and Exchange Commission, c/o Remi Pavlik-Simon, 100
F Street NE., Washington, DC 20549 or send an email to:
PRA_Mailbox@sec.gov. Comments must be submitted to OMB within 30 days
of this notice.
Dated: July 17, 2017.
Eduardo A. Aleman,
Assistant Secretary.
[FR Doc. 2017-15294 Filed 7-20-17; 8:45 am]
BILLING CODE 8011-01-P
