Securities and Exchange Commission – Federal Register Recent Federal Regulation Documents

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Document Number: 2014-27745
Type: Notice
Date: 2014-11-24
Agency: Securities and Exchange Commission, Agencies and Commissions
In accordance with the requirements of the Privacy Act of 1974, as amended, 5 U.S.C. 552a, the Securities and Exchange Commission (``Commission'' or ``SEC'') proposes to revise two existing systems of records, ``Administrative Proceeding Files (SEC-36)'', last published in the Federal Register Volume 62 FR 47884 (September 11, 1997) and ``Information Pertaining or Relevant to SEC Regulated Entities and Their Activities'' (SEC-55), last published in the Federal Register Volume 75 FR 35853 (June 23, 2010).
Document Number: 2014-27696
Type: Notice
Date: 2014-11-24
Agency: Securities and Exchange Commission, Agencies and Commissions
Summary of Application: Applicants request an order to permit a business development company (``BDC'') to co-invest in portfolio companies with affiliated investment funds.
Document Number: 2014-27695
Type: Notice
Date: 2014-11-24
Agency: Securities and Exchange Commission, Agencies and Commissions
Document Number: 2014-27694
Type: Notice
Date: 2014-11-24
Agency: Securities and Exchange Commission, Agencies and Commissions
Document Number: 2014-27800
Type: Notice
Date: 2014-11-21
Agency: Securities and Exchange Commission, Agencies and Commissions
Document Number: 2014-27618
Type: Rule
Date: 2014-11-21
Agency: Securities and Exchange Commission, Agencies and Commissions
This staff accounting bulletin rescinds portions of the interpretive guidance included in the Staff Accounting Bulletin Series in order to make the relevant interpretive guidance consistent with authoritative accounting guidance and Securities and Exchange Commission rules and regulations. Specifically, the staff is updating the Series in order to bring existing guidance into conformity with a recent consensus of the Financial Accounting Standards Board Emerging Issues Task Force, Accounting Standards Update No. 2014-17Business Combinations (Topic 805): Pushdown Accounting (a consensus of the FASB Emerging Issues Task Force).
Document Number: 2014-27285
Type: Proposed Rule
Date: 2014-11-20
Agency: Commodity Futures Trading Commission, Agencies and Commissions, Securities and Exchange Commission
In accordance with section 712(d)(4) of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the ``Dodd-Frank Act''), the Commodity Futures Trading Commission (the ``CFTC'') and the Securities and Exchange Commission (``SEC''), after consultation with the Board of Governors of the Federal Reserve System (``Board of Governors''), are jointly issuing the CFTC's proposed clarification of its interpretation concerning forward contracts with embedded volumetric optionality. The CFTC invites public comment on all aspects of its proposed interpretation.
Document Number: 2014-27471
Type: Notice
Date: 2014-11-19
Agency: Securities and Exchange Commission, Agencies and Commissions
Document Number: 2014-27355
Type: Notice
Date: 2014-11-18
Agency: Securities and Exchange Commission, Agencies and Commissions
Document Number: 2014-27316
Type: Notice
Date: 2014-11-18
Agency: Securities and Exchange Commission, Agencies and Commissions
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