AMG Pantheon Credit Solutions Fund and Pantheon Ventures (US) LP, 6159-6160 [2024-01902]
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Federal Register / Vol. 89, No. 21 / Wednesday, January 31, 2024 / Notices
competition. The Exchange will
uniformly assess the $1.10 per contract
Non-Penny PRISM Responses to NonCustomers. Customers will continue to
be assessed a lower Non-Penny PRISM
Response fee of $0.79 per contract.
Assessing Customers a lower NonPenny PRISM Response fee of $0.79 per
contract as compared to $1.10 per
contract for Non-Customers does not
impose an undue burden on
competition as Customer activity
enhances liquidity on the Exchange for
the benefit of all market participants
and benefits all market participants by
providing more trading opportunities,
which attracts market makers.
C. Self-Regulatory Organization’s
Statement on Comments on the
Proposed Rule Change Received From
Members, Participants, or Others
No written comments were solicited
or received.
III. Date of Effectiveness of the
Proposed Rule Change and Timing for
Commission Action
The foregoing rule change is effective
upon filing pursuant to Section
19(b)(3)(A) 16 of the Act and
subparagraph (f)(2) of Rule 19b–4 17
thereunder, because it establishes a due,
fee, or other charge imposed by the
Exchange.
At any time within 60 days of the
filing of the proposed rule change, the
Commission summarily may
temporarily suspend such rule change if
it appears to the Commission that such
action is necessary or appropriate in the
public interest, for the protection of
investors, or otherwise in furtherance of
the purposes of the Act. If the
Commission takes such action, the
Commission shall institute proceedings
under Section 19(b)(2)(B) 18 of the Act to
determine whether the proposed rule
change should be approved or
disapproved.
lotter on DSK11XQN23PROD with NOTICES1
IV. Solicitation of Comments
• Send an email to rule-comments@
sec.gov. Please include file number SR–
BX–2024–003 on the subject line.
Paper Comments
• Send paper comments in triplicate
to Secretary, Securities and Exchange
Commission, 100 F Street NE,
Washington, DC 20549–1090.
All submissions should refer to file
number SR–BX–2024–003. This file
number should be included on the
subject line if email is used. To help the
Commission process and review your
comments more efficiently, please use
only one method. The Commission will
post all comments on the Commission’s
internet website (https://www.sec.gov/
rules/sro.shtml). Copies of the
submission, all subsequent
amendments, all written statements
with respect to the proposed rule
change that are filed with the
Commission, and all written
communications relating to the
proposed rule change between the
Commission and any person, other than
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for website viewing and
printing in the Commission’s Public
Reference Room, 100 F Street NE,
Washington, DC 20549, on official
business days between the hours of 10
a.m. and 3 p.m. Copies of the filing also
will be available for inspection and
copying at the principal office of the
Exchange. Do not include personal
identifiable information in submissions;
you should submit only information
that you wish to make available
publicly. We may redact in part or
withhold entirely from publication
submitted material that is obscene or
subject to copyright protection. All
submissions should refer to file number
SR–BX–2024–003 and should be
submitted on or before February 21,
2024.
Interested persons are invited to
submit written data, views and
arguments concerning the foregoing,
including whether the proposed rule
change is consistent with the Act.
Comments may be submitted by any of
the following methods:
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.19
Sherry R. Haywood,
Assistant Secretary.
Electronic Comments
BILLING CODE 8011–01–P
[FR Doc. 2024–01861 Filed 1–30–24; 8:45 am]
• Use the Commission’s internet
comment form (https://www.sec.gov/
rules/sro.shtml); or
16 15
U.S.C. 78s(b)(3)(A).
CFR 240.19b–4(f)(2).
18 15 U.S.C. 78s(b)(2)(B).
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6159
SECURITIES AND EXCHANGE
COMMISSION
[Investment Company Act Release No.
35116; 812–15534]
AMG Pantheon Credit Solutions Fund
and Pantheon Ventures (US) LP
January 26, 2024.
