Securities and Exchange Commission – Federal Register Recent Federal Regulation Documents

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Document Number: 2014-25876
Type: Notice
Date: 2014-10-31
Agency: Securities and Exchange Commission, Agencies and Commissions
Document Number: 2014-25781
Type: Notice
Date: 2014-10-30
Agency: Securities and Exchange Commission, Agencies and Commissions
Document Number: 2014-25536
Type: Rule
Date: 2014-10-29
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission (the Commission) is adopting revisions to the Electronic Data Gathering, Analysis, and Retrieval System (EDGAR) Filer Manual and related rules to reflect updates to the EDGAR system. The updates are being made primarily to support the revision of the disclosure, reporting and offering process for asset-backed securities (ABS) to enhance transparency and better protect investors in the securitization market; system upgrade to be compatible with Internet Explorer (IE) version 8.0; revision of the N- SAR system requirements. The EDGAR system is scheduled to be upgraded to support this functionality on October 20, 2014.
Document Number: 2014-25676
Type: Notice
Date: 2014-10-28
Agency: Securities and Exchange Commission, Agencies and Commissions
Document Number: 2014-25576
Type: Notice
Date: 2014-10-28
Agency: Securities and Exchange Commission, Agencies and Commissions
Document Number: 2014-25550
Type: Notice
Date: 2014-10-28
Agency: Securities and Exchange Commission, Agencies and Commissions
Document Number: 2014-25549
Type: Notice
Date: 2014-10-28
Agency: Securities and Exchange Commission, Agencies and Commissions
Document Number: 2014-25302
Type: Notice
Date: 2014-10-24
Agency: Securities and Exchange Commission, Agencies and Commissions
Document Number: 2014-25208
Type: Notice
Date: 2014-10-22
Agency: Securities and Exchange Commission, Agencies and Commissions
Document Number: 2014-25083
Type: Notice
Date: 2014-10-22
Agency: Securities and Exchange Commission, Agencies and Commissions
Document Number: 2014-25082
Type: Notice
Date: 2014-10-22
Agency: Securities and Exchange Commission, Agencies and Commissions
Summary of Application: Applicants request an order to permit certain registered closed-end investment companies to make periodic distributions of long-term capital gains with respect to their outstanding common shares as frequently as twelve times in any one taxable year, and as frequently as distributions are specified by or in accordance with the terms of any outstanding preferred shares that the investment companies may issue.
Document Number: 2014-25084
Type: Notice
Date: 2014-10-21
Agency: Securities and Exchange Commission, Agencies and Commissions
Document Number: 2014-24955
Type: Notice
Date: 2014-10-21
Agency: Securities and Exchange Commission, Agencies and Commissions