Securities and Exchange Commission – Federal Register Recent Federal Regulation Documents

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Sunshine Act Meeting
Document Number: 2017-13492
Type: Notice
Date: 2017-06-27
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2017-13424
Type: Notice
Date: 2017-06-27
Agency: Securities and Exchange Commission, Agencies and Commissions
1889 BDC, Inc., et al.; Notice of Application
Document Number: 2017-13263
Type: Notice
Date: 2017-06-26
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2017-13227
Type: Notice
Date: 2017-06-26
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2017-13145
Type: Notice
Date: 2017-06-23
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2017-13144
Type: Notice
Date: 2017-06-23
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2017-13143
Type: Notice
Date: 2017-06-23
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2017-13142
Type: Notice
Date: 2017-06-23
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2017-13141
Type: Notice
Date: 2017-06-23
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2017-13140
Type: Notice
Date: 2017-06-23
Agency: Securities and Exchange Commission, Agencies and Commissions
Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing of a Proposed Rule Change To Adopt Rule 912
Document Number: 2017-13102
Type: Notice
Date: 2017-06-23
Agency: Securities and Exchange Commission, Agencies and Commissions
Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing of a Proposed Rule Change To Adopt Rule 912
Document Number: 2017-13101
Type: Notice
Date: 2017-06-23
Agency: Securities and Exchange Commission, Agencies and Commissions
Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing of a Proposed Rule Change To Adopt Rule 996A
Document Number: 2017-13098
Type: Notice
Date: 2017-06-23
Agency: Securities and Exchange Commission, Agencies and Commissions
Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing of a Proposed Rule Change To Adopt Rule 912
Document Number: 2017-13097
Type: Notice
Date: 2017-06-23
Agency: Securities and Exchange Commission, Agencies and Commissions
Westcore Trust and Denver Investment Advisors LLC; Notice of Application
Document Number: 2017-12947
Type: Notice
Date: 2017-06-21
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meeting
Document Number: 2017-12898
Type: Notice
Date: 2017-06-20
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meeting
Document Number: 2017-12897
Type: Notice
Date: 2017-06-20
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2017-12832
Type: Notice
Date: 2017-06-20
Agency: Securities and Exchange Commission, Agencies and Commissions