Securities and Exchange Commission – Federal Register Recent Federal Regulation Documents

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Document Number: C1-2015-12778
Type: Proposed Rule
Date: 2015-07-02
Agency: Securities and Exchange Commission, Agencies and Commissions
Document Number: 2015-16407
Type: Notice
Date: 2015-07-02
Agency: Securities and Exchange Commission, Agencies and Commissions
Document Number: 2015-16108
Type: Notice
Date: 2015-07-01
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission Advisory Committee on Small and Emerging Companies is providing notice that it will hold an open, public telephone meeting on Wednesday, July 15, 2015, beginning at 1:00 p.m. EDT. Members of the public may attend the meeting by listening to the webcast accessible on the Commission's Web site at www.sec.gov. Persons needing special accommodations to access the meeting because of a disability should notify the contact person listed below. The agenda for the meeting includes a continuation of discussions started at the Committee's meeting on June 3, 2015, including regarding public company disclosure effectiveness and the treatment of ``finders.'' The public is invited to submit written statements to the Committee.
Document Number: 2015-16091
Type: Notice
Date: 2015-07-01
Agency: Securities and Exchange Commission, Agencies and Commissions
Summary of the Application: Applicants request an order (``Order'') that would permit certain registered management investment companies to engage in certain primary and secondary market transactions in fixed-income securities (the ``Securities Transactions'') on a principal basis with certain broker-dealers and banks that are affiliated persons of the registered management investment companies solely by virtue of non-controlling ownership interests in such investment companies. Applicants: Cash Trust Series, Inc., Federated Adjustable Rate Securities Fund, Federated Core Trust, Federated Core Trust II, L.P., Federated Core Trust III, Federated Enhanced Treasury Income Fund, Federated Equity Funds, Federated Equity Income Fund, Inc., Federated Fixed Income Securities, Inc., Federated Global Allocation Fund, Federated Government Income Securities, Inc., Federated Government Income Trust, Federated High Income Bond Fund, Inc., Federated High Yield Trust, Federated Income Securities Trust, Federated Index Trust, Federated Institutional Trust, Federated Insurance Series, Federated International Series, Inc., Federated Investment Series Funds, Inc., Federated MDT Series, Federated MDT Stock Trust, Federated Managed Pool Series, Federated Municipal Securities Fund, Inc., Federated Municipal Securities Income Trust, Federated Premier Intermediate Municipal Income Fund, Federated Premier Municipal Income Fund, Federated Short- Intermediate Duration Municipal Trust, Federated Total Return Government Bond Fund, Federated Total Return Series, Inc., Federated U.S. Government Securities Fund: 1-3 Years, Federated U.S. Government Securities Fund: 2-5 Years, Federated World Investment Series, Inc., Intermediate Municipal Trust, Edward Jones Money Market Fund, Money Market Obligations Trust (each such registered management investment company or series thereof, a ``Federated Fund''); Federated Advisory Services Company, Federated Equity Management Company of Pennsylvania, Federated Global Investment Management Corp., Federated Investment Counseling, Federated Investment Management Company, Federated MDTA LLC, Passport Research, Ltd., Federated Securities Corp. (each, an Adviser, and collectively, the ``Advisers'') and any other registered management investment company or series thereof for which a person controlling, controlled by, or under common control with Federated Investors, Inc., a Pennsylvania corporation (``Federated''), serves as investment adviser (included in the term ``Adviser,'' and any such company or series thereof, together with the Federated Funds, the ``Funds,'' and individually, a ``Fund'').\1\
Document Number: 2015-16048
Type: Rule
Date: 2015-07-01
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission (``Commission'' or ``SEC'') previously set and extended the compliance date for the ban on third-party solicitation until nine months after the compliance date of a final rule adopted by the Commission by which municipal advisors must register under the Securities Exchange Act of 1934 (``final municipal advisor registration rule'') and indicated that notice with respect thereto would be provided in the Federal Register. This notice of compliance date is being published to provide the notice of the compliance date.
Document Number: 2015-16045
Type: Rule
Date: 2015-07-01
Agency: Securities and Exchange Commission, Agencies and Commissions
This document contains corrections to the final regulations (SEC Rel. No. 33-9741), which were published in the Federal Register of Monday, April 20, 2015 (80 FR 21806). The regulations related to Amendments for Small and Additional Issues Exemptions under the Securities Act (Regulation A).
Document Number: 2015-15506
Type: Rule
Date: 2015-07-01
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission is publishing interpretive guidance to clarify how the Commission will interpret the terms ``spouse'' and ``marriage'' in light of the Supreme Court's ruling in United States v. Windsor.
Document Number: 2015-16146
Type: Notice
Date: 2015-06-30
Agency: Securities and Exchange Commission, Agencies and Commissions
Document Number: 2015-16095
Type: Notice
Date: 2015-06-30
Agency: Securities and Exchange Commission, Agencies and Commissions
Document Number: 2015-16094
Type: Notice
Date: 2015-06-30
Agency: Securities and Exchange Commission, Agencies and Commissions
Document Number: 2015-15975
Type: Notice
Date: 2015-06-30
Agency: Securities and Exchange Commission, Agencies and Commissions
Applicants request an order to permit open-end management investment companies relying on rule 12d1-2 under the Act to invest in certain financial instruments.
Document Number: 2015-15825
Type: Rule
Date: 2015-06-29
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission (the Commission) is adopting revisions to the Electronic Data Gathering, Analysis, and Retrieval System (EDGAR) Filer Manual and related rules to reflect updates to the EDGAR system. The updates are being made primarily to add new submission form types N-CR and N-CR/A for Current Report of Money Market Fund Material Events; update submission form types ABS-15G and ABS-15G/A for Asset-backed securities reporting based on Rule 15Ga- 2; no longer display OMB expiration date on submission form types 13F and 13H; no longer provide support for the 2013 US GAAP financial reporting and 2013 EXCH taxonomies; documentation only corrections to Chapter 3, ``Index to Forms,'' of the ``EDGAR Filer Manual, Volume II: EDGAR Filing,'' which include adding submission types 8-K12B and 8- K12B/A to Table 3-3, ``Securities Exchange ActRegistration and Report Submission Types Accepted by EDGAR''; and documentation only changes to ``EDGAR Filer Manual, Volume II: EDGAR Filing'' for Section 508 compliance. The EDGAR system is scheduled to be upgraded to support this functionality on June 15, 2015.
Document Number: 2015-15816
Type: Notice
Date: 2015-06-29
Agency: Securities and Exchange Commission, Agencies and Commissions
Document Number: 2015-15815
Type: Notice
Date: 2015-06-29
Agency: Securities and Exchange Commission, Agencies and Commissions
Document Number: 2015-15814
Type: Notice
Date: 2015-06-29
Agency: Securities and Exchange Commission, Agencies and Commissions
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