Securities and Exchange Commission – Federal Register Recent Federal Regulation Documents

Share |
Results 1 - 50 of 21,759
Document Number: 2016-02764
Type: Notice
Date: 2016-02-11
Agency: Securities and Exchange Commission, Agencies and Commissions
Document Number: 2016-02731
Type: Notice
Date: 2016-02-11
Agency: Securities and Exchange Commission, Agencies and Commissions
Document Number: 2016-02658
Type: Notice
Date: 2016-02-10
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission Advisory Committee on Small and Emerging Companies is providing notice that it will hold a public meeting on Thursday, February 25, 2016, in Multi-Purpose Room LL-006 at the Commission's headquarters, 100 F Street NE., Washington, DC. The meeting will begin at 9:30 a.m. (EST) and will be open to the public. The meeting will be webcast on the Commission's Web site at www.sec.gov. Persons needing special accommodations to take part because of a disability should notify the contact person listed below. The public is invited to submit written statements to the Committee. The agenda for the meeting includes matters relating to rules and regulations affecting small and emerging companies under the federal securities laws.
Document Number: 2016-02600
Type: Notice
Date: 2016-02-09
Agency: Securities and Exchange Commission, Agencies and Commissions
Document Number: 2016-02489
Type: Notice
Date: 2016-02-09
Agency: Securities and Exchange Commission, Agencies and Commissions
Document Number: 2016-02442
Type: Notice
Date: 2016-02-09
Agency: Securities and Exchange Commission, Agencies and Commissions
Summary of the Application: Applicant, Medallion Financial Corp. (the ``Company''), requests an order to permit it to issue restricted shares of its common stock to its officers and employees under the terms of an employee compensation plan.
Document Number: 2016-02490
Type: Notice
Date: 2016-02-08
Agency: Securities and Exchange Commission, Agencies and Commissions
Document Number: 2016-02340
Type: Notice
Date: 2016-02-08
Agency: Securities and Exchange Commission, Agencies and Commissions
Document Number: 2016-02339
Type: Notice
Date: 2016-02-08
Agency: Securities and Exchange Commission, Agencies and Commissions
Document Number: 2016-02338
Type: Notice
Date: 2016-02-08
Agency: Securities and Exchange Commission, Agencies and Commissions
Document Number: 2016-02337
Type: Notice
Date: 2016-02-08
Agency: Securities and Exchange Commission, Agencies and Commissions
Document Number: 2016-02222
Type: Notice
Date: 2016-02-05
Agency: Securities and Exchange Commission, Agencies and Commissions
Document Number: 2016-02199
Type: Notice
Date: 2016-02-05
Agency: Securities and Exchange Commission, Agencies and Commissions
Document Number: 2016-02221
Type: Notice
Date: 2016-02-04
Agency: Securities and Exchange Commission, Agencies and Commissions
Document Number: 2016-02065
Type: Notice
Date: 2016-02-04
Agency: Securities and Exchange Commission, Agencies and Commissions
Document Number: 2016-02064
Type: Notice
Date: 2016-02-04
Agency: Securities and Exchange Commission, Agencies and Commissions
Applicant, a closed-end investment company, seeks an order declaring that it has ceased to be an investment company. Applicant has transferred its assets to GAI Corbin Multi-Strategy Fund, LLC and, on December 31, 2015, made a final distribution to its shareholders based on net asset value. Expenses of $150,231 incurred in connection with the reorganization were paid by applicant and the acquiring fund. Filing Dates: The application was filed on January 6, 2016, and amended on January 7, 2016. Applicant's Address: 401 South Tryon Street, Charlotte, North Carolina 28202.
Document Number: 2016-01960
Type: Notice
Date: 2016-02-03
Agency: Securities and Exchange Commission, Agencies and Commissions
1 2 3 4 5 6 7 8 9 Next