Submission for OMB Review; Comment Request, 62787-62788 [2016-21797]
Download as PDF
<![CDATA[
Federal Register / Vol. 81, No. 176 / Monday, September 12, 2016 / Notices
exchanges. For these reasons, the
Commission believes that the proposed
rule change presents no novel issues
and that waiver of the 30-day operative
delay is consistent with the protection
of investors and the public interest, and
will allow the Exchange to remain
competitive with other exchanges.
Therefore, the Commission hereby
waives the 30-day operative delay and
designates the proposal effective upon
filing.17 At any time within 60 days of
the filing of the proposed rule change,
the Commission summarily may
temporarily suspend such rule change if
it appears to the Commission that such
action is necessary or appropriate in the
public interest, for the protection of
investors, or otherwise in furtherance of
the purposes of the Act. If the
Commission takes such action, the
Commission shall institute proceedings
to determine whether the proposed rule
should be approved or disapproved.
IV. Solicitation of Comments
Interested persons are invited to
submit written data, views and
arguments concerning the foregoing,
including whether the proposed rule
change is consistent with the Act.
Comments may be submitted by any of
the following methods:
Electronic Comments
• Use the Commission’s Internet
comment form (https://www.sec.gov/
rules/sro.shtml); or
• Send an email to rule-comments@
sec.gov. Please include File Number SR–
MIAX–2016–31 on the subject line.
Paper Comments
sradovich on DSK3GMQ082PROD with NOTICES
• Send paper comments in triplicate
to Secretary, Securities and Exchange
Commission, 100 F Street NE.,
Washington, DC 20549–1090.
All submissions should refer to File
Number SR–MIAX–2016–31. This file
number should be included on the
subject line if email is used. To help the
Commission process and review your
comments more efficiently, please use
only one method. The Commission will
post all comments on the Commission’s
Internet Web site (https://www.sec.gov/
rules/sro.shtml). Copies of the
submission, all subsequent
amendments, all written statements
with respect to the proposed rule
change that are filed with the
Commission, and all written
communications relating to the
17 For purposes only of waiving the 30-day
operative delay, the Commission has also
considered the proposed rule’s impact on
efficiency, competition, and capital formation. See
15 U.S.C. 78c(f).
VerDate Sep<11>2014
18:40 Sep 09, 2016
Jkt 238001
proposed rule change between the
Commission and any person, other than
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for Web site viewing and
printing in the Commission’s Public
Reference Room, 100 F Street NE.,
Washington, DC 20549, on official
business days between the hours of
10:00 a.m. and 3:00 p.m. Copies of the
filing also will be available for
inspection and copying at the principal
office of the Exchange. All comments
received will be posted without change;
the Commission does not edit personal
identifying information from
submissions. You should submit only
information that you wish to make
available publicly. All submissions
should refer to File Number SR–MIAX–
2016–31 and should be submitted on or
before October 3, 2016.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.18
Robert W. Errett,
Deputy Secretary.
[FR Doc. 2016–21801 Filed 9–9–16; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
Submission for OMB Review;
Comment Request
Upon Written Request, Copies Available
From: Securities and Exchange
Commission, Office of FOIA Services,
100 F Street NE., Washington, DC
20549–2736
Extension:
Rule 17a–1, SEC File No. 270–244, OMB
Control No. 3235–0208
Notice is hereby given that, pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.), the Securities
and Exchange Commission
(‘‘Commission’’) has submitted to the
Office of Management and Budget
(‘‘OMB’’) a request for approval of
extension of the previously approved
collection of information provided for in
Rule 17a–1 (17 CFR 240.17a–1) under
the Securities Exchange Act of 1934, as
amended (the ‘‘Act’’) (15 U.S.C. 78a et
seq.).
Rule 17a–1 requires that every
national securities exchange, national
securities association, registered
clearing agency, and the Municipal
Securities Rulemaking Board keep on
file for a period of not less than five
years, the first two years in an easily
accessible place, at least one copy of all
18 17
PO 00000
CFR 200.30–3(a)(12).
Frm 00087
Fmt 4703
Sfmt 4703
62787
documents, including all
correspondence, memoranda, papers,
books, notices, accounts, and other such
records made or received by it in the
course of its business as such and in the
conduct of its self-regulatory activity,
and that such documents be available
for examination by the Commission.
There are 29 entities required to
comply with the rule: 19 national
securities exchanges, 1 national
securities association, 8 registered
clearing agencies, and the Municipal
Securities Rulemaking Board. The
Commission staff estimates that the
average number of hours necessary for
compliance with the requirements of
Rule 17a–1 is 52 hours per year. In
addition, 4 national securities
exchanges notice-registered pursuant to
Section 6(g) of the Act (15 U.S.C. 78f(g))
are required to preserve records of
determinations made under Rule 3a55–
1 under the Act (17 CFR 240.3a55–1),
which the Commission staff estimates
will take 1 hour per exchange, for a total
of 4 hours. Accordingly, the
Commission staff estimates that the total
number of hours necessary to comply
with the requirements of Rule 17a–1 is
1,512 hours. The total internal cost of
compliance for all respondents is
$98,280, based on an average cost per
hour of $65.
