Privacy, Equity, and Civil Rights Listening Sessions, 67925-67927 [2021-25999]
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Federal Register / Vol. 86, No. 227 / Tuesday, November 30, 2021 / Notices
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methods to reduce impacts from human
activities.
• Water Quality Monitoring: The
exceptional diversity of marine life in
the sanctuary depends on good water
quality. This action plan addresses the
need to collaborate on water quality
monitoring and research in the
sanctuary to determine whether it can
continue to maintain healthy resources.
• Habitat: Habitat quality in the
sanctuary over the last decade has
shown changes from both direct
interactions, like bottom-contact fishing,
and indirect interactions, such as
trophic and competitive shifts in
population. The goal of this plan is to
develop an improved understanding of
the condition of major habitat types
within the sanctuary to understand their
productivity and biodiversity.
• Ecosystem Services: Sanctuary
resources support nearby coastal
communities in a variety of ways, and
it is important to better understand and
quantify the economic and intrinsic
values of the sanctuary to natural and
human systems. The goal of this plan is
to explore the dynamic connections
between sanctuary resources and
ecosystem services to better inform
management decisions.
• Administration and Infrastructure
Capacity: This action plan addresses the
necessary operational and
administrative activities required for
implementing an effective program,
including staffing, infrastructure needs,
and operational improvements.
IV. National Environmental Policy Act
Compliance
As required under the National
Environmental Policy Act (NEPA; 42
U.S.C. 4321 et seq.), NOAA has
prepared an environmental assessment
to evaluate the potential impacts on the
human environment of implementing
NOAA’s proposed action. The proposed
action is to update NOAA’s
management activities conducted
within SBNMS that relate to research,
monitoring, education, outreach,
community engagement, and resource
protection. The proposed management
activities include revising the sanctuary
management plan and implementing
routine field activities and existing
sanctuary regulations. No significant
impacts to resources and the human
environment are expected to result from
this proposed action. Accordingly,
under NEPA, an environmental
assessment is the appropriate document
to analyze the potential impacts of this
action. Following the close of the public
comment period and the satisfaction of
consultation requirements under any
applicable natural and cultural resource
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statutes, NOAA will finalize its NEPA
analysis and prepare a final NEPA
document and decision document.
V. Public Input Opportunity
With this notice, NOAA is seeking
public comment and input from
individuals, organizations, and Federal
agencies, State, Tribal, and local
governments on the draft management
plan and environmental assessment,
which is available at https://
stellwagen.noaa.gov/management/2020management-plan-review/. Printed
copies may be obtained by contacting
the individual listed under the heading
FOR FURTHER INFORMATION CONTACT.
Authority: 16 U.S.C. 1431 et seq.; 42
U.S.C. 4321 et seq.; 40 CFR 1500–1508
(NEPA Implementing Regulations);
Companion Manual for NOAA
Administrative Order 216–6A.
John Armor,
Director, Office of National Marine
Sanctuaries, National Ocean Service,
National Oceanic and Atmospheric
Administration.
[FR Doc. 2021–25819 Filed 11–29–21; 8:45 am]
DEPARTMENT OF COMMERCE
National Telecommunications and
Information Administration
Privacy, Equity, and Civil Rights
Listening Sessions
National Telecommunications
and Information Administration, U.S.
Department of Commerce.
ACTION: Notice of open meeting.
AGENCY:
The National
Telecommunications and Information
Administration (NTIA) will convene
three virtual Listening Sessions about
issues and potential solutions at the
intersection of privacy, equity, and civil
rights. The sessions will help to provide
the data for a report on the ways in
which commercial data flows of
personal information can lead to
disparate impact and outcomes for
marginalized or disadvantaged
communities.
DATES: The meetings will be held on
December 14, 15, and 16, 2021, from
1:00 p.m. to 3:30 p.m., Eastern Standard
Time.
ADDRESSES: The meetings will be held
virtually, with online slide share and
dial-in information to be posted at
https://www.ntia.gov/.
FOR FURTHER INFORMATION CONTACT:
Travis Hall, National
Telecommunications and Information
Administration, U.S. Department of
SUMMARY:
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Commerce, 1401 Constitution Avenue
NW, Room 4725, Washington, DC
20230; telephone: (202) 482–3522;
email: thall@ntia.gov. Please direct
media inquiries to NTIA’s Office of
Public Affairs: (202) 482–7002; email:
press@ntia.gov.
