Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend a Fee Waiver Program for Certain OTC FX Cleared-Only Products, 1451-1453 [2015-00127]
Download as PDF
Federal Register / Vol. 80, No. 6 / Friday, January 9, 2015 / Notices
use of the service during a calendar
year, then the account would be charged
an additional $500 to reach the annual
minimum amount of $7,500. However,
the existing annual minimum charge
does not apply to U.S. Branches and this
would remain the case. In addition, the
Fee Schedule would be clarified to
reflect that this fee does not apply to
U.S. Branches.
The fee changes set forth above would
be incorporated into the Fee Schedule
which is available at www.dtcc.com.
necessary or appropriate in the public
interest, for the protection of investors,
or otherwise in furtherance of the
purposes of the Act.
Implementation Date
2014–13 and should be submitted on or
before January 30, 2015.
Electronic Comments
The proposed fee changes would take
effect on January 2, 2015.
2. Statutory Basis
The proposed rule change would
align DTC’s fees for the services
described above with the costs of
delivering applicable services, and the
charges would apply equally in
accordance with Participants’ use of
DTC services. Therefore, DTC believes
the proposed rule change is consistent
with the requirements of the Act and the
rules and regulations thereunder
applicable to DTC, in particular Section
17A(b)(3)(D) of the Act,9 which requires
that DTC’s Rules provide for the
equitable allocation of reasonable dues,
fees, and other charges among its
Participants.
(B) Clearing Agency’s Statement on
Burden on Competition
DTC does not believe that the
proposed rule change would have any
impact, or impose any burden, on
competition.
(C) Clearing Agency’s Statement on
Comments on the Proposed Rule
Change Received From Members,
Participants, or Others
Written comments relating to the
proposed rule change have not yet been
solicited or received. DTC will notify
the Commission of any written
comments received by DTC.
III. Date of Effectiveness of the
Proposed Rule Change and Timing for
Commission Action
rljohnson on DSK3VPTVN1PROD with NOTICES
1451
The foregoing rule change has become
effective pursuant to Section
19(b)(3)(A) 10 of the Act and paragraph
(f) of Rule 19b–4 11 thereunder. At any
time within 60 days of the filing of the
proposed rule change, the Commission
summarily may temporarily suspend
such rule change if it appears to the
Commission that such action is
9 15
U.S.C. 78q–1(b)(3)(D).
U.S.C. 78s(b)(3)(A).
11 17 CFR 240.19b–4(f).
10 15
VerDate Sep<11>2014
14:56 Jan 08, 2015
Jkt 235001
IV. Solicitation of Comments
Interested persons are invited to
submit written data, views and
arguments concerning the foregoing,
including whether the proposed rule
change is consistent with the Act.
Comments may be submitted by any of
the following methods:
• Use the Commission’s Internet
comment form (https://www.sec.gov/
rules/sro.shtml); or
• Send an email to rule-comments@
sec.gov. Please include File Number SR–
DTC–2014–13 on the subject line.
Paper Comments
• Send paper comments in triplicate
to Secretary, Securities and Exchange
Commission, 100 F Street NE.,
Washington, DC, 20549–1090.
All submissions should refer to File
Number SR–DTC–2014–13. This file
number should be included on the
subject line if email is used. To help the
Commission process and review your
comments more efficiently, please use
only one method. The Commission will
post all comments on the Commission’s
Internet Web site (https://www.sec.gov/
rules/sro.shtml). Copies of the
submission, all subsequent
amendments, all written statements
with respect to the proposed rule
change that are filed with the
Commission, and all written
communications relating to the
proposed rule change between the
Commission and any person, other than
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for Web site viewing and
printing in the Commission’s Public
Reference Room, 100 F Street NE.,
Washington, DC 20549, on official
business days between the hours of
10:00 a.m. and 3:00 p.m. Copies of the
filing also will be available for
inspection and copying at the principal
office of DTC and on DTCC’s Web site
at https://dtcc.com/legal/sec-rulefilings.aspx. All comments received will
be posted without change; the
Commission does not edit personal
identifying information from
submissions. You should submit only
information that you wish to make
available publicly. All submissions
should refer to File Number SR–DTC–
PO 00000
Frm 00066
Fmt 4703
Sfmt 4703
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.12
Brent J. Fields,
Secretary.
