Securities and Exchange Commission September 2016 – Federal Register Recent Federal Regulation Documents
Results 101 - 150 of 191
Advisors Series Trust and Orinda Asset Management, LLC; Notice of Intention To Rescind an Order
At the request of Advisors Series Trust (``AST'') and Orinda Asset Management, LLC (``Orinda,'' and together, the ``Applicants''), the Commission intends to rescind an order previously issued to Applicants under section 6(c) of the Act that granted an exemption from section 15(a) of the Act and rule 18f-2 under the Act, as well as from certain disclosure requirements.\1\
Exhibit Hyperlinks and HTML Format
We are proposing amendments that would require registrants that file registration statements and periodic and current reports that are subject to the exhibit requirements under Item 601 of Regulation S- K, or that file on Forms F-10 or 20-F, to include a hyperlink to each exhibit listed in the exhibit index of these filings. To enable the inclusion of such hyperlinks, the proposed amendments would also require that registrants submit all such filings in HyperText Markup Language (``HTML'') format.
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