Compliance with Rule 17a–1 is
mandatory. Rule 17a–1 does not assure
confidentiality for the records
maintained pursuant to the rule. The
records required by Rule 17a–1 are
available only for examination by the
Commission staff, state securities
authorities, and the self-regulatory
organizations. Subject to the provisions
of the Freedom of Information Act, 5
U.S.C. 522, and the Commission’s rules
thereunder (17 CFR 200.80(b)(4)(iii)),
the Commission does not generally
publish or make available information
contained in any reports, summaries,
analyses, letters, or memoranda arising
out of, in anticipation of, or in
connection with an examination or
inspection of the books and records of
any person or any other investigation.
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
under the PRA unless it displays a
currently valid OMB control number.
The public may view background
documentation for this information
collection at the following Web site:
www.reginfo.gov. Comments should be
directed to: (i) Desk Officer for the
Securities and Exchange Commission,
Office of Information and Regulatory
Affairs, Office of Management and
Budget, Room 10102, New Executive
Office Building, Washington, DC 20503,
E:\FR\FM\12SEN1.SGM
12SEN1
62788
Federal Register / Vol. 81, No. 176 / Monday, September 12, 2016 / Notices
or by sending an email to: Shagufta_
Ahmed@omb.eop.gov; and (ii) Pamela
Dyson, Director/Chief Information
Officer, Securities and Exchange
Commission, c/o Remi Pavlik-Simon,
100 F Street NE., Washington, DC
20549, or by sending an email to: PRA_
Mailbox@sec.gov. Comments must be
submitted to OMB within 30 days of
this notice.
Dated: September 6, 2016.
Robert W. Errett,
Deputy Secretary.
[FR Doc. 2016–21797 Filed 9–9–16; 8:45 am]
BILLING CODE P
SOCIAL SECURITY ADMINISTRATION
[Docket No: SSA–2016–0043]
Agency Information Collection
Activities: Proposed Request and
Comment Request
The Social Security Administration
(SSA) publishes a list of information
collection packages requiring clearance
by the Office of Management and
Budget (OMB) in compliance with
Public Law 104–13, the Paperwork
Reduction Act of 1995, effective October
1, 1995. This notice includes revisions
of OMB-approved information
collections.
SSA is soliciting comments on the
accuracy of the agency’s burden
estimate; the need for the information;
its practical utility; ways to enhance its
quality, utility, and clarity; and ways to
minimize burden on respondents,
including the use of automated
collection techniques or other forms of
information technology. Mail, email, or
fax your comments and
recommendations on the information
collection(s) to the OMB Desk Officer
and SSA Reports Clearance Officer at
the following addresses or fax numbers.
(OMB), Office of Management and
Budget, Attn: Desk Officer for SSA,
Fax: 202–395–6974, Email address:
OIRA_Submission@omb.eop.gov.
(SSA), Social Security Administration,
OLCA, Attn: Reports Clearance
Director, 3100 West High Rise, 6401
Security Blvd., Baltimore, MD 21235,
Fax: 410–966–2830, Email address:
OR.Reports.Clearance@ssa.gov.
Or you may submit your comments
online through www.regulations.gov,
Number of
respondents
Modality of completion
referencing Docket ID Number [SSA–
2016–0043].
I. The information collections below
are pending at SSA. SSA will submit
them to OMB within 60 days from the
date of this notice. To be sure we
consider your comments, we must
receive them no later than November 14,
2016. Individuals can obtain copies of
the collection instruments by writing to
the above email address.
1. Supplemental Security Income
(SSI)—Quality Review Case Analysis—
0960–0133. To assess the SSI program
and ensure the accuracy of its payments,
SSA conducts legally mandated
periodic SSI case analysis quality
reviews. SSA uses Form SSA–8508 to
conduct these reviews, collecting
information on operating efficiency; the
quality of underlying policies; and the
effect of incorrect payments. SSA also
uses the data to determine SSI program
payment accuracy rate, which is a
performance measure for the agency’s
service delivery goals. Respondents are
recipients of SSI payments selected for
quality reviews.
Type of Request: Revision of an OMB
approved information collection.
Frequency of
response
Average
burden per
response
(minute)
Estimated
annual
burden
(hours)
SSA–8508–BK (paper interview) .....................................................................
SSA–8508–BK (electronic) ..............................................................................
225
4,275
1
1
60
60
225
4,275
Totals ........................................................................................................
4,500
........................
........................
4,500
2. Social Security Benefits
Application—20 CFR 404.310–404.311,
404.315–404.322, 404.330–404.333,
404.601–404.603, and 404.1501–
404.1512—0960–0618. Title II of the
Social Security Act provides retirement,
survivors, and disability benefits to
members of the public who meet the
required eligibility criteria and file the
appropriate application. This collection
comprises the various application
methods for each type of benefits. SSA
uses the information we gather through
the multiple information collection
tools in this information collection
request to determine applicants’
eligibility for specific Social Security
benefits, as well as the amount of the
benefits. Individuals filing for disability
benefits can, and in some instances SSA
may require them to, file applications
under both Title II, Social Security
disability benefits, and Title XVI, SSI
payments. We refer to disability
applications filed under both titles as
‘‘concurrent applications.’’ This
collection comprises the various
application methods for each type of
benefits. These methods include the
following modalities: Paper forms
(Forms SSA–1, SSA–2, and SSA–16);
Modernized Claims System (MCS)
screens for in-person interview
applications; and Internet-based iClaim
and iAppointment applications. SSA
uses the information we collect through
these modalities to determine: (1) The
applicants’ eligibility for the abovementioned Social Security benefits and
(2) the amount of the benefits. The
respondents are applicants for
retirement, survivors, and disability
benefits under title II of the Social
Security Act.