Securities and Exchange
Commission (‘‘Commission’’ or ‘‘SEC’’).
ACTION: Notice.
AGENCY:
Notice of an application under section
6(c) of the Investment Company Act of
1940 (the ‘‘Act’’) for an exemption from
sections 18(a)(2), 18(c) and 18(i) of the
Act, under sections 6(c) and 23(c) of the
Act for an exemption from rule 23c–3
under the Act, and for an order pursuant
to section 17(d) of the Act and rule 17d–
1 under the Act.
Summary of Application: Applicants
request an order to permit certain
registered closed-end investment
companies to issue multiple classes of
shares and to impose asset-based
distribution and/or service fees and
early withdrawal charges.
Applicants: AMG Pantheon Credit
Solutions Fund and Pantheon Ventures
(US) LP.
Filing Dates: The application was
filed on December 14, 2023, and
amended on January 9, 2024.
Hearing or Notification of Hearing: An
order granting the requested relief will
be issued unless the Commission orders
a hearing. Interested persons may
request a hearing on any application by
emailing the SEC’s Secretary at
Secretarys-Office@sec.gov and serving
the Applicants with a copy of the
request by email, if an email address is
listed for the relevant Applicant below,
or personally or by mail, if a physical
address is listed for the relevant
Applicant below. Hearing requests
should be received by the Commission
by 5:30 p.m. on February 20, 2024, and
should be accompanied by proof of
service on the Applicants, in the form
of an affidavit, or, for lawyers, a
certificate of service. Pursuant to rule 0–
5 under the Act, hearing requests should
state the nature of the writer’s interest,
any facts bearing upon the desirability
of a hearing on the matter, the reason for
the request, and the issues contested.
Persons who wish to be notified of a
hearing may request notification by
emailing the Commission’s Secretary.
ADDRESSES: The Commission:
Secretarys-Office@sec.gov. Applicants:
Joshua B. Deringer, Esq., Faegre Drinker
Biddle & Reath LLP, joshua.deringer@
faegredrinker.com; with a copy to Kara
Zanger, Pantheon Ventures (US) LP,
kara.zanger@pantheon.com.
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31JAN1
6160
Federal Register / Vol. 89, No. 21 / Wednesday, January 31, 2024 / Notices
FOR FURTHER INFORMATION CONTACT:
Trace W. Rakestraw, Senior Special
Counsel, at (202) 551–6825 (Division of
Investment Management, Chief
Counsel’s Office).
SUPPLEMENTARY INFORMATION: For
Applicants’ representations, legal
analysis, and conditions, please refer to
Applicants’ application, dated January
9, 2024, which may be obtained via the
Commission’s website by searching for
the file number at the top of this
document, or for an Applicant using the
Company name search field on the
SEC’s EDGAR system. The SEC’s
EDGAR system may be searched at
https://www.sec.gov/edgar/searchedgar/
legacy/companysearch.html. You may
also call the SEC’s Public Reference
Room at (202) 551–8090.
For the Commission, by the Division of
Investment Management, under delegated
authority.
Sherry R. Haywood,
Assistant Secretary.
[FR Doc. 2024–01902 Filed 1–30–24; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–99431; File No. SR–OPRA–
2023–01]
Joint Industry Plan; Notice of
Designation of a Longer Period for
Commission Action on a Proposed
Amendment To Modify the Options
Price Reporting Authority’s Fee
Schedule Regarding Caps on Certain
Port Fees
January 25, 2024.
On July 14, 2023, the Options Price
Reporting Authority (‘‘OPRA’’),
pursuant to Section 11A of the
Securities Exchange Act of 1934
(‘‘Act’’) 1 and Rule 608 of Regulation
National Market System (‘‘Regulation
NMS’’) thereunder,2 filed with the
Securities and Exchange Commission
(‘‘Commission’’), a proposed
amendment to the Plan for Reporting of
Consolidated Options Last Sale Reports
and Quotation Information (‘‘OPRA
Plan’’).3 The proposed OPRA Plan
U.S.C. 78k–1.