SUPPLEMENTARY INFORMATION:
Background and Authority: The
National Telecommunications and
Information Administration (NTIA) is
the President’s principal advisor on
telecommunications and information
policy issues.1 In this role, NTIA studies
and develops policy advice about the
impact of technology and the internet
on privacy. This includes examining the
extent to which technology
implementations, business models, and
related data processing are adequately
addressed by the U.S.’s current privacy
protection framework.2 Importantly,
NTIA has long acknowledged that
privacy is a matter of contextual data
flow and use rather than simply being
a question of publicity.3 Increasingly,
1 See
47 U.S.C. 902(b)(2)(D), (H).
Blog, ‘‘NTIA Releases Comments on a
Proposed Approach to Protecting Consumer
Privacy’’ (Nov. 13, 2018), https://www.ntia.doc.gov/
press-release/2018/ntia-releases-commentsproposed-approach-protecting-consumer-privacy
(commenters generally emphasized the need for
changes to the U.S. privacy framework); see also,
GAO, Consumer Privacy: Changes to Legal
Framework Needed To Address Gaps (June 2019),
https://www.gao.gov/products/gao-19-621t (same);
Congressional Research Service, Data Protection
Law: An Overview (March 25, 2019), https://
fas.org/sgp/crs/misc/R45631.pdf (‘‘Recent highprofile data breaches and other concerns about how
third parties protect the privacy of individuals in
the digital age have raised national concerns over
legal protections of Americans’ electronic data.’’);
Thorin Klosowski, The State of Consumer Privacy
Laws In The US (And Why It Matters), Wirecutter
(Sept. 6, 2021), https://www.nytimes.com/
wirecutter/blog/state-of-privacy-laws-in-us/
(describing consumer privacy laws in the United
States and providing legal experts’ characterizations
of their inadequacy); Press Release, ‘‘Wicker,
Blackburn Introduce Federal Privacy Legislation’’
(July 28, 2021), https://www.commerce.senate.gov/
2021/7/wicker-blackburn-introduce-federal-dataprivacy-legislation (‘‘the need for federal privacy
legislation is imperative’’); Business Roundtable
Letter to Senate Commerce Committee Urging
Passage of a Federal Consumer Data Privacy Law
(Oct. 4, 2021), https://www.businessroundtable.org/
business-roundtable-letter-to-senate-commercecommittee-urging-passage-of-a-federal-consumerdata-privacy-law.
3 See Internet Policy Task Force, Commercial
Data Privacy and Innovation in the Internet
Economy: A Dynamic Policy 18 (Dec. 16, 2010),
https://www.ntia.doc.gov/files/ntia/publications/
iptf_privacy_greenpaper_12162010.pdf; White
House, Consumer Data Privacy in a Networked
World: A Framework for Protecting Privacy and
Promoting Innovation in the Global Digital
Economy, (Feb. 23, 2012), 16; see also: Helen
Nissenbaum, Privacy in Context, (Nov. 2009). NTIA
considers problematic uses and problematic
collection to both fall under the umbrella of a
‘‘privacy harm,’’ an idea that is well-established in
the literature. (https://papers.ssrn.com/sol3/
2 NTIA
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scholarship has shown that
marginalized or underserved
communities are especially in need of
robust privacy protections.4 These
studies have shown that not only are
these communities often materially
disadvantaged with regards to the
marginal effort required to adequately
manage privacy controls, they are often
at increased risk of suffering harm from
losses of privacy or misuse of collected
data.
The Administration has highlighted
that there is a national imperative to
promote equity and increase support for
communities and individuals that have
been ‘‘historically underserved,
marginalized, and adversely affected by
persistent poverty and inequality.’’ 5 As
stated in the Executive Order on
Advancing Racial Equity and Support
for Underserved Communities Through
the Federal Government: ‘‘[e]ntrenched
disparities in our laws and public
policies, and in our public and private
institutions, have often denied [. . .]
equal opportunity to individuals and
communities.’’ 6 These entrenched
disparities persist in the digital
economy, and the collection,
processing, sharing, and use of data can
directly affect—both positively and
negatively—structural inequities present
in our society.
The following examples underscore
how commercial collection and use of
personal information, even for
legitimate purposes, often results in
disparate outcomes for marginalized
and underserved communities:
• Digital advertising systems have
been shown to often reproduce
historical patterns of discrimination by
enabling discriminatory targeting by
papers.cfm?abstract_id=3782222, 21–22 (‘‘Privacy
harms are highly contextual, with the harm
depending upon how the data is used, what data
is involved, and also how the data might be
combined with other data’’)).