[FR Doc. 2015–00128 Filed 1–8–15; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–73981; File No. SR–CME–
2014–58]
Self-Regulatory Organizations;
Chicago Mercantile Exchange Inc.;
Notice of Filing and Immediate
Effectiveness of Proposed Rule
Change To Extend a Fee Waiver
Program for Certain OTC FX ClearedOnly Products
January 5, 2015.
Pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934 (‘‘Act’’
or ‘‘Exchange Act’’),1 and Rule 19b–4
thereunder,2 notice is hereby given that
on December 22, 2014, Chicago
Mercantile Exchange Inc. (‘‘CME’’) filed
with the Securities and Exchange
Commission (‘‘Commission’’) the
proposed rule change as described in
Items I, II and III below, which Items
have been prepared primarily by CME.
CME filed the proposal pursuant to
Section 19(b)(3)(A)(ii) of the Act,3 and
Rule 19b–4(f)(2) 4 thereunder, so that the
proposal was effective upon filing with
the Commission. The Commission is
publishing this notice to solicit
comments on the proposed rule change
from interested persons.
I. Self-Regulatory Organization’s
Statement of the Terms of Substance of
the Proposed Rule Change
CME is proposing to extend an
existing fee waiver program supporting
certain CME cleared-only over-thecounter (‘‘OTC’’) foreign exchange
(‘‘FX’’) products through December 31,
2015.
The text of the proposed rule change
is below. Italicized text indicates
additions; bracketed text indicates
deletions.
*
*
*
*
*
12 17
CFR 200.30–3(a)(12).
U.S.C. 78s(b)(1).
2 17 CFR 240.19b–4.
3 15 U.S.C. 78s(b)(3)(A)(ii).
4 17 CFR 240.19b–4(f)(2).
1 15
E:\FR\FM\09JAN1.SGM
09JAN1
1452
Federal Register / Vol. 80, No. 6 / Friday, January 9, 2015 / Notices
CME OTC FX Fee Waiver Program
Program Purpose
The purpose of this Program is to
incentivize market participants to
submit transaction in the OTC FX
products listed below to the Clearing
House for clearing. The resulting
increase in volume benefits all
participant segments in the market.
Product Scope
The following cleared only OTC FX
products (‘‘Products’’):
1. CME Cleared OTC FX—Emerging
Markets.
a. USDBRL, USDCLP, USDCNY,
USDCOP, USDIDR, USDINR, USDKRW,
USDMYR, USDPEN, USDPHP,
USDRUB, USDTWD Non-Deliverable
Forwards.
b. USDCZK, USDHUF, USDHKD,
USDILS, USDMXN, USDPLN, USDSGD,
USDTHB, USDTRY, USDZAR CashSettled Forwards.
2. CME Cleared OTC FX—Majors.
a. AUDJPY, AUDUSD, CADJPY,
EURAUD, EURCHF, EURGBP, EURJPY,
EURUSD, GBPUSD, NZDUSD,
USDCAD, USDCHF, USDDKK, USDJPY,
USDNOK, USDSEK Cash-Settled
Forwards.
Eligible Participants
The temporary reduction in fees will
be open to all market participants and
will automatically be applied to any
transaction in the Products submitted to
the Clearing House for clearing.
Program Term
Start date is February 1, 2012. End
date is December 31, 201[4]5.
Hours
The Program will be applicable
regardless of the transaction time.
rljohnson on DSK3VPTVN1PROD with NOTICES
Program Incentives
Fee Waivers. All market participants
that submit transactions in the Products
to the Clearing House will have their
clearing fees waived.
*
*
*
*
*
II. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
In its filing with the Commission,
CME included statements concerning
the purpose and basis for the proposed
rule change and discussed any
comments it received on the proposed
rule change. The text of these statements
may be examined at the places specified
in Item IV below. CME has prepared
summaries, set forth in sections A, B,
and C below, of the most significant
aspects of such statements.
VerDate Sep<11>2014
14:56 Jan 08, 2015
Jkt 235001
A. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
CME is registered as a derivatives
clearing organization with the
Commodity Futures Trading
Commission (‘‘CFTC’’) and currently
offers clearing services for many
different futures and swaps products.
