Securities and Exchange Commission February 1, 2010 – Federal Register Recent Federal Regulation Documents

Results 1 - 7 of 7
Ariel Corp., Classica Group, Inc., Commodore Environmental Services, Inc., Dupont Direct Financial Holdings, Inc., New Paradigm Software Corp. (n/k/a Brunton Vineyards Holdings, Inc.), Polymer Research Corp. of America, and Shopnet.Com, Inc., Order of Suspension of Trading
Document Number: 2010-2123
Type: Notice
Date: 2010-02-01
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2010/02/01/2010-2123.html
Sunshine Act Meeting
Document Number: 2010-2076
Type: Notice
Date: 2010-02-01
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2010/02/01/2010-2076.html
Sunshine Act Meeting
Document Number: 2010-2075
Type: Notice
Date: 2010-02-01
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2010/02/01/2010-2075.html
Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Establish Rules Governing the Trading of Options on the BATS Options Exchange
Document Number: 2010-1969
Type: Notice
Date: 2010-02-01
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2010/02/01/2010-1969.html
Submission for OMB Review; Comment Request
Document Number: 2010-1951
Type: Notice
Date: 2010-02-01
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2010/02/01/2010-1951.html
Assurant, Inc., et al.; Notice of Application and Temporary Order
Document Number: 2010-1950
Type: Notice
Date: 2010-02-01
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2010/02/01/2010-1950.html
Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change To Adopt FINRA Rule 5160 (Disclosure of Price and Concessions in Selling Agreements) in the Consolidated FINRA Rulebook
Document Number: 2010-1949
Type: Notice
Date: 2010-02-01
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2010/02/01/2010-1949.html
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