Securities and Exchange Commission – Federal Register Recent Federal Regulation Documents

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Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940
Document Number: 2016-28935
Type: Notice
Date: 2016-12-02
Agency: Securities and Exchange Commission, Agencies and Commissions
Applicant seeks an order declaring that it has ceased to be an investment company. On October 28, 2015, applicant made a liquidating distribution to its shareholders, based on net asset value. Expenses of $1,700.10 incurred in connection with the liquidation were paid by the applicant's investment adviser. A notice of applicant's application was included in the notice of applications for deregistration for September 2016 (Investment Company Act Release No. 32299). However, applicants subsequently amended their application on October 25, 2016 to correct an error in connection with the liquidation. Filing Dates: The application was filed on August 8, 2016, and amended on August 31, 2016, October 13, 2016, and October 25, 2016. Applicant's Address: c/o The Dreyfus Corporation, 200 Park Avenue, New York, New York 10166.
Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of a Proposed Rule Change Amending Rule 6.91NY
Document Number: 2016-28927
Type: Notice
Date: 2016-12-02
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meeting
Document Number: 2016-28772
Type: Notice
Date: 2016-11-29
Agency: Securities and Exchange Commission, Agencies and Commissions
OWLshares Trust, et al.; Notice of Application
Document Number: 2016-28640
Type: Notice
Date: 2016-11-29
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meeting
Document Number: 2016-28642
Type: Notice
Date: 2016-11-28
Agency: Securities and Exchange Commission, Agencies and Commissions