With this filing, CME proposes to make
proposed changes to CME rules
governing certain cleared-only OTC FX
products.
The proposed changes would extend
an existing fee waiver program that
applies to these OTC FX products. The
only proposed changes are modifying
the current December 31, 2014
termination date for the current fee
waiver program to December 31, 2015.
There is no limit to the number of
participants that may participate in the
proposed fee waiver program; it will be
open to all market participants and will
be automatically applied to all
transaction fees in the enumerated OTC
FX products. The changes that are
described in this filing are limited to fee
changes for OTC FX products. The
proposed changes would become
effective on filing.
The proposed fee changes are limited
to CME’s business as a derivatives
clearing organization clearing products
under the exclusive jurisdiction of the
CFTC and do not materially impact
CME’s security-based swap clearing
business in any way. CME notes that it
recently filed a proposed rule change
that clarified that CME has decided not
to clear security-based swaps, except in
a very limited set of circumstances.5
CME has also certified the proposed rule
change that is the subject of this filing
to the CFTC in CFTC Submission 14–
523.
CME believes the proposed rule
change is consistent with the
requirements of the Exchange Act
including Section 17A of the Exchange
Act.6 More specifically, the proposed
rule change establishes or changes a
member due, fee or other charge
imposed by CME under Section
19(b)(3)(A)(ii) 7 of the Securities
Exchange Act of 1934 and Rule 19(f)(2) 8
5 See Securities Exchange Act Release No. 34–
73615 (Nov. 17, 2014), 79 FR 69545 (Nov. 21, 2014)
(SR–CME–2014–49). The only exception is with
regards to Restructuring European Single Name
CDS Contracts created following the occurrence of
a Restructuring Credit Event in respect of an iTraxx
Component Transaction. The clearing of
Restructuring European Single Name CDS Contracts
will be a necessary byproduct after such time that
CME begins clearing iTraxx Europe index CDS.
6 15 U.S.C. 78q–1.
7 15 U.S.C. 78s(b)(3)(A)(ii).
8 17 CFR 240.19b–4(f)(2).
PO 00000
Frm 00067
Fmt 4703
Sfmt 4703
thereunder. CME believes that the
proposed fee change is consistent with
the requirements of the Securities
Exchange Act of 1934 and the rules and
regulations thereunder and, in
particular, to Section 17A(b)(3)(D),9
because the proposed fee changes apply
equally to all market participants and
therefore the proposed changes provide
for the equitable allocation of reasonable
dues, fees and other charges among
participants. CME also notes that it
operates in a highly competitive market
in which market participants can
readily direct business to competing
venues. As such, the proposed changes
are appropriately filed pursuant to
Section 19(b)(3)(A) 10 of the Act and
paragraph (f)(2) of Rule 19b–4
thereunder.
B. Self-Regulatory Organization’s
Statement on Burden on Competition
CME does not believe that the
proposed rule change will have any
impact, or impose any burden, on
competition. The proposed rule change
extends a currently operating OTC FX
fee waiver program for an additional
year. These products are swaps under
the exclusive jurisdiction of the CFTC,
and, as such, these proposed changes do
not affect the security-based swap
clearing activities of CME in any way
and therefore do not impose any burden
on competition that is inappropriate in
furtherance of the purposes of the Act.
C. Self-Regulatory Organization’s
Statement on Comments on the
Proposed Rule Change Received From
Members, Participants, or Others
CME has not solicited, and does not
intend to solicit, comments regarding
this proposed rule change. CME has not
received any unsolicited written
comments from interested parties.
III. Date of Effectiveness of the
Proposed Rule Change and Timing for
Commission Action
The foregoing rule change has become
effective upon filing pursuant to Section
19(b)(3)(A) of the Act 11 and Rule
19(f)(2) thereunder.12 At any time
within 60 days of the filing of the
proposed rule change, the Commission
summarily may temporarily suspend
such rule change if it appears to the
Commission that such action is
necessary or appropriate in the public
interest, for the protection of investors,
9 15
U.S.C. 78q–1(b)(3)(D).
U.S.C. 78s(b)(3)(A).
11 15 U.S.C. 78s(b)(3)(A).
12 17 CFR 240.19(f)(2).