Type of Request: Revision of an OMBapproved information collection.
sradovich on DSK3GMQ082PROD with NOTICES
FORM SSA–1
Number of
respondents
Modality of completion
MCS/Signature Proxy ......................................................................................
Paper ...............................................................................................................
Medicare-only MCS .........................................................................................
VerDate Sep<11>2014
18:40 Sep 09, 2016
Jkt 238001
PO 00000
Frm 00088
Fmt 4703
Sfmt 4703
Frequency of
response
2,793,597
115,678
880,763
E:\FR\FM\12SEN1.SGM
1
1
1
12SEN1
Average
burden per
response
(minute)
10
11
7
Estimated
annual
burden
(hours)
465,600
21,208
102,756
]]>Agencies
[Federal Register Volume 81, Number 176 (Monday, September 12, 2016)]
[Notices]
[Pages 62787-62788]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2016-21797]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
Submission for OMB Review; Comment Request
Upon Written Request, Copies Available From: Securities and Exchange
Commission, Office of FOIA Services, 100 F Street NE., Washington, DC
20549-2736
Extension:
Rule 17a-1, SEC File No. 270-244, OMB Control No. 3235-0208
Notice is hereby given that, pursuant to the Paperwork Reduction
Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange
Commission (``Commission'') has submitted to the Office of Management
and Budget (``OMB'') a request for approval of extension of the
previously approved collection of information provided for in Rule 17a-
1 (17 CFR 240.17a-1) under the Securities Exchange Act of 1934, as
amended (the ``Act'') (15 U.S.C. 78a et seq.).
Rule 17a-1 requires that every national securities exchange,
national securities association, registered clearing agency, and the
Municipal Securities Rulemaking Board keep on file for a period of not
less than five years, the first two years in an easily accessible
place, at least one copy of all documents, including all
correspondence, memoranda, papers, books, notices, accounts, and other
such records made or received by it in the course of its business as
such and in the conduct of its self-regulatory activity, and that such
documents be available for examination by the Commission.
There are 29 entities required to comply with the rule: 19 national
securities exchanges, 1 national securities association, 8 registered
clearing agencies, and the Municipal Securities Rulemaking Board. The
Commission staff estimates that the average number of hours necessary
for compliance with the requirements of Rule 17a-1 is 52 hours per
year. In addition, 4 national securities exchanges notice-registered
pursuant to Section 6(g) of the Act (15 U.S.C. 78f(g)) are required to
preserve records of determinations made under Rule 3a55-1 under the Act
(17 CFR 240.3a55-1), which the Commission staff estimates will take 1
hour per exchange, for a total of 4 hours. Accordingly, the Commission
staff estimates that the total number of hours necessary to comply with
the requirements of Rule 17a-1 is 1,512 hours. The total internal cost
of compliance for all respondents is $98,280, based on an average cost
per hour of $65.
Compliance with Rule 17a-1 is mandatory. Rule 17a-1 does not assure
confidentiality for the records maintained pursuant to the rule. The
records required by Rule 17a-1 are available only for examination by
the Commission staff, state securities authorities, and the self-
regulatory organizations. Subject to the provisions of the Freedom of
Information Act, 5 U.S.C. 522, and the Commission's rules thereunder
(17 CFR 200.80(b)(4)(iii)), the Commission does not generally publish
or make available information contained in any reports, summaries,
analyses, letters, or memoranda arising out of, in anticipation of, or
in connection with an examination or inspection of the books and
records of any person or any other investigation.
An agency may not conduct or sponsor, and a person is not required
to respond to, a collection of information under the PRA unless it
displays a currently valid OMB control number.
The public may view background documentation for this information
collection at the following Web site: www.reginfo.gov. Comments should
be directed to: (i) Desk Officer for the Securities and Exchange
Commission, Office of Information and Regulatory Affairs, Office of
Management and Budget, Room 10102, New Executive Office Building,
Washington, DC 20503,
[[Page 62788]]
or by sending an email to: Shagufta_Ahmed@omb.eop.gov; and (ii) Pamela
Dyson, Director/Chief Information Officer, Securities and Exchange
Commission, c/o Remi Pavlik-Simon, 100 F Street NE., Washington, DC
20549, or by sending an email to: PRA_Mailbox@sec.gov. Comments must be
submitted to OMB within 30 days of this notice.
Dated: September 6, 2016.
Robert W. Errett,
Deputy Secretary.
[FR Doc. 2016-21797 Filed 9-9-16; 8:45 am]
BILLING CODE P