4 Danielle Keats-Citron, Cyber Civil Rights, 89
Boston U. L. Rev. 61 (2008); Khiara Bridges, The
Poverty of Privacy Rights, Stanford University Press
(2017); Mary Madden, Michele Gilman, Karen Levy
& Alice Marwick, Privacy, Poverty, and Big Data: A
Matrix Of Vulnerabilities For Poor Americans, 95
Wash. U. L. Rev. 53 (2017); Alvaro Bedoya, Privacy
As Civil Right, 50 New Mexico L. Rev. 3 (2020);
Scott Skinner-Thompson, Privacy At The Margins,
Cambridge University Press (2020); Sara Sternberg
Greene, Stealing (Identity) From The Poor (2021),
https://papers.ssrn.com/sol3/papers.cfm?abstract_
id=3781921; Michele Gilman, Feminism, Privacy,
And Law In Cyberspace, Oxford Handbook of
Feminism and Law in the U.S. (2021 Forthcoming),
https://papers.ssrn.com/sol3/papers.cfm?abstract_
id=3779323.
5 Exec. Order No. 13,985, 86 FR 7009 (Jan. 20,
2021), https://www.federalregister.gov/documents/
2021/01/25/2021-01753/advancing-racial-equityand-support-for-underserved-communities-throughthe-federal-government.
6 Id.
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advertisers.7 Even when targeting
criteria does not include protected
traits, targeted advertising can be used
to perpetuate discrimination using
proxy indicators of race, gender,
disability, and other characteristics.8
• Data brokers, health insurance
companies, and their subsidiaries are
using information such as neighborhood
safety, bankruptcies, gun ownership,
inferred hobbies, and other information
to determine coverage for people they
deem more likely to require more
expensive care.9 These assessments can
rely on unreliable and discriminatory
heuristics or proxies for characteristics
such as race, socioeconomic status, or
disability—or as one salesman joked,
‘‘God forbid you live on the wrong street
these days,’’ he said. ‘‘You’re going to
get lumped in with a lot of bad
things.’’10
• Software implemented by a
university to predict whether students
will struggle academically used race as
7 Muhammad Ali et al., Discrimination Through
Optimization: How Facebook’s Ad Delivery Can
Lead to Skewed Outcomes, Computers and Society
(April 19, 2019), https://arxiv.org/abs/1904.02095.
8 Id.
9 Marshall Allen, Health Insurers Are Vacuuming
Up Details About You—And It Could Raise Your
Rates, Pro Publica (July 17, 2018), https://
www.propublica.org/article/health-insurers-arevacuuming-up-details-about-you-and-it-could-raiseyour-rates; Sarah Jeong, Insurers Want To Know
How Many Steps You Took Today, The New York
Times (April 10, 2019), https://www.nytimes.com/
2019/04/10/opinion/insurance-ai.html (‘‘But when
it comes to insurance in particular, there are
unanswered questions about the kind of biases that
are acceptable. Discrimination based on genetics
has already been deemed repugnant, even if it’s
perfectly rational. Poverty might be a rational
indicator of risk, but should society allow
companies to penalize the poor?’’).
10 Marshall Allen, Health Insurers Are
Vacuuming Up Details About You—And It Could
Raise Your Rates, Pro Publica (July 17, 2018),
https://www.propublica.org/article/health-insurersare-vacuuming-up-details-about-you-and-it-couldraise-your-rates; see also, Rachel Goodman, Big
Data Could Set Insurance Premiums. Minorities
Could Pay the Price, ACLU (July 19, 2018), https://
www.aclu.org/blog/racial-justice/race-andeconomic-justice/big-data-could-set-insurancepremiums-minorities-could (‘‘Existing health
disparities mean that data will consistently show
members of certain groups to be more likely to need
more health care. What will happen, then, if this
data starts being used against those groups? We
know, for example, that Black women are much
more likely to experience serious complications
from pregnancy than white women. So, health
insurers might conclude that a woman who is Black
and recently married is likely to cost them more
money than a white woman in the same position’’).
Starre Vartan, Racial Bias Found in a Major Health
Care Risk Algorithm, Scientific American (Oct. 24,
2019), https://www.scientificamerican.com/article/
racial-bias-found-in-a-major-health-care-riskalgorithm/ (‘‘A study published Thursday in
Science has found that a health care risk-prediction
algorithm, a major example of tools used on more
than 200 million people in the U.S., demonstrated
racial bias—because it relied on a faulty metric
[previous patients’ health care spending as a proxy
for medical needs].’’).
