Securities and Exchange Commission – Federal Register Recent Federal Regulation Documents

Share |
Results 1 - 50 of 18,977
 
Document Number: C1-2014-21375
Type: Rule
Date: 2014-09-30
Agency: Securities and Exchange Commission, Agencies and Commissions
Document Number: 2014-23254
Type: Notice
Date: 2014-09-30
Agency: Securities and Exchange Commission, Agencies and Commissions
Document Number: 2014-23227
Type: Notice
Date: 2014-09-30
Agency: Securities and Exchange Commission, Agencies and Commissions
Document Number: 2014-23226
Type: Notice
Date: 2014-09-30
Agency: Securities and Exchange Commission, Agencies and Commissions
Document Number: 2014-22918
Type: Notice
Date: 2014-09-26
Agency: Securities and Exchange Commission, Agencies and Commissions
Document Number: 2014-22917
Type: Notice
Date: 2014-09-26
Agency: Securities and Exchange Commission, Agencies and Commissions
Document Number: 2014-22916
Type: Notice
Date: 2014-09-26
Agency: Securities and Exchange Commission, Agencies and Commissions
Document Number: 2014-22915
Type: Notice
Date: 2014-09-26
Agency: Securities and Exchange Commission, Agencies and Commissions
Document Number: 2014-22914
Type: Notice
Date: 2014-09-26
Agency: Securities and Exchange Commission, Agencies and Commissions
Document Number: 2014-22913
Type: Notice
Date: 2014-09-26
Agency: Securities and Exchange Commission, Agencies and Commissions
Document Number: 2014-22912
Type: Notice
Date: 2014-09-26
Agency: Securities and Exchange Commission, Agencies and Commissions
Document Number: 2014-22911
Type: Notice
Date: 2014-09-26
Agency: Securities and Exchange Commission, Agencies and Commissions
Document Number: 2014-22792
Type: Notice
Date: 2014-09-25
Agency: Securities and Exchange Commission, Agencies and Commissions
Document Number: 2014-21375
Type: Rule
Date: 2014-09-24
Agency: Securities and Exchange Commission, Agencies and Commissions
We are adopting significant revisions to Regulation AB and other rules governing the offering process, disclosure, and reporting for asset-backed securities (``ABS''). The final rules require that, with some exceptions, prospectuses for public offerings under the Securities Act of 1933 (``Securities Act'') and ongoing reports under the Securities Exchange Act of 1934 (``Exchange Act'') of asset-backed securities backed by real estate related assets, auto related assets, or backed by debt securities, including resecuritizations, contain specified asset-level information about each of the assets in the pool. The asset-level information is required to be provided according to specified standards and in a tagged data format using eXtensible Markup Language (``XML''). We also are adopting rules to revise filing deadlines for ABS offerings to provide investors with more time to consider transaction-specific information, including information about the pool assets. We are also adopting new registration forms tailored to ABS offerings. The final rules also repeal the credit ratings references in shelf eligibility criteria for ABS issuers and establish new shelf eligibility criteria.
Document Number: 2014-22551
Type: Notice
Date: 2014-09-23
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission Investor Advisory Committee, established pursuant to Section 911 of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010, is providing notice that it will hold a public meeting. The public is invited to submit written statements to the Committee.