10 15
E:\FR\FM\09JAN1.SGM
09JAN1
Federal Register / Vol. 80, No. 6 / Friday, January 9, 2015 / Notices
or otherwise in furtherance of the
purposes of the Act.
IV. Solicitation of Comments
Interested persons are invited to
submit written data, views and
arguments concerning the foregoing,
including whether the proposed rule
change is consistent with the Act.
Comments may be submitted by any of
the following methods:
Electronic Comments
• Use the Commission’s Internet
comment form (https://www.sec.gov/
rules/sro.shtml), or
• Send an email to rule-comments@
sec.gov. Please include File No. SR–
CME–2014–58 on the subject line.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.13
Brent J. Fields,
Secretary.
[FR Doc. 2015–00127 Filed 1–8–15; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–73990; File No. SR–EDGA–
2014–35]
Self-Regulatory Organizations; EDGA
Exchange, Inc.; Notice of Filing and
Immediate Effectiveness of a Proposed
Rule Change To Adopt Top and Last
Sale Data Feeds
January 5, 2015.
• Send paper comments in triplicate
to Secretary, Securities and Exchange
Commission, 100 F Street NE.,
Washington, DC, 20549–1090.
rljohnson on DSK3VPTVN1PROD with NOTICES
Paper Comments
Pursuant to section 19(b)(1) of the
Securities Exchange Act of 1934 (the
‘‘Act’’) 1 and Rule 19b–4 thereunder,2
notice is hereby given that on December
24, 2014, EDGA Exchange, Inc. (the
‘‘Exchange’’ or the ‘‘EDGA’’) filed with
the Securities and Exchange
Commission (‘‘Commission’’) the
proposed rule change as described in
Items I and II below, which Items have
been prepared by the Exchange. The
Exchange has designated this proposal
as a ‘‘non-controversial’’ proposed rule
change pursuant to section 19(b)(3)(A)
of the Act 3 and Rule 19b–4(f)(6)(iii)
thereunder.4 The Commission is
publishing this notice to solicit
comments on the proposed rule change
from interested persons.
All submissions should refer to File
Number SR–CME–2014–58. This file
number should be included on the
subject line if email is used. To help the
Commission process and review your
comments more efficiently, please use
only one method. The Commission will
post all comments on the Commission’s
Internet Web site (https://www.sec.gov/
rules/sro.shtml). Copies of the
submission, all subsequent
amendments, all written statements
with respect to the proposed rule
change that are filed with the
Commission, and all written
communications relating to the
proposed rule change between the
Commission and any person, other than
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for Web site viewing and
printing in the Commission’s Public
Reference Room, 100 F Street NE.,
Washington, DC 20549, on official
business days between the hours of
10:00 a.m. and 3:00 p.m. Copies of such
filing also will be available for
inspection and copying at the principal
office of CME and on CME’s Web site at
https://www.cmegroup.com/marketregulation/rule-filings.html.
All comments received will be posted
without change; the Commission does
not edit personal identifying
information from submissions. You
should submit only information that
you wish to make available publicly.
All submissions should refer to File
Number SR–CME–2014–58 and should
be submitted on or before January 30,
2015.
VerDate Sep<11>2014
14:56 Jan 08, 2015
Jkt 235001
I. Self-Regulatory Organization’s
Statement of the Terms of Substance of
the Proposed Rule Change
The Exchange filed a proposed rule
change to amend Rule 13.8 to establish
two new market data products know as:
(i) EDGA TOP; and (ii) EDGA Last Sale.
The proposed market data products are
identical to the existing Top and Last
Sale data feeds available on the BATS
Exchange, Inc. (‘‘BZX’’) and the BATS
Y-Exchange, Inc. (‘‘BYX’’, collectively
with BZX, ‘‘BATS’’).5 The Exchange
also proposes to amend Rule 13.8(a) to
rename the EDGA Book Feed as the
EDGA Depth and align with system
functionality currently available on
BATS.
The text of the proposed rule change
is available at the Exchange’s Web site
at https://www.directedge.com/, at the
13 17
CFR 200.30–3(a)(12).
U.S.C. 78s(b)(1).
2 17 CFR 240.19b–4.