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a strong predictor for poor
performance.11 Black students were
flagged ‘‘high risk’’ for dropping out of
certain subjects, such as science and
math, at elevated rates, a designation
that researchers warned could
improperly lead to advisors encourage
students to change to ‘‘easier’’ majors.12
In light of these and many more
examples, it is critical for policymakers
to understand how information policy
can reduce data-driven discrimination
and disparate treatment. In service of
these objectives, NTIA announces
through this Notice three virtual
Listening Sessions, which aim to
advance the policy conversation on how
to alleviate the disproportionate privacy
harms suffered by marginalized or
underserved communities. NTIA’s
upcoming Listening Sessions are
intended as an opportunity to build the
factual record for further policy
development in this area. The
information gathered from these
Listening Sessions will inform a
subsequent Request for Comment, and
together these efforts will provide the
basis for NTIA to draft a report. Possible
topics include, but are not limited to:
• The role and adequacy of current
civil rights laws, related protections,
and enforcement thereof in mitigating
privacy harms against marginalized
communities.
• The interplay between current civil
rights laws and related protections with
current privacy laws and proposed
reforms.
• Data brokers and secondary markets
for data.
• Exploitation of data or
commercially available software for
stalking or harassment based on
protected class status.
• Workplace tracking and
surveillance that may be discriminatory.
• Hiring, credit, lending, and housing
algorithms and advertisements.
• Intersectional privacy needs of
groups such as trans individuals, the
unhoused, or people with disabilities.
The format of the Listening Sessions
will include a mix of keynote speeches,
moderated panel discussions, and open
forums for members of the public to
share their perspective. The first
Listening session will be held on
December 14, 2021, on the intersection
of civil rights law and privacy. The
second Listening session will be held on
December 15, 2021, and will be on the
11 Todd Feathers, Major Universities Are Using
Race as a ‘‘High Impact Predictor’’ of Student
Success, The Markup (March 2, 2021), https://
themarkup.org/news/2021/03/02/majoruniversities-are-using-race-as-a-high-impactpredictor-of-student-success.
12 Feathers, supra note 8.
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Federal Register / Vol. 86, No. 227 / Tuesday, November 30, 2021 / Notices
way in which the collection, use, and
processing of personal and personally
sensitive data affects structural
inequities. The final Listening session
will focus on solutions to the gaps and
problems identified in the first two
sessions, and will be held on December
16, 2021.
NTIA intends to publish a Notice and
Request for Comments in the Federal
Register that will be informed by the
input received during the Listening
Sessions. Members of the public unable
to participate in the Listening Sessions
are encouraged to respond to the
forthcoming Request for Comments.
Time and Date: NTIA will convene
three virtual Listening Sessions on
December 14, 15, and 16, 2021, from
1:00 p.m. to 3:30 p.m., Eastern Standard
Time. The exact time of the meeting is
subject to change. Please refer to NTIA’s
website, https://www.ntia.gov, for the
most current information.
Place: The meeting will be held
virtually, with online slide share and
dial-in information to be posted at
https://www.ntia.gov. Please refer to
NTIA’s website, https://www.ntia.gov,
for the most current information.
Other Information: The meeting is
open to the public and the press on a
first-come, first-served basis. The virtual
meetings are accessible to people with
disabilities. Individuals requiring
accommodations such as real-time
captioning, sign language interpretation
or other ancillary aids should notify
Travis Hall at (202) 482–3522 or thall@
ntia.gov at least seven (7) business days
prior to the meeting. Access details for
the meeting are subject to change. Please
refer to NTIA’s website, https://
www.ntia.gov/, for the most current
information.
Dated: November 23, 2021.
Kathy D. Smith,
Chief Counsel, National Telecommunications
and Information Administration.
The United States Patent and
Trademark Office (USPTO), as required
by the Paperwork Reduction Act of
1995, invites comments on the
extension and revision of an existing
information collection: 0651–0066
(Patents for Humanity Program). The
purpose of this notice is to allow 60
days for public comment preceding
submission of the information collection
to OMB.
DATES: To ensure consideration,
comments regarding this information
collection must be received on or before
January 31, 2022.
ADDRESSES: Interested persons are
invited to submit written comments by
any of the following methods. Do not
submit Confidential Business
Information or otherwise sensitive or
protected information.
