Axxes Private Markets Fund and Axxes Advisors LLC, 6160-6161 [2024-01900]

Download as PDF 6160 Federal Register / Vol. 89, No. 21 / Wednesday, January 31, 2024 / Notices FOR FURTHER INFORMATION CONTACT: Trace W. Rakestraw, Senior Special Counsel, at (202) 551–6825 (Division of Investment Management, Chief Counsel’s Office). SUPPLEMENTARY INFORMATION: For Applicants’ representations, legal analysis, and conditions, please refer to Applicants’ application, dated January 9, 2024, which may be obtained via the Commission’s website by searching for the file number at the top of this document, or for an Applicant using the Company name search field on the SEC’s EDGAR system. The SEC’s EDGAR system may be searched at https://www.sec.gov/edgar/searchedgar/ legacy/companysearch.html. You may also call the SEC’s Public Reference Room at (202) 551–8090. For the Commission, by the Division of Investment Management, under delegated authority. Sherry R. Haywood, Assistant Secretary. [FR Doc. 2024–01902 Filed 1–30–24; 8:45 am] BILLING CODE 8011–01–P SECURITIES AND EXCHANGE COMMISSION [Release No. 34–99431; File No. SR–OPRA– 2023–01] Joint Industry Plan; Notice of Designation of a Longer Period for Commission Action on a Proposed Amendment To Modify the Options Price Reporting Authority’s Fee Schedule Regarding Caps on Certain Port Fees January 25, 2024. On July 14, 2023, the Options Price Reporting Authority (‘‘OPRA’’), pursuant to Section 11A of the Securities Exchange Act of 1934 (‘‘Act’’) 1 and Rule 608 of Regulation National Market System (‘‘Regulation NMS’’) thereunder,2 filed with the Securities and Exchange Commission (‘‘Commission’’), a proposed amendment to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information (‘‘OPRA Plan’’).3 The proposed OPRA Plan U.S.C. 78k–1. CFR 242.608. 3 The OPRA Plan is a national market system plan approved by the Commission pursuant to Section 11A of the Act and Rule 608 thereunder. See Securities Exchange Act Release No. 17638 (Mar. 18, 1981), 22 SEC. Docket 484 (Mar. 31, 1981). The full text of the OPRA Plan and a list of its participants are available at https:// www.opraplan.com/. The OPRA Plan provides for the collection and dissemination of last sale and quotation information on options that are traded on the participant exchanges. amendment (‘‘Proposed Amendment’’) would amend the OPRA Fee Schedule to reflect the applicable monthly fee caps on certain connectivity ports that are used to access OPRA data. The Proposed Amendment was published for comment in the Federal Register on August 2, 2023.4 On September 25, 2023, the Commission instituted proceedings pursuant to Rule 608(b)(2)(i) of Regulation NMS 5 to determine whether to disapprove the Proposed Amendment or to approve the Proposed Amendment with any changes or subject to any conditions the Commission deems necessary or appropriate.6 Rule 608(b)(2)(i) of Regulation NMS provides that proceedings to determine whether a plan or amendment should be disapproved shall be concluded within 180 days of the date of publication of notice of the plan or amendment and that the time for conclusion of such proceedings may be extended for up to 60 days (up to 240 days from the date of notice publication) if the Commission determines that a longer period is appropriate and publishes the reasons for such determination or the plan participants consent to a longer period.7 The 180th day after publication of the Notice for the Proposed Amendment is January 29, 2024. The Commission is extending this 180-day period. The Commission finds that it is appropriate to designate a longer period within which to conclude proceedings regarding the Proposed Amendment so that it has sufficient time to consider any issues raised by the Proposed Amendment. Accordingly, pursuant to Rule 608(b)(2)(i) of Regulation NMS,8 the Commission designates March 29, 2024, as the date by which the Commission shall conclude the proceedings to determine whether to approve or disapprove the Proposed Amendment or to approve the Proposed Amendment with any changes or subject to any conditions the Commission deems necessary or appropriate (File No. SR–OPRA–2023– 01). 