3 15 U.S.C. 78s(b)(3)(A).
4 17 CFR 240.19b–4(f)(6)(iii).
5 See BATS Rule 11.22(d) and (g).
1453
principal office of the Exchange, and at
the Commission’s Public Reference
Room.
II. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
In its filing with the Commission, the
self-regulatory organization included
statements concerning the purpose of,
and basis for, the proposed rule change
and discussed any comments it received
on the proposed rule change. The text
of these statements may be examined at
the places specified in Item IV below.
The self-regulatory organization has
prepared summaries, set forth in
sections A, B, and C below, of the most
significant aspects of such statements.
A. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
1. Purpose
Earlier this year, the Exchange and its
affiliate, EDGX Exchange, Inc. (‘‘EDGX’’)
received approval to effect a merger (the
‘‘Merger’’) of the Exchange’s parent
company, Direct Edge Holdings LLC,
with BATS Global Markets, Inc., the
parent of BZX and BYX (together with
BYX, BZX, EDGA and EDGX, the ‘‘BGM
Affiliated Exchanges’’ or ‘‘BATS
Exchange’’).6 In the context of the
Merger, the BGM Affiliated Exchanges
are working to migrate EDGX and EDGA
onto the BATS technology platform, and
align certain system functionality,
retaining only intended differences
between the BGM Affiliated Exchanges.
As a result of these efforts, the Exchange
proposes to establish two new market
data products know as: (i) EDGA TOP;
and (ii) EDGA Last Sale. The proposed
market data products are identical to the
existing Top and Last Sale data feeds
available on BATS.7 The Exchange also
proposes to amend Rule 13.8(a) to
rename the EDGA Book Feed as the
EDGA Depth and to align with system
functionality currently available on
BATS.
EDGA Top and EDGA Last Sale
The Exchange is proposing to offer
two new data feeds that are identical to
data feeds currently available on BATS:
(i) EDGA Last Sale; and (ii) EDGA Top.
EDGA Last Sale will provide real-time,
intraday trade information, including
price, volume and time of executions
based on orders entered into the
1 15
PO 00000
Frm 00068
Fmt 4703
Sfmt 4703
6 See Securities Exchange Act Release No. 71449
(January 30, 2014), 79 FR 6961 (February 5, 2014)
(SR–EDGX–2013–43; SR–EDGA–2013–34).
7 See supra note 5.
E:\FR\FM\09JAN1.SGM
09JAN1
Agencies
[Federal Register Volume 80, Number 6 (Friday, January 9, 2015)]
[Notices]
[Pages 1451-1453]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2015-00127]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
[Release No. 34-73981; File No. SR-CME-2014-58]
Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.;
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To
Extend a Fee Waiver Program for Certain OTC FX Cleared-Only Products
January 5, 2015.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act'' or ``Exchange Act''),\1\ and Rule 19b-4 thereunder,\2\ notice
is hereby given that on December 22, 2014, Chicago Mercantile Exchange
Inc. (``CME'') filed with the Securities and Exchange Commission
(``Commission'') the proposed rule change as described in Items I, II
and III below, which Items have been prepared primarily by CME. CME
filed the proposal pursuant to Section 19(b)(3)(A)(ii) of the Act,\3\
and Rule 19b-4(f)(2) \4\ thereunder, so that the proposal was effective
upon filing with the Commission. The Commission is publishing this
notice to solicit comments on the proposed rule change from interested
persons.
---------------------------------------------------------------------------
\1\ 15 U.S.C. 78s(b)(1).
\2\ 17 CFR 240.19b-4.
\3\ 15 U.S.C. 78s(b)(3)(A)(ii).
\4\ 17 CFR 240.19b-4(f)(2).
---------------------------------------------------------------------------
I. Self-Regulatory Organization's Statement of the Terms of Substance
of the Proposed Rule Change
CME is proposing to extend an existing fee waiver program
supporting certain CME cleared-only over-the-counter (``OTC'') foreign
exchange (``FX'') products through December 31, 2015.
The text of the proposed rule change is below. Italicized text
indicates additions; bracketed text indicates deletions.
* * * * *
[[Page 1452]]
CME OTC FX Fee Waiver Program
Program Purpose
The purpose of this Program is to incentivize market participants
to submit transaction in the OTC FX products listed below to the
Clearing House for clearing. The resulting increase in volume benefits
all participant segments in the market.