• Email: InformationCollection@
uspto.gov. Include ‘‘0651–0066
comment’’ in the subject line of the
message.
• Federal Rulemaking Portal: https://
www.regulations.gov.
• Mail: Kimberly Hardy, Office of the
Chief Administrative Officer, United
States Patent and Trademark Office,
P.O. Box 1450, Alexandria, VA 22313–
1450.
FOR FURTHER INFORMATION CONTACT:
Requests for additional information
should be directed to Ms. Soma Saha,
Patent Attorney, Office of Policy and
International Affairs, United States
Patent and Trademark Office, P.O. Box
1450, Alexandria, VA 22313–1450; by
telephone at 571–272–9300; or by email
to patentsforhumanity@uspto.gov with
‘‘0651–0066 comment’’ in the subject
line. Additional information about this
information collection is also available
at https://www.reginfo.gov under
‘‘Information Collection Review.’’
SUPPLEMENTARY INFORMATION:
SUMMARY:
[FR Doc. 2021–25999 Filed 11–29–21; 8:45 am]
I. Abstract
BILLING CODE 3510–60–P
Since 2012, the United States Patent
and Trademark Office (USPTO) has
conducted the Patents for Humanity
Program, an annual award program to
incentivize the distribution of patented
technologies or products for the purpose
of addressing humanitarian needs. The
program is open to any patent owners or
patent licensees, including inventors
who have not assigned their ownership
rights to others, assignees, and exclusive
or non-exclusive licenses. USPTO
collects information from applicants
that describe what actions they have
taken with their patented technology to
address the welfare of impoverished
DEPARTMENT OF COMMERCE
Patent and Trademark Office
lotter on DSK11XQN23PROD with NOTICES1
Notice of information collection;
request for comment.
ACTION:
Agency Information Collection
Activities; Submission to the Office of
Management and Budget (OMB) for
Review and Approval; Comment
Request; Patents for Humanity
Program
United States Patent and
Trademark Office, Department of
Commerce.
AGENCY:
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67927
populations, or how they furthered
research by others on technologies for
humanitarian purposes. There are
numerous categories of awards
including: Medicine, Nutrition,
Sanitation, Household Energy, and
Living Standards. Sometimes the
program includes additional categories
specific for that year, for example
COVID–19.
This information collection covers
two application forms for the Patents for
Humanity Program. The first application
covers the humanitarian uses of
technologies or products, and the
second application covers humanitarian
research. In both, applicants are
required to describe how their
technology or product satisfies the
program criteria to address
humanitarian issues. Additionally,
applicants must provide non-public
contact information in order for USPTO
to notify them about their award status.
Applicants may optionally provide
contact information for the public to
reach them with any inquiries.
Applications must be submitted via
email and will be posted on USPTO’s
website. Qualified judges from outside
USPTO will review and score the
applications. USPTO will then forward
the top-scoring applications to
reviewers from participating Federal
agencies to recommend award
recipients.
Winners are invited to participate in
an awards ceremony at USPTO. Those
applications that are chosen for an
award will receive a certificate
redeemable to accelerate select matters
before USPTO. The certificates can be
redeemed to accelerate one of the
following matters: An ex parte
reexamination proceeding, including
one appeal to the Patent Trial and
Appeal Board (PTAB) from that
proceeding; a patent application,
including one appeal to the PTAB from
that application; or an appeal to the
PTAB of a claim twice rejected in a
patent application or reissue application
or finally rejected in an ex parte
reexamination, without accelerating the
underlying matter which generated the
appeal. This information collection also
covers the information gathered in
petitions to extend an acceleration
certificate redemption beyond 12
months. Finally, winners are now able
to transfer their certificates to third
parties, including by sale, due to the
January 2021 passage of the Patents for
Humanity Program Improvement Act.
II. Method of Collection
Electronically through the https://
www.uspto.gov/patentsforhumanity
website.
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Agencies
[Federal Register Volume 86, Number 227 (Tuesday, November 30, 2021)]
[Notices]
[Pages 67925-67927]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2021-25999]
-----------------------------------------------------------------------
DEPARTMENT OF COMMERCE
National Telecommunications and Information Administration
Privacy, Equity, and Civil Rights Listening Sessions
AGENCY: National Telecommunications and Information Administration,
U.S. Department of Commerce.
ACTION: Notice of open meeting.