1 15 lotter on DSK11XQN23PROD with NOTICES1 2 17 VerDate Sep<11>2014 17:00 Jan 30, 2024 Jkt 262001 4 See Securities Exchange Act Release No. 98012 (July 27, 2023), 88 FR 50939 (‘‘Notice’’). 5 17 CFR 242.608(b)(2)(i). 6 See Securities Exchange Act Release No. 98514 (Sept. 25, 2023), 88 FR 67398 (Sept. 29, 2023). 7 17 CFR 242.608(b)(2)(i). 8 Id. PO 00000 Frm 00073 Fmt 4703 Sfmt 4703 For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.9 Sherry R. Haywood, Assistant Secretary. [FR Doc. 2024–01862 Filed 1–30–24; 8:45 am] BILLING CODE 8011–01–P SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No. 35115; 812–15537] Axxes Private Markets Fund and Axxes Advisors LLC Securities and Exchange Commission (‘‘Commission’’ or ‘‘SEC’’). ACTION: Notice. AGENCY: Notice of an application under section 6(c) of the Investment Company Act of 1940 (the ‘‘Act’’) for an exemption from sections 18(a)(2), 18(c) and 18(i) of the Act, under sections 6(c) and 23(c) of the Act for an exemption from rule 23c–3 under the Act, and for an order pursuant to section 17(d) of the Act and rule 17d– 1 under the Act. SUMMARY OF APPLICATION: Applicants request an order to permit certain registered closed-end investment companies to issue multiple classes of shares and to impose asset-based distribution and/or service fees and early withdrawal charges. APPLICANTS: Axxes Private Markets Fund and Axxes Advisors LLC. FILING DATES: The application was filed on December 22, 2023. HEARING OR NOTIFICATION OF HEARING: An order granting the requested relief will be issued unless the Commission orders a hearing. Interested persons may request a hearing on any application by emailing the SEC’s Secretary at Secretarys-Office@sec.gov and serving the Applicants with a copy of the request by email, if an email address is listed for the relevant Applicant below, or personally or by mail, if a physical address is listed for the relevant Applicant below. Hearing requests should be received by the Commission by 5:30 p.m. on February 20, 2024, and should be accompanied by proof of service on the Applicants, in the form of an affidavit, or, for lawyers, a certificate of service. Pursuant to rule 0– 5 under the Act, hearing requests should state the nature of the writer’s interest, any facts bearing upon the desirability of a hearing on the matter, the reason for the request, and the issues contested. Persons who wish to be notified of a 9 17 E:\FR\FM\31JAN1.SGM CFR 200.30–3(a)(85). 31JAN1 Federal Register / Vol. 89, No. 21 / Wednesday, January 31, 2024 / Notices hearing may request notification by emailing the Commission’s Secretary. ADDRESSES: The Commission: Secretarys-Office@sec.gov. Applicants: Joseph DaGrosa, Jr., Axxes Capital Inc., jdagrosa@axxescapital.com, and Adrain L. Bryant, Esq., Axxes Capital Inc., ABryant@axxescapital.com,; with a copy to Steven B. Boehm, Esq., Eversheds Sutherland (US) LLP, StevenBoehm@eversheds-sutherland.us, Payam Siadatpour, Esq., Eversheds Sutherland (US) LLP, PayamSiadatpour@evershedssutherland.us, and Anne G. Oberndorf, Esq., Eversheds Sutherland (US) LLP, anneoberndorf@evershedssutherland.us. FOR FURTHER INFORMATION CONTACT: Trace W. Rakestraw, Senior Special Counsel, at (202) 551–6825 (Division of Investment Management, Chief Counsel’s Office). SUPPLEMENTARY INFORMATION: For Applicants’ representations, legal analysis, and conditions, please refer to Applicants’ application, dated December 22, 2023, which may be obtained via the Commission’s website by searching for the file number at the top of this document, or for an Applicant using the Company name search field on the SEC’s EDGAR system. The SEC’s EDGAR system may be searched at https://www.sec.gov/edgar/ searchedgar/legacy/ companysearch.html. You may also call the SEC’s Public Reference Room at (202) 551–8090. For the Commission, by the Division of Investment Management, under delegated authority. Dated: January 26, 2024. Sherry R. Haywood, Assistant Secretary. [FR Doc. 2024–01900 Filed 1–30–24; 8:45 am] BILLING CODE 8011–01–P DEPARTMENT OF STATE [Public Notice: 12314] lotter on DSK11XQN23PROD with NOTICES1 U.S. Advisory Commission on Public Diplomacy; Notice of Meeting The U.S. Advisory Commission on Public Diplomacy (ACPD) will hold an in-person public meeting with online access from 11:00 a.m. until 