Securities and Exchange Commission – Federal Register Recent Federal Regulation Documents

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Blackstone Alternative Investment Funds and Blackstone Alternative Investment Advisors LLC; Notice of Application
Document Number: 2017-03476
Type: Notice
Date: 2017-02-23
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2017-03425
Type: Notice
Date: 2017-02-22
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2017-03424
Type: Notice
Date: 2017-02-22
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2017-03423
Type: Notice
Date: 2017-02-22
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2017-03422
Type: Notice
Date: 2017-02-22
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2017-03421
Type: Notice
Date: 2017-02-22
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2017-03395
Type: Notice
Date: 2017-02-22
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2017-03394
Type: Notice
Date: 2017-02-22
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2017-03393
Type: Notice
Date: 2017-02-22
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2017-03392
Type: Notice
Date: 2017-02-22
Agency: Securities and Exchange Commission, Agencies and Commissions
Brinker Capital Destinations Trust, et al.; Notice of Application
Document Number: 2017-03298
Type: Notice
Date: 2017-02-21
Agency: Securities and Exchange Commission, Agencies and Commissions
Brinker Capital Destinations Trust, et al.; Notice of Application
Document Number: 2017-03297
Type: Notice
Date: 2017-02-21
Agency: Securities and Exchange Commission, Agencies and Commissions
General Electric Company and GE Capital International Holdings Limited; Notice of Application
Document Number: 2017-03184
Type: Notice
Date: 2017-02-17
Agency: Securities and Exchange Commission, Agencies and Commissions
Investor Advisory Committee Meeting
Document Number: 2017-03122
Type: Notice
Date: 2017-02-16
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission Investor Advisory Committee, established pursuant to Section 911 of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010, is providing notice that it will hold a public meeting. The public is invited to submit written statements to the Committee.
Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Amending Rule 98
Document Number: 2017-03108
Type: Notice
Date: 2017-02-16
Agency: Securities and Exchange Commission, Agencies and Commissions
Exemptions for Security-Based Swaps
Document Number: 2017-03121
Type: Rule
Date: 2017-02-15
Agency: Securities and Exchange Commission, Agencies and Commissions
We are adopting amendments to the expiration dates in our interim final rules that provide exemptions under the Securities Act of 1933, the Securities Exchange Act of 1934, and the Trust Indenture Act of 1939 for those security-based swaps that prior to July 16, 2011 were security-based swap agreements and are defined as ``securities'' under the Securities Act and the Exchange Act as of July 16, 2011 due solely to the provisions of Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act. Under the amendments, the expiration dates in the interim final rules will be February 11, 2018.