-----------------------------------------------------------------------
SUMMARY: The National Telecommunications and Information Administration
(NTIA) will convene three virtual Listening Sessions about issues and
potential solutions at the intersection of privacy, equity, and civil
rights. The sessions will help to provide the data for a report on the
ways in which commercial data flows of personal information can lead to
disparate impact and outcomes for marginalized or disadvantaged
communities.
DATES: The meetings will be held on December 14, 15, and 16, 2021, from
1:00 p.m. to 3:30 p.m., Eastern Standard Time.
ADDRESSES: The meetings will be held virtually, with online slide share
and dial-in information to be posted at https://www.ntia.gov/.
FOR FURTHER INFORMATION CONTACT: Travis Hall, National
Telecommunications and Information Administration, U.S. Department of
Commerce, 1401 Constitution Avenue NW, Room 4725, Washington, DC 20230;
telephone: (202) 482-3522; email: [email protected]. Please direct media
inquiries to NTIA's Office of Public Affairs: (202) 482-7002; email:
[email protected].
SUPPLEMENTARY INFORMATION:
Background and Authority: The National Telecommunications and
Information Administration (NTIA) is the President's principal advisor
on telecommunications and information policy issues.\1\ In this role,
NTIA studies and develops policy advice about the impact of technology
and the internet on privacy. This includes examining the extent to
which technology implementations, business models, and related data
processing are adequately addressed by the U.S.'s current privacy
protection framework.\2\ Importantly, NTIA has long acknowledged that
privacy is a matter of contextual data flow and use rather than simply
being a question of publicity.\3\ Increasingly,
[[Page 67926]]
scholarship has shown that marginalized or underserved communities are
especially in need of robust privacy protections.\4\ These studies have
shown that not only are these communities often materially
disadvantaged with regards to the marginal effort required to
adequately manage privacy controls, they are often at increased risk of
suffering harm from losses of privacy or misuse of collected data.
---------------------------------------------------------------------------
\1\ See 47 U.S.C. 902(b)(2)(D), (H).
\2\ NTIA Blog, ``NTIA Releases Comments on a Proposed Approach
to Protecting Consumer Privacy'' (Nov. 13, 2018), https://www.ntia.doc.gov/press-release/2018/ntia-releases-comments-proposed-approach-protecting-consumer-privacy (commenters generally
emphasized the need for changes to the U.S. privacy framework); see
also, GAO, Consumer Privacy: Changes to Legal Framework Needed To
Address Gaps (June 2019), https://www.gao.gov/products/gao-19-621t
(same); Congressional Research Service, Data Protection Law: An
Overview (March 25, 2019), https://fas.org/sgp/crs/misc/R45631.pdf
(``Recent high-profile data breaches and other concerns about how
third parties protect the privacy of individuals in the digital age
have raised national concerns over legal protections of Americans'
electronic data.''); Thorin Klosowski, The State of Consumer Privacy
Laws In The US (And Why It Matters), Wirecutter (Sept. 6, 2021),
https://www.nytimes.com/wirecutter/blog/state-of-privacy-laws-in-us/
(describing consumer privacy laws in the United States and providing
legal experts' characterizations of their inadequacy); Press
Release, ``Wicker, Blackburn Introduce Federal Privacy Legislation''
(July 28, 2021), https://www.commerce.senate.gov/2021/7/wicker-blackburn-introduce-federal-data-privacy-legislation (``the need for
federal privacy legislation is imperative''); Business Roundtable
Letter to Senate Commerce Committee Urging Passage of a Federal
Consumer Data Privacy Law (Oct. 4, 2021), https://www.businessroundtable.org/business-roundtable-letter-to-senate-commerce-committee-urging-passage-of-a-federal-consumer-data-privacy-law.
\3\ See Internet Policy Task Force, Commercial Data Privacy and
Innovation in the Internet Economy: A Dynamic Policy 18 (Dec. 16,
2010), https://www.ntia.doc.gov/files/ntia/publications/iptf_privacy_greenpaper_12162010.pdf; White House, Consumer Data
Privacy in a Networked World: A Framework for Protecting Privacy and
Promoting Innovation in the Global Digital Economy, (Feb. 23, 2012),
16; see also: Helen Nissenbaum, Privacy in Context, (Nov. 2009).
NTIA considers problematic uses and problematic collection to both
fall under the umbrella of a ``privacy harm,'' an idea that is well-
established in the literature. (https://papers.ssrn.com/sol3/papers.cfm?abstract_id=3782222, 21-22 (``Privacy harms are highly
contextual, with the harm depending upon how the data is used, what
data is involved, and also how the data might be combined with other
data'')).