Product Scope
The following cleared only OTC FX products (``Products''):
1. CME Cleared OTC FX--Emerging Markets.
a. USDBRL, USDCLP, USDCNY, USDCOP, USDIDR, USDINR, USDKRW, USDMYR,
USDPEN, USDPHP, USDRUB, USDTWD Non-Deliverable Forwards.
b. USDCZK, USDHUF, USDHKD, USDILS, USDMXN, USDPLN, USDSGD, USDTHB,
USDTRY, USDZAR Cash-Settled Forwards.
2. CME Cleared OTC FX--Majors.
a. AUDJPY, AUDUSD, CADJPY, EURAUD, EURCHF, EURGBP, EURJPY, EURUSD,
GBPUSD, NZDUSD, USDCAD, USDCHF, USDDKK, USDJPY, USDNOK, USDSEK Cash-
Settled Forwards.
Eligible Participants
The temporary reduction in fees will be open to all market
participants and will automatically be applied to any transaction in
the Products submitted to the Clearing House for clearing.
Program Term
Start date is February 1, 2012. End date is December 31, 201[4]5.
Hours
The Program will be applicable regardless of the transaction time.
Program Incentives
Fee Waivers. All market participants that submit transactions in
the Products to the Clearing House will have their clearing fees
waived.
* * * * *
II. Self-Regulatory Organization's Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule Change
In its filing with the Commission, CME included statements
concerning the purpose and basis for the proposed rule change and
discussed any comments it received on the proposed rule change. The
text of these statements may be examined at the places specified in
Item IV below. CME has prepared summaries, set forth in sections A, B,
and C below, of the most significant aspects of such statements.
A. Self-Regulatory Organization's Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule Change
CME is registered as a derivatives clearing organization with the
Commodity Futures Trading Commission (``CFTC'') and currently offers
clearing services for many different futures and swaps products. With
this filing, CME proposes to make proposed changes to CME rules
governing certain cleared-only OTC FX products.
The proposed changes would extend an existing fee waiver program
that applies to these OTC FX products. The only proposed changes are
modifying the current December 31, 2014 termination date for the
current fee waiver program to December 31, 2015.
There is no limit to the number of participants that may
participate in the proposed fee waiver program; it will be open to all
market participants and will be automatically applied to all
transaction fees in the enumerated OTC FX products. The changes that
are described in this filing are limited to fee changes for OTC FX
products. The proposed changes would become effective on filing.
The proposed fee changes are limited to CME's business as a
derivatives clearing organization clearing products under the exclusive
jurisdiction of the CFTC and do not materially impact CME's security-
based swap clearing business in any way. CME notes that it recently
filed a proposed rule change that clarified that CME has decided not to
clear security-based swaps, except in a very limited set of
circumstances.\5\ CME has also certified the proposed rule change that
is the subject of this filing to the CFTC in CFTC Submission 14-523.
---------------------------------------------------------------------------
\5\ See Securities Exchange Act Release No. 34-73615 (Nov. 17,
2014), 79 FR 69545 (Nov. 21, 2014) (SR-CME-2014-49). The only
exception is with regards to Restructuring European Single Name CDS
Contracts created following the occurrence of a Restructuring Credit
Event in respect of an iTraxx Component Transaction. The clearing of
Restructuring European Single Name CDS Contracts will be a necessary
byproduct after such time that CME begins clearing iTraxx Europe
index CDS.
---------------------------------------------------------------------------
CME believes the proposed rule change is consistent with the
requirements of the Exchange Act including Section 17A of the Exchange
Act.\6\ More specifically, the proposed rule change establishes or
changes a member due, fee or other charge imposed by CME under Section
19(b)(3)(A)(ii) \7\ of the Securities Exchange Act of 1934 and Rule
19(f)(2) \8\ thereunder. CME believes that the proposed fee change is
consistent with the requirements of the Securities Exchange Act of 1934
and the rules and regulations thereunder and, in particular, to Section
17A(b)(3)(D),\9\ because the proposed fee changes apply equally to all
market participants and therefore the proposed changes provide for the
equitable allocation of reasonable dues, fees and other charges among
participants. CME also notes that it operates in a highly competitive
market in which market participants can readily direct business to
competing venues. As such, the proposed changes are appropriately filed
pursuant to Section 19(b)(3)(A) \10\ of the Act and paragraph (f)(2) of
Rule 19b-4 thereunder.