CFR 242.608.
3 The OPRA Plan is a national market system plan
approved by the Commission pursuant to Section
11A of the Act and Rule 608 thereunder. See
Securities Exchange Act Release No. 17638 (Mar.
18, 1981), 22 SEC. Docket 484 (Mar. 31, 1981). The
full text of the OPRA Plan and a list of its
participants are available at https://
www.opraplan.com/. The OPRA Plan provides for
the collection and dissemination of last sale and
quotation information on options that are traded on
the participant exchanges.
amendment (‘‘Proposed Amendment’’)
would amend the OPRA Fee Schedule
to reflect the applicable monthly fee
caps on certain connectivity ports that
are used to access OPRA data. The
Proposed Amendment was published
for comment in the Federal Register on
August 2, 2023.4
On September 25, 2023, the
Commission instituted proceedings
pursuant to Rule 608(b)(2)(i) of
Regulation NMS 5 to determine whether
to disapprove the Proposed Amendment
or to approve the Proposed Amendment
with any changes or subject to any
conditions the Commission deems
necessary or appropriate.6
Rule 608(b)(2)(i) of Regulation NMS
provides that proceedings to determine
whether a plan or amendment should be
disapproved shall be concluded within
180 days of the date of publication of
notice of the plan or amendment and
that the time for conclusion of such
proceedings may be extended for up to
60 days (up to 240 days from the date
of notice publication) if the Commission
determines that a longer period is
appropriate and publishes the reasons
for such determination or the plan
participants consent to a longer period.7
The 180th day after publication of the
Notice for the Proposed Amendment is
January 29, 2024. The Commission is
extending this 180-day period.
The Commission finds that it is
appropriate to designate a longer period
within which to conclude proceedings
regarding the Proposed Amendment so
that it has sufficient time to consider
any issues raised by the Proposed
Amendment. Accordingly, pursuant to
Rule 608(b)(2)(i) of Regulation NMS,8
the Commission designates March 29,
2024, as the date by which the
Commission shall conclude the
proceedings to determine whether to
approve or disapprove the Proposed
Amendment or to approve the Proposed
Amendment with any changes or
subject to any conditions the
Commission deems necessary or
appropriate (File No. SR–OPRA–2023–
01).
1 15
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4 See Securities Exchange Act Release No. 98012
(July 27, 2023), 88 FR 50939 (‘‘Notice’’).
5 17 CFR 242.608(b)(2)(i).
6 See Securities Exchange Act Release No. 98514
(Sept. 25, 2023), 88 FR 67398 (Sept. 29, 2023).
7 17 CFR 242.608(b)(2)(i).
8 Id.
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For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.9
Sherry R. Haywood,
Assistant Secretary.
[FR Doc. 2024–01862 Filed 1–30–24; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Investment Company Act Release No.
35115; 812–15537]
Axxes Private Markets Fund and Axxes
Advisors LLC
Securities and Exchange
Commission (‘‘Commission’’ or ‘‘SEC’’).
ACTION: Notice.
AGENCY:
Notice of an application under section
6(c) of the Investment Company Act of
1940 (the ‘‘Act’’) for an exemption from
sections 18(a)(2), 18(c) and 18(i) of the
Act, under sections 6(c) and 23(c) of the
Act for an exemption from rule 23c–3
under the Act, and for an order pursuant
to section 17(d) of the Act and rule 17d–
1 under the Act.
SUMMARY OF APPLICATION: Applicants
request an order to permit certain
registered closed-end investment
companies to issue multiple classes of
shares and to impose asset-based
distribution and/or service fees and
early withdrawal charges.
APPLICANTS: Axxes Private Markets
Fund and Axxes Advisors LLC.
FILING DATES: The application was filed
on December 22, 2023.