\4\ Danielle Keats-Citron, Cyber Civil Rights, 89 Boston U. L.
Rev. 61 (2008); Khiara Bridges, The Poverty of Privacy Rights,
Stanford University Press (2017); Mary Madden, Michele Gilman, Karen
Levy & Alice Marwick, Privacy, Poverty, and Big Data: A Matrix Of
Vulnerabilities For Poor Americans, 95 Wash. U. L. Rev. 53 (2017);
Alvaro Bedoya, Privacy As Civil Right, 50 New Mexico L. Rev. 3
(2020); Scott Skinner-Thompson, Privacy At The Margins, Cambridge
University Press (2020); Sara Sternberg Greene, Stealing (Identity)
From The Poor (2021), https://papers.ssrn.com/sol3/papers.cfm?abstract_id=3781921; Michele Gilman, Feminism, Privacy,
And Law In Cyberspace, Oxford Handbook of Feminism and Law in the
U.S. (2021 Forthcoming), https://papers.ssrn.com/sol3/papers.cfm?abstract_id=3779323.
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The Administration has highlighted that there is a national
imperative to promote equity and increase support for communities and
individuals that have been ``historically underserved, marginalized,
and adversely affected by persistent poverty and inequality.'' \5\ As
stated in the Executive Order on Advancing Racial Equity and Support
for Underserved Communities Through the Federal Government:
``[e]ntrenched disparities in our laws and public policies, and in our
public and private institutions, have often denied [. . .] equal
opportunity to individuals and communities.'' \6\ These entrenched
disparities persist in the digital economy, and the collection,
processing, sharing, and use of data can directly affect--both
positively and negatively--structural inequities present in our
society.
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\5\ Exec. Order No. 13,985, 86 FR 7009 (Jan. 20, 2021), https://www.federalregister.gov/documents/2021/01/25/2021-01753/advancing-racial-equity-and-support-for-underserved-communities-through-the-federal-government.
\6\ Id.
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The following examples underscore how commercial collection and use
of personal information, even for legitimate purposes, often results in
disparate outcomes for marginalized and underserved communities:
Digital advertising systems have been shown to often
reproduce historical patterns of discrimination by enabling
discriminatory targeting by advertisers.\7\ Even when targeting
criteria does not include protected traits, targeted advertising can be
used to perpetuate discrimination using proxy indicators of race,
gender, disability, and other characteristics.\8\
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\7\ Muhammad Ali et al., Discrimination Through Optimization:
How Facebook's Ad Delivery Can Lead to Skewed Outcomes, Computers
and Society (April 19, 2019), https://arxiv.org/abs/1904.02095.
\8\ Id.
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Data brokers, health insurance companies, and their
subsidiaries are using information such as neighborhood safety,
bankruptcies, gun ownership, inferred hobbies, and other information to
determine coverage for people they deem more likely to require more
expensive care.\9\ These assessments can rely on unreliable and
discriminatory heuristics or proxies for characteristics such as race,
socioeconomic status, or disability--or as one salesman joked, ``God
forbid you live on the wrong street these days,'' he said. ``You're
going to get lumped in with a lot of bad things.''\10\
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\9\ Marshall Allen, Health Insurers Are Vacuuming Up Details
About You--And It Could Raise Your Rates, Pro Publica (July 17,
2018), https://www.propublica.org/article/health-insurers-are-vacuuming-up-details-about-you-and-it-could-raise-your-rates; Sarah
Jeong, Insurers Want To Know How Many Steps You Took Today, The New
York Times (April 10, 2019), https://www.nytimes.com/2019/04/10/opinion/insurance-ai.html (``But when it comes to insurance in
particular, there are unanswered questions about the kind of biases
that are acceptable. Discrimination based on genetics has already
been deemed repugnant, even if it's perfectly rational. Poverty
might be a rational indicator of risk, but should society allow
companies to penalize the poor?'').
\10\ Marshall Allen, Health Insurers Are Vacuuming Up Details
About You--And It Could Raise Your Rates, Pro Publica (July 17,
2018), https://www.propublica.org/article/health-insurers-are-vacuuming-up-details-about-you-and-it-could-raise-your-rates; see
also, Rachel Goodman, Big Data Could Set Insurance Premiums.