---------------------------------------------------------------------------
\6\ 15 U.S.C. 78q-1.
\7\ 15 U.S.C. 78s(b)(3)(A)(ii).
\8\ 17 CFR 240.19b-4(f)(2).
\9\ 15 U.S.C. 78q-1(b)(3)(D).
\10\ 15 U.S.C. 78s(b)(3)(A).
---------------------------------------------------------------------------
B. Self-Regulatory Organization's Statement on Burden on Competition
CME does not believe that the proposed rule change will have any
impact, or impose any burden, on competition. The proposed rule change
extends a currently operating OTC FX fee waiver program for an
additional year. These products are swaps under the exclusive
jurisdiction of the CFTC, and, as such, these proposed changes do not
affect the security-based swap clearing activities of CME in any way
and therefore do not impose any burden on competition that is
inappropriate in furtherance of the purposes of the Act.
C. Self-Regulatory Organization's Statement on Comments on the Proposed
Rule Change Received From Members, Participants, or Others
CME has not solicited, and does not intend to solicit, comments
regarding this proposed rule change. CME has not received any
unsolicited written comments from interested parties.
III. Date of Effectiveness of the Proposed Rule Change and Timing for
Commission Action
The foregoing rule change has become effective upon filing pursuant
to Section 19(b)(3)(A) of the Act \11\ and Rule 19(f)(2)
thereunder.\12\ At any time within 60 days of the filing of the
proposed rule change, the Commission summarily may temporarily suspend
such rule change if it appears to the Commission that such action is
necessary or appropriate in the public interest, for the protection of
investors,
[[Page 1453]]
or otherwise in furtherance of the purposes of the Act.
---------------------------------------------------------------------------
\11\ 15 U.S.C. 78s(b)(3)(A).
\12\ 17 CFR 240.19(f)(2).
---------------------------------------------------------------------------
IV. Solicitation of Comments
Interested persons are invited to submit written data, views and
arguments concerning the foregoing, including whether the proposed rule
change is consistent with the Act. Comments may be submitted by any of
the following methods:
Electronic Comments
Use the Commission's Internet comment form (https://www.sec.gov/rules/sro.shtml), or
Send an email to rule-comments@sec.gov. Please include
File No. SR-CME-2014-58 on the subject line.
Paper Comments
Send paper comments in triplicate to Secretary, Securities
and Exchange Commission, 100 F Street NE., Washington, DC, 20549-1090.
All submissions should refer to File Number SR-CME-2014-58. This file
number should be included on the subject line if email is used. To help
the Commission process and review your comments more efficiently,
please use only one method. The Commission will post all comments on
the Commission's Internet Web site (https://www.sec.gov/rules/sro.shtml). Copies of the submission, all subsequent amendments, all
written statements with respect to the proposed rule change that are
filed with the Commission, and all written communications relating to
the proposed rule change between the Commission and any person, other
than those that may be withheld from the public in accordance with the
provisions of 5 U.S.C. 552, will be available for Web site viewing and
printing in the Commission's Public Reference Room, 100 F Street NE.,
Washington, DC 20549, on official business days between the hours of
10:00 a.m. and 3:00 p.m. Copies of such filing also will be available
for inspection and copying at the principal office of CME and on CME's
Web site at https://www.cmegroup.com/market-regulation/rule-filings.html.
All comments received will be posted without change; the Commission
does not edit personal identifying information from submissions. You
should submit only information that you wish to make available
publicly.
All submissions should refer to File Number SR-CME-2014-58 and
should be submitted on or before January 30, 2015.
For the Commission, by the Division of Trading and Markets,
pursuant to delegated authority.\13\
---------------------------------------------------------------------------
\13\ 17 CFR 200.30-3(a)(12).
---------------------------------------------------------------------------
Brent J. Fields,
Secretary.
[FR Doc. 2015-00127 Filed 1-8-15; 8:45 am]
BILLING CODE 8011-01-P