Securities and Exchange Commission – Federal Register Recent Federal Regulation Documents

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Document Number: 2014-29697
Type: Notice
Date: 2014-12-19
Agency: Securities and Exchange Commission, Agencies and Commissions
Summary of Application: Applicants request an order to permit Garrison Capital Inc. to co-invest in portfolio companies with certain affiliated investment funds.
Document Number: 2014-29729
Type: Notice
Date: 2014-12-18
Agency: Securities and Exchange Commission, Agencies and Commissions
Document Number: 2014-29516
Type: Notice
Date: 2014-12-17
Agency: Securities and Exchange Commission, Agencies and Commissions
Document Number: 2014-29515
Type: Notice
Date: 2014-12-17
Agency: Securities and Exchange Commission, Agencies and Commissions
Document Number: 2014-29514
Type: Notice
Date: 2014-12-17
Agency: Securities and Exchange Commission, Agencies and Commissions
Document Number: 2014-29513
Type: Notice
Date: 2014-12-17
Agency: Securities and Exchange Commission, Agencies and Commissions
Document Number: 2014-29512
Type: Notice
Date: 2014-12-17
Agency: Securities and Exchange Commission, Agencies and Commissions
Document Number: 2014-29501
Type: Notice
Date: 2014-12-17
Agency: Securities and Exchange Commission, Agencies and Commissions
Applicants request an order to permit certain registered closed-end management investment companies to issue multiple classes of shares and to impose asset-based distribution fees and early withdrawal charges (``EWCs''). Applicants: ACAP Strategic Fund (``Initial Fund'') and SilverBay Capital Management LLC (``Adviser'').
Document Number: 2014-29500
Type: Notice
Date: 2014-12-17
Agency: Securities and Exchange Commission, Agencies and Commissions
Applicants request an order to permit certain registered closed-end management investment companies to issue multiple classes of shares (``Classes'') with varying sales loads and to impose asset-based service and/or distribution fees and contingent deferred sales loads (``CDSCs''). Applicants: Morgan Creek Global Equity Long/Short Institutional Fund (the ``Fund''), Morgan Creek Capital Management, LLC (the ``Adviser'') and Town Hall Capital, LLC (the ``Distributor'').
Document Number: 2014-29502
Type: Notice
Date: 2014-12-16
Agency: Securities and Exchange Commission, Agencies and Commissions
Document Number: 2014-29366
Type: Notice
Date: 2014-12-16
Agency: Securities and Exchange Commission, Agencies and Commissions
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