Proposed Collection; Comment Request, 33934-33935 [2017-15349]
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Federal Register / Vol. 82, No. 139 / Friday, July 21, 2017 / Notices
Budget, Washington, DC 20503;
telephone: 202–395–3621, email: oira_
submission@omb.eop.gov.
FOR FURTHER INFORMATION CONTACT:
David Cullison, NRC Clearance Officer,
U.S. Nuclear Regulatory Commission,
Washington, DC 20555–0001; telephone:
301–415–2084; email:
INFOCOLLECTS.Resource@nrc.gov.
SUPPLEMENTARY INFORMATION:
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I. Obtaining Information and
Submitting Comments
A. Obtaining Information
Please refer to Docket ID NRC–2017–
0066 when contacting the NRC about
the availability of information for this
action. You may obtain publiclyavailable information related to this
action by any of the following methods:
• Federal Rulemaking Web site: Go to
https://www.regulations.gov and search
for Docket ID NRC–2017–0066.
• NRC’s Agencywide Documents
Access and Management System
(ADAMS): You may obtain publiclyavailable documents online in the
ADAMS Public Documents collection at
https://www.nrc.gov/reading-rm/
adams.html. To begin the search, select
‘‘ADAMS Public Documents’’ and then
select ‘‘Begin Web-based ADAMS
Search.’’ For problems with ADAMS,
please contact the NRC’s Public
Document Room (PDR) reference staff at
1–800–397–4209, 301–415–4737, or by
email to pdr.resource@nrc.gov. A copy
of the collection of information and
related instructions may be obtained
without charge by accessing ADAMS
Accession No. ML17171A265. The
supporting statement and Cumulative
Occupational Exposure History is
available in ADAMS under Accession
No. ML17163A038.
• NRC’s PDR: You may examine and
purchase copies of public documents at
the NRC’s PDR, Room O1–F21, One
White Flint North, 11555 Rockville
Pike, Rockville, Maryland 20852.
• NRC’s Clearance Officer: A copy of
the collection of information and related
instructions may be obtained without
charge by contacting the NRC’s
Clearance Officer, David Cullison,
Office of the Chief Information Officer,
U.S. Nuclear Regulatory Commission,
Washington, DC 20555–0001; telephone:
301–415–2084; email:
INFOCOLLECTS.Resource@NRC.GOV.
B. Submitting Comments
The NRC cautions you not to include
identifying or contact information in
comment submissions that you do not
want to be publicly disclosed in your
comment submission. All comment
submissions are posted at https://
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19:50 Jul 20, 2017
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www.regulations.gov and entered into
ADAMS. Comment submissions are not
routinely edited to remove identifying
or contact information.
If you are requesting or aggregating
comments from other persons for
submission to the OMB, then you
should inform those persons not to
include identifying or contact
information that they do not want to be
publicly disclosed in their comment
submission. Your request should state
that comment submissions are not
routinely edited to remove such
information before making the comment
submissions available to the public or
entering the comment into ADAMS.
II. Background
Under the provisions of the
Paperwork Reduction Act of 1995 (44
U.S.C. Chapter 35), the NRC recently
submitted a request for renewal of an
existing collection of information to
OMB for review entitled, ‘‘NRC Form 4,
Cumulative Occupational Exposure
History.’’ The NRC hereby informs
potential respondents that an agency
may not conduct or sponsor, and that a
person is not required to respond to, a
collection of information unless it
displays a currently valid OMB control
number.
The NRC published a Federal
Register notice with a 60-day comment
period on this information collection on
March 28, 2017 (82 FR 15376).
1. The title of the information
collection: NRC Form 4, ‘‘Cumulative
Occupational Exposure History.’’
2. OMB approval number: 3150–0005.
3. Type of submission: Extension.
4. The form number if applicable:
NRC Form 4.
5. How often the collection is required
or requested: On occasion. The NRC
does not collect NRC Form 4. However,
NRC inspects the NRC Form 4 records
at NRC-licensed facilities.
6. Who will be required or asked to
respond: NRC licensees who are
required to comply with part 20 of title
10 of the Code of Federal Regulations
(10 CFR).
7. The estimated number of annual
responses: 227,841 (223,700 third party
disclosure + 4,141 recordkeepers).
8. The estimated number of annual
respondents: 4,146.
9. An estimate of the total number of
hours needed annually to comply with
the information collection requirement
or request: 30,348.
10. Abstract: The NRC Form 4 is used
to record the summary of an
occupational worker’s cumulative
occupational radiation dose, including
prior occupational exposure and the
current year’s occupational radiation
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exposure. The NRC Form 4 is used by
licensees, and inspected by the NRC, to
ensure that occupational radiation doses
do not exceed the regulatory limits
specified in 10 CFR 20.1501.
Dated at Rockville, Maryland, this 18th day
of July 2017.
For the Nuclear Regulatory Commission.
David Cullison,
NRC Clearance Officer, Office of the Chief
Information Officer.
