Securities and Exchange Commission January 9, 2015 – Federal Register Recent Federal Regulation Documents

Proposed Collection; Comment Request
Document Number: 2015-00139
Type: Notice
Date: 2015-01-09
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2015-00138
Type: Notice
Date: 2015-01-09
Agency: Securities and Exchange Commission, Agencies and Commissions
Morgan Stanley Smith Barney LLC and Morgan Stanley Global Investment Solutions; Notice of Application
Document Number: 2015-00137
Type: Notice
Date: 2015-01-09
Agency: Securities and Exchange Commission, Agencies and Commissions
Summary of the Application: Applicants request an order that would permit certain series of a unit investment trust (``UIT'') registered under the Act to acquire shares of registered management investment companies and unit investment trusts or series thereof (the ``Funds'') both within and outside the same group of investment companies. Applicants: Morgan Stanley Smith Barney LLC (the ``Depositor''), and Morgan Stanley Global Investment Solutions (``MS GIS'').
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