Minorities Could Pay the Price, ACLU (July 19, 2018), https://www.aclu.org/blog/racial-justice/race-and-economic-justice/big-data-could-set-insurance-premiums-minorities-could (``Existing health
disparities mean that data will consistently show members of certain
groups to be more likely to need more health care. What will happen,
then, if this data starts being used against those groups? We know,
for example, that Black women are much more likely to experience
serious complications from pregnancy than white women. So, health
insurers might conclude that a woman who is Black and recently
married is likely to cost them more money than a white woman in the
same position''). Starre Vartan, Racial Bias Found in a Major Health
Care Risk Algorithm, Scientific American (Oct. 24, 2019), https://www.scientificamerican.com/article/racial-bias-found-in-a-major-health-care-risk-algorithm/ (``A study published Thursday in Science
has found that a health care risk-prediction algorithm, a major
example of tools used on more than 200 million people in the U.S.,
demonstrated racial bias--because it relied on a faulty metric
[previous patients' health care spending as a proxy for medical
needs].'').
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Software implemented by a university to predict whether
students will struggle academically used race as a strong predictor for
poor performance.\11\ Black students were flagged ``high risk'' for
dropping out of certain subjects, such as science and math, at elevated
rates, a designation that researchers warned could improperly lead to
advisors encourage students to change to ``easier'' majors.\12\
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\11\ Todd Feathers, Major Universities Are Using Race as a
``High Impact Predictor'' of Student Success, The Markup (March 2,
2021), https://themarkup.org/news/2021/03/02/major-universities-are-using-race-as-a-high-impact-predictor-of-student-success.
\12\ Feathers, supra note 8.
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In light of these and many more examples, it is critical for
policymakers to understand how information policy can reduce data-
driven discrimination and disparate treatment. In service of these
objectives, NTIA announces through this Notice three virtual Listening
Sessions, which aim to advance the policy conversation on how to
alleviate the disproportionate privacy harms suffered by marginalized
or underserved communities. NTIA's upcoming Listening Sessions are
intended as an opportunity to build the factual record for further
policy development in this area. The information gathered from these
Listening Sessions will inform a subsequent Request for Comment, and
together these efforts will provide the basis for NTIA to draft a
report. Possible topics include, but are not limited to:
The role and adequacy of current civil rights laws,
related protections, and enforcement thereof in mitigating privacy
harms against marginalized communities.
The interplay between current civil rights laws and
related protections with current privacy laws and proposed reforms.
Data brokers and secondary markets for data.
Exploitation of data or commercially available software
for stalking or harassment based on protected class status.
Workplace tracking and surveillance that may be
discriminatory.
Hiring, credit, lending, and housing algorithms and
advertisements.
Intersectional privacy needs of groups such as trans
individuals, the unhoused, or people with disabilities.
The format of the Listening Sessions will include a mix of keynote
speeches, moderated panel discussions, and open forums for members of
the public to share their perspective. The first Listening session will
be held on December 14, 2021, on the intersection of civil rights law
and privacy. The second Listening session will be held on December 15,
2021, and will be on the
[[Page 67927]]
way in which the collection, use, and processing of personal and
personally sensitive data affects structural inequities. The final
Listening session will focus on solutions to the gaps and problems
identified in the first two sessions, and will be held on December 16,
2021.
NTIA intends to publish a Notice and Request for Comments in the
Federal Register that will be informed by the input received during the
Listening Sessions. Members of the public unable to participate in the
Listening Sessions are encouraged to respond to the forthcoming Request
for Comments.
Time and Date: NTIA will convene three virtual Listening Sessions
on December 14, 15, and 16, 2021, from 1:00 p.m. to 3:30 p.m., Eastern
Standard Time. The exact time of the meeting is subject to change.
Please refer to NTIA's website, https://www.ntia.gov, for the most
current information.
Place: The meeting will be held virtually, with online slide share
and dial-in information to be posted at https://www.ntia.gov. Please
refer to NTIA's website, https://www.ntia.gov, for the most current
information.
Other Information: The meeting is open to the public and the press
on a first-come, first-served basis. The virtual meetings are
accessible to people with disabilities. Individuals requiring
accommodations such as real-time captioning, sign language
interpretation or other ancillary aids should notify Travis Hall at
(202) 482-3522 or [email protected] at least seven (7) business days prior
to the meeting. Access details for the meeting are subject to change.
Please refer to NTIA's website, https://www.ntia.gov/, for the most
current information.
Dated: November 23, 2021.
Kathy D. Smith,
Chief Counsel, National Telecommunications and Information
Administration.
[FR Doc. 2021-25999 Filed 11-29-21; 8:45 am]
BILLING CODE 3510-60-P