[FR Doc. 2017–15342 Filed 7–20–17; 8:45 am]
BILLING CODE 7590–01–P
SECURITIES AND EXCHANGE
COMMISSION
Proposed Collection; Comment
Request
Upon Written Request, Copies Available
From: Securities and Exchange
Commission, Office of FOIA Services,
100 F Street NE., Washington, DC
20549–2736
Extension:
Regulation S–X; SEC File No. 270–003,
OMB Control No. 3235–0009
Notice is hereby given that, pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.), the Securities
and Exchange Commission
(‘‘Commission’’) is soliciting comments
on the collection of information
summarized below. The Commission
plans to submit this existing collection
of information to the Office of
Management and Budget for extension
and approval.
Information collected and information
prepared pursuant to Regulation S–X
focus on the form and content of, and
requirements for, financial statements
filed with periodic reports and in
connection with the offer and sale of
securities. Investors need reasonably
current financial statements to make
informed investment and voting
decisions.
The potential respondents include all
entities that file registration statements
or reports pursuant to the Securities Act
of 1933 (15 U.S.C. 77a, et seq.), the
Securities Exchange Act of 1934 (15
U.S.C. 78a, et seq.) or the Investment
Company Act of 1940 (15 U.S.C. 80a–1,
et seq.).
Regulation S–X specifies the form and
content of financial statements when
those financial statements are required
to be filed by other rules and forms
under the federal securities laws.
Compliance burdens associated with the
financial statements are assigned to the
rule or form that directly requires the
financial statements to be filed, not to
Regulation S–X. Instead, an estimated
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Federal Register / Vol. 82, No. 139 / Friday, July 21, 2017 / Notices
burden of one hour traditionally has
been assigned to Regulation S–X for
incidental reading of the regulation. The
estimated average burden hours are
solely for purposes of the Paperwork
Reduction Act and are not derived from
a comprehensive or even a
representative survey or study of the
costs of SEC rules or forms.
Written comments are invited on: (a)
Whether the proposed collection of
information is necessary for the proper
performance of the functions of the
agency, including whether the
information will have practical utility;
(b) the accuracy of the agency’s estimate
of the burden of the collection of
information; (c) ways to enhance the
quality, utility, and clarity of the
information collected; and (d) ways to
minimize the burden of the collection of
information on respondents, including
through the use of automated collection
techniques or other forms of information
technology. Consideration will be given
to comments and suggestions submitted
in writing within 60 days of this
publication.
Please direct your written comments
to Pamela Dyson, Chief Information
Officer, Securities and Exchange
Commission, c/o Remi Pavlik-Simon,
100 F Street NE., Washington, DC
20549. or send an email to: PRA_
Mailbox@sec.gov.
Dated: July 17, 2017.
Eduardo A. Aleman,
Assistant Secretary.
[FR Doc. 2017–15349 Filed 7–20–17; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[SEC File No. 270–520, OMB Control No.
3235–0577]
Submission for OMB Review;
Comment Request
Upon Written Request, Copies Available
From: Securities and Exchange
Commission, Office of Investor
Education and Advocacy,
Washington, DC 20549–2833
sradovich on DSK3GMQ082PROD with NOTICES
Extension:
Rule 30b1–5.
Notice is hereby given that, pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.), the Securities
and Exchange Commission (the
‘‘Commission’’) has submitted to the
Office of Management and Budget
(‘‘OMB’’) a request for extension of the
previously approved collection of
information discussed below.
Rule 30b1–5 (17 CFR 270.30b1–5)
under the Investment Company Act of
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1940 (15 U.S.C. 80a–1 et seq.) (the
‘‘Investment Company Act’’) requires
registered management investment
companies, other than small business
investment companies registered on
Form N–5 (17 CFR 239.24 and 274.5)
(‘‘funds’’), to file a quarterly report via
the Commission’s EDGAR system on
Form N–Q (17 CFR 249.332 and
274.130), not more than sixty calendar
days after the close of each first and
third fiscal quarter, containing their
complete portfolio holdings. The
purpose of the collection of information
required by rule 30b1–5 is to meet the
disclosure requirements of the
Investment Company Act and to provide
investors with information necessary to
evaluate an interest in the fund by
improving the transparency of
information about the fund’s portfolio
holdings.
The Commission estimates that there
are 2,380 management investment
companies, with a total of
approximately 11,757 portfolios, that
are governed by the rule. For purposes
of this analysis, the burden associated
with the requirements of rule 30b1–5
has been included in the collection of
information requirements of Form N–Q,
rather than the rule.
The collection of information under
rule 30b1–5 is mandatory. The
information provided under rule 30b1–
5 is not kept confidential. An agency
may not conduct or sponsor, and a
person is not required to respond to, a
collection of information unless it
displays a currently valid OMB control
number.
The public may view the background
documentation for this information
collection at the following Web site,
www.reginfo.gov. Comments should be
directed to: (i) Desk Officer for the
Securities and Exchange Commission,
Office of Information and Regulatory
Affairs, Office of Management and
Budget, Room 10102, New Executive
Office Building, Washington, DC 20503,
or by sending an email to: Shagufta_
Ahmed@omb.eop.gov; and (ii) Thomas
Bayer, Chief Information Officer,
Securities and Exchange Commission,
c/o Remi Pavlik-Simon, 100 F Street
NE., Washington, DC 20549 or send an
email to: PRA_Mailbox@sec.gov.
