Securities and Exchange Commission – Federal Register Recent Federal Regulation Documents

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Document Number: 2014-17282
Type: Notice
Date: 2014-07-23
Agency: Securities and Exchange Commission, Agencies and Commissions
Document Number: 2014-17281
Type: Notice
Date: 2014-07-23
Agency: Securities and Exchange Commission, Agencies and Commissions
Document Number: 2014-17280
Type: Notice
Date: 2014-07-23
Agency: Securities and Exchange Commission, Agencies and Commissions
Document Number: 2014-17279
Type: Notice
Date: 2014-07-23
Agency: Securities and Exchange Commission, Agencies and Commissions
Document Number: 2014-17278
Type: Notice
Date: 2014-07-23
Agency: Securities and Exchange Commission, Agencies and Commissions
Document Number: 2014-17270
Type: Notice
Date: 2014-07-23
Agency: Securities and Exchange Commission, Agencies and Commissions
Summary of the Application: The order would permit certain open-end management investment companies registered under the Act to acquire shares of certain open-end management investment companies registered under the Act that are outside of the same group of investment companies as the acquiring investment companies. Applicants: FundVantage Trust (the ``Trust''), Gotham Asset Management, LLC (the ``Adviser''), and Foreside Funds Distributor, LLC (the ``Distributor'').
Document Number: 2014-17267
Type: Notice
Date: 2014-07-23
Agency: Securities and Exchange Commission, Agencies and Commissions
Summary of the Application: The Company requests an order to permit it to adhere to a modified asset coverage requirement.
Document Number: 2014-17188
Type: Notice
Date: 2014-07-21
Agency: Securities and Exchange Commission, Agencies and Commissions
Document Number: 2014-17186
Type: Notice
Date: 2014-07-21
Agency: Securities and Exchange Commission, Agencies and Commissions
Document Number: 2014-17142
Type: Notice
Date: 2014-07-21
Agency: Securities and Exchange Commission, Agencies and Commissions
Document Number: 2014-17141
Type: Notice
Date: 2014-07-21
Agency: Securities and Exchange Commission, Agencies and Commissions
Document Number: 2014-17020
Type: Notice
Date: 2014-07-21
Agency: Securities and Exchange Commission, Agencies and Commissions
Document Number: 2014-17019
Type: Notice
Date: 2014-07-21
Agency: Securities and Exchange Commission, Agencies and Commissions
Document Number: 2014-17018
Type: Notice
Date: 2014-07-21
Agency: Securities and Exchange Commission, Agencies and Commissions
Document Number: 2014-17017
Type: Notice
Date: 2014-07-21
Agency: Securities and Exchange Commission, Agencies and Commissions
Document Number: 2014-17016
Type: Notice
Date: 2014-07-21
Agency: Securities and Exchange Commission, Agencies and Commissions
Document Number: 2014-17015
Type: Notice
Date: 2014-07-21
Agency: Securities and Exchange Commission, Agencies and Commissions
Document Number: 2014-17014
Type: Notice
Date: 2014-07-21
Agency: Securities and Exchange Commission, Agencies and Commissions
Document Number: 2014-17036
Type: Notice
Date: 2014-07-18
Agency: Securities and Exchange Commission, Agencies and Commissions
Document Number: 2014-16697
Type: Notice
Date: 2014-07-15
Agency: Securities and Exchange Commission, Agencies and Commissions
Document Number: 2014-16693
Type: Notice
Date: 2014-07-15
Agency: Securities and Exchange Commission, Agencies and Commissions