HEARING OR NOTIFICATION OF HEARING:
An order granting the requested relief
will be issued unless the Commission
orders a hearing. Interested persons may
request a hearing on any application by
emailing the SEC’s Secretary at
Secretarys-Office@sec.gov and serving
the Applicants with a copy of the
request by email, if an email address is
listed for the relevant Applicant below,
or personally or by mail, if a physical
address is listed for the relevant
Applicant below. Hearing requests
should be received by the Commission
by 5:30 p.m. on February 20, 2024, and
should be accompanied by proof of
service on the Applicants, in the form
of an affidavit, or, for lawyers, a
certificate of service. Pursuant to rule 0–
5 under the Act, hearing requests should
state the nature of the writer’s interest,
any facts bearing upon the desirability
of a hearing on the matter, the reason for
the request, and the issues contested.
Persons who wish to be notified of a
9 17
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CFR 200.30–3(a)(85).
31JAN1
Agencies
[Federal Register Volume 89, Number 21 (Wednesday, January 31, 2024)]
[Notices]
[Pages 6159-6160]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2024-01902]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
[Investment Company Act Release No. 35116; 812-15534]
AMG Pantheon Credit Solutions Fund and Pantheon Ventures (US) LP
January 26, 2024.
AGENCY: Securities and Exchange Commission (``Commission'' or ``SEC'').
ACTION: Notice.
-----------------------------------------------------------------------
Notice of an application under section 6(c) of the Investment
Company Act of 1940 (the ``Act'') for an exemption from sections
18(a)(2), 18(c) and 18(i) of the Act, under sections 6(c) and 23(c) of
the Act for an exemption from rule 23c-3 under the Act, and for an
order pursuant to section 17(d) of the Act and rule 17d-1 under the
Act.
Summary of Application: Applicants request an order to permit
certain registered closed-end investment companies to issue multiple
classes of shares and to impose asset-based distribution and/or service
fees and early withdrawal charges.
Applicants: AMG Pantheon Credit Solutions Fund and Pantheon
Ventures (US) LP.
Filing Dates: The application was filed on December 14, 2023, and
amended on January 9, 2024.
Hearing or Notification of Hearing: An order granting the requested
relief will be issued unless the Commission orders a hearing.
Interested persons may request a hearing on any application by emailing
the SEC's Secretary at [email protected] and serving the
Applicants with a copy of the request by email, if an email address is
listed for the relevant Applicant below, or personally or by mail, if a
physical address is listed for the relevant Applicant below. Hearing
requests should be received by the Commission by 5:30 p.m. on February
20, 2024, and should be accompanied by proof of service on the
Applicants, in the form of an affidavit, or, for lawyers, a certificate
of service. Pursuant to rule 0-5 under the Act, hearing requests should
state the nature of the writer's interest, any facts bearing upon the
desirability of a hearing on the matter, the reason for the request,
and the issues contested. Persons who wish to be notified of a hearing
may request notification by emailing the Commission's Secretary.
ADDRESSES: The Commission: [email protected]. Applicants:
Joshua B. Deringer, Esq., Faegre Drinker Biddle & Reath LLP,
[email protected]; with a copy to Kara Zanger, Pantheon
Ventures (US) LP, [email protected].
[[Page 6160]]
FOR FURTHER INFORMATION CONTACT: Trace W. Rakestraw, Senior Special
Counsel, at (202) 551-6825 (Division of Investment Management, Chief
Counsel's Office).
SUPPLEMENTARY INFORMATION: For Applicants' representations, legal
analysis, and conditions, please refer to Applicants' application,
dated January 9, 2024, which may be obtained via the Commission's
website by searching for the file number at the top of this document,
or for an Applicant using the Company name search field on the SEC's
EDGAR system. The SEC's EDGAR system may be searched at https://www.sec.gov/edgar/searchedgar/legacy/companysearch.html. You may also
call the SEC's Public Reference Room at (202) 551-8090.
For the Commission, by the Division of Investment Management,
under delegated authority.
Sherry R. Haywood,
Assistant Secretary.
[FR Doc. 2024-01902 Filed 1-30-24; 8:45 am]
BILLING CODE 8011-01-P