Comments must be submitted to OMB
within 30 days of this notice.
Dated: July 17, 2017.
Eduardo A. Aleman,
Assistant Secretary.
SECURITIES AND EXCHANGE
COMMISSION
Submission for OMB Review;
Comment Request
Upon Written Request, Copies Available
From:Securities and Exchange
Commission, Office of FOIA Services,
100 F Street NE., Washington, DC
20549–0213
Extension:
Rule 17g–2; SEC File No. 270–564, OMB
Control No. 3235–0628
Notice is hereby given that pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.), the Securities
and Exchange Commission
(‘‘Commission’’) has submitted to the
Office of Management and Budget
(‘‘OMB’’) a request for approval of
extension of the previously approved
collection of information provided for in
Rule 17g–2 (17 CFR 240.17g–2) under
the Securities Exchange Act of 1934 (15
U.S.C. 78a et seq.) (‘‘Exchange Act’’).
Rule 17g–2, ‘‘Records to be made and
retained by nationally recognized
statistical rating organizations,’’
implements the Commission’s
recordkeeping rulemaking authority
under Section 17(a) of the Exchange
Act.1 The rule requires a Nationally
Recognized Statistical Rating
Organization (‘‘NRSRO’’) to make and
retain certain records relating to its
business and to retain certain other
business records, if such records are
made. The rule also prescribes the time
periods and manner in which all these
records must be retained. There are 10
credit rating agencies registered with the
Commission as NRSROs under section
15E of the Exchange Act, which have
already established the recordkeeping
policies and procedures required by
Rule 17g–2. Based on staff experience,
NRSROs are estimated to spend a total
industry-wide burden of 2,390 annual
hours to make and retain the
appropriate records.
The Commission may not conduct or
sponsor a collection of information
unless it displays a currently valid OMB
control number. No person shall be
subject to any penalty for failing to
comply with a collection of information
subject to the PRA that does not display
a valid OMB control number.
Background documentation for this
information collection may be viewed at
the following Web site:
www.reginfo.gov. Comments should be
directed to: (i) Desk Officer for the
Securities and Exchange Commission,
Office of Information and Regulatory
Affairs, Office of Management and
[FR Doc. 2017–15294 Filed 7–20–17; 8:45 am]
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[Federal Register Volume 82, Number 139 (Friday, July 21, 2017)]
[Notices]
[Pages 33934-33935]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2017-15349]
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SECURITIES AND EXCHANGE COMMISSION
Proposed Collection; Comment Request
Upon Written Request, Copies Available From: Securities and Exchange
Commission, Office of FOIA Services, 100 F Street NE., Washington, DC
20549-2736
Extension:
Regulation S-X; SEC File No. 270-003, OMB Control No. 3235-0009
Notice is hereby given that, pursuant to the Paperwork Reduction
Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange
Commission (``Commission'') is soliciting comments on the collection of
information summarized below. The Commission plans to submit this
existing collection of information to the Office of Management and
Budget for extension and approval.
Information collected and information prepared pursuant to
Regulation S-X focus on the form and content of, and requirements for,
financial statements filed with periodic reports and in connection with
the offer and sale of securities. Investors need reasonably current
financial statements to make informed investment and voting decisions.
The potential respondents include all entities that file
registration statements or reports pursuant to the Securities Act of
1933 (15 U.S.C. 77a, et seq.), the Securities Exchange Act of 1934 (15
U.S.C. 78a, et seq.) or the Investment Company Act of 1940 (15 U.S.C.
80a-1, et seq.).
Regulation S-X specifies the form and content of financial
statements when those financial statements are required to be filed by
other rules and forms under the federal securities laws. Compliance
burdens associated with the financial statements are assigned to the
rule or form that directly requires the financial statements to be
filed, not to Regulation S-X. Instead, an estimated
[[Page 33935]]
burden of one hour traditionally has been assigned to Regulation S-X
for incidental reading of the regulation. The estimated average burden
hours are solely for purposes of the Paperwork Reduction Act and are
not derived from a comprehensive or even a representative survey or
study of the costs of SEC rules or forms.
Written comments are invited on: (a) Whether the proposed
collection of information is necessary for the proper performance of
the functions of the agency, including whether the information will
have practical utility; (b) the accuracy of the agency's estimate of
the burden of the collection of information; (c) ways to enhance the
quality, utility, and clarity of the information collected; and (d)
ways to minimize the burden of the collection of information on
respondents, including through the use of automated collection
techniques or other forms of information technology. Consideration will
be given to comments and suggestions submitted in writing within 60
days of this publication.
Please direct your written comments to Pamela Dyson, Chief
Information Officer, Securities and Exchange Commission, c/o Remi
Pavlik-Simon, 100 F Street NE., Washington, DC 20549. or send an email
to: PRA_Mailbox@sec.gov.
Dated: July 17, 2017.
Eduardo A. Aleman,
Assistant Secretary.
[FR Doc. 2017-15349 Filed 7-20-17; 8:45 am]
BILLING CODE 8011-01-P
