Securities and Exchange Commission – Federal Register Recent Federal Regulation Documents

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Regulatory Flexibility Agenda
Document Number: 2024-00469
Type: Proposed Rule
Date: 2024-02-09
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission is publishing the Chair's agenda of rulemaking actions pursuant to the Regulatory Flexibility Act (RFA) (Pub. L. 96-354, 94 Stat. 1164) (Sept. 19, 1980). The items listed in the Regulatory Flexibility Agenda for Fall 2023 reflect only the priorities of the Chair of the U.S. Securities and Exchange Commission, and do not necessarily reflect the views and priorities of any individual Commissioner. Information in the agenda was accurate on August 22, 2023, the date on which the Commission's staff completed compilation of the data. To the extent possible, rulemaking actions by the Commission since that date have been reflected in the agenda. The Commission invites questions and public comment on the agenda and on the individual agenda entries. The Commission is now printing in the Federal Register, along with our preamble, only those agenda entries for which we have indicated that preparation of an RFA analysis is required. The Commission's complete RFA agenda will be available online at www.reginfo.gov.
Proposed Collection; Comment Request; Extension: Rule 9b-1
Document Number: 2024-02716
Type: Notice
Date: 2024-02-09
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request; Extension: Rule 17g-3
Document Number: 2024-02489
Type: Notice
Date: 2024-02-07
Agency: Securities and Exchange Commission, Agencies and Commissions
Diameter Credit Company, et al.
Document Number: 2024-02401
Type: Notice
Date: 2024-02-06
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request; Extension: Rule 11a-3
Document Number: 2024-02358
Type: Notice
Date: 2024-02-06
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request; Extension: Rule 30b2-1
Document Number: 2024-02355
Type: Notice
Date: 2024-02-06
Agency: Securities and Exchange Commission, Agencies and Commissions
Blue Tractor ETF Trust and Blue Tractor Group, LLC
Document Number: 2024-02245
Type: Notice
Date: 2024-02-05
Agency: Securities and Exchange Commission, Agencies and Commissions
Roundhill ETF Trust and Roundhill Financial Inc.
Document Number: 2024-02151
Type: Notice
Date: 2024-02-05
Agency: Securities and Exchange Commission, Agencies and Commissions
BondBloxx ETF Trust and BondBloxx Investment Management Corporation
Document Number: 2024-02150
Type: Notice
Date: 2024-02-05
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meetings
Document Number: 2024-02325
Type: Notice
Date: 2024-02-05
Agency: Securities and Exchange Commission, Agencies and Commissions
Investment Managers Series Trust and Liberty Street Advisors, Inc.
Document Number: 2024-02060
Type: Notice
Date: 2024-02-02
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meetings
Document Number: 2024-02165
Type: Notice
Date: 2024-02-02
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meetings
Document Number: 2024-02041
Type: Notice
Date: 2024-02-01
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request; Extension: Supplier Diversity Business Management System
Document Number: 2024-01990
Type: Notice
Date: 2024-02-01
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meetings
Document Number: 2024-01974
Type: Notice
Date: 2024-01-31
Agency: Securities and Exchange Commission, Agencies and Commissions
Deregistration Under Section 8(f) of the Investment Company Act of 1940
Document Number: 2024-01923
Type: Notice
Date: 2024-01-31
Agency: Securities and Exchange Commission, Agencies and Commissions
Applicant seeks an order declaring that it has ceased to be an investment company. On July 22, 2022, applicant made a liquidating distribution to its shareholders based on net asset value. Expenses of $5,481.49 incurred in connection with the liquidation were paid by the applicant and applicant's investment adviser. Filing Date: The application was filed on December 15, 2023. Applicant's Address: c/o BNY Mellon Investment Adviser, Inc., 240 Greenwich Street, New York, New York 10286.
AMG Pantheon Credit Solutions Fund and Pantheon Ventures (US) LP
Document Number: 2024-01902
Type: Notice
Date: 2024-01-31
Agency: Securities and Exchange Commission, Agencies and Commissions
Axxes Private Markets Fund and Axxes Advisors LLC
Document Number: 2024-01900
Type: Notice
Date: 2024-01-31
Agency: Securities and Exchange Commission, Agencies and Commissions
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