12:15 p.m., Wednesday, February 26, 2024. In addition to discussing the Commission’s recently published 2023 Comprehensive Annual Report on Public Diplomacy and International Broadcasting, a panel of current and former ACPD commissioners, executive directors, and VerDate Sep<11>2014 17:00 Jan 30, 2024 Jkt 262001 longtime research and policy partners will examine the ACPD’s 75 years of service to the White House, Congress, and the American people. This meeting is open to the public, including the media and members and staff of governmental and nongovernmental organizations. To attend the event in-person or virtually, please register at https://bit.ly/47uZVtM. Doors will open at 10:30 a.m. To request reasonable accommodation, please email ACPD Program Assistant Kristy Zamary at ZamaryKK@state.gov. Please send any request for reasonable accommodation no later than Tuesday, February 13, 2024. Requests received after that date will be considered but might not be possible to fulfill. Since 1948, the ACPD has been charged with appraising activities intended to understand, inform, and influence foreign publics and to increase the understanding of, and support for, these same activities. The ACPD conducts research that provides honest assessments of public diplomacy efforts, and disseminates findings through reports, white papers, and other publications. It also holds public symposiums that generate informed discussions on public diplomacy issues and events. The Commission reports to the President, Secretary of State, and Congress and is supported by the Office of the Under Secretary of State for Public Diplomacy and Public Affairs. For more information on the U.S. Advisory Commission on Public Diplomacy, please visit https:// www.state.gov/bureaus-offices/undersecretary-for-public-diplomacy-andpublic-affairs/united-states-advisorycommission-on-public-diplomacy, or contact Executive Director Vivian S. Walker at WalkerVS@state.gov or Senior Advisor Jeff Ridenour at RidenourJM@ state.gov. Authority: 22 U.S.C. 2651a, 22 U.S.C. 1469, 5 U.S.C. 1001 et seq., and 41 CFR 102–3.150. Jeffrey M. Ridenour, Senior Advisor, U.S. Advisory Commission on Public Diplomacy, Department of State. [FR Doc. 2024–01910 Filed 1–30–24; 8:45 am] BILLING CODE 4710–45–P DEPARTMENT OF STATE [Public Notice: 12312] Notification of Meetings of the United States-Oman Subcommittee on Environmental Affairs and Joint Forum on Environmental Cooperation AGENCY: PO 00000 U.S. Department of State. Frm 00074 Fmt 4703 Sfmt 4703 6161 Notice of meetings and request for comments; invitation to public session. ACTION: The U.S. Department of State and the Office of the United States Trade Representative (USTR) are providing notice that the Government of the United States and the Government of Oman plan to hold the inaugural meeting of the Subcommittee on Environmental Affairs (Subcommittee), established under the United StatesOman Free Trade Agreement (FTA), and the fourth meeting of the Joint Forum on Environmental Cooperation (Joint Forum), established under the United States-Oman Memorandum of Understanding on Environmental Cooperation (MOU), on February 19, 2024, in Muscat, Oman. The purposes of the meetings of these two bodies, respectively, are to review implementation of the Environment Chapter (chapter 17) of the FTA and to review and assess cooperative environmental activities undertaken under the MOU. DATES: The joint public sessions of the Subcommittee and Joint Forum will be held on February 20, 2024, from 12 a.m. to 1:40 a.m. EST (9 a.m. to 10:40 a.m. GST) in Muscat, Oman, with an option to join virtually or in-person. Please contact Anel Gonzalez-Ruiz and Tia Potskhverashvili for the location of this meeting in Muscat, Oman, or to request a link to join virtually. Confirmations of attendance and comments or questions are requested in writing no later than February 14, 2024. ADDRESSES: Written comments or questions should be submitted to both: (1) Anel Gonzalez-Ruiz, U.S. Department of State, Bureau of Oceans and International Environmental and Scientific Affairs, Office of Environmental Quality, by email to Gonzalez-RuizA@state.gov with the subject line ‘‘United States-Oman FTA Subcommittee/MOU Joint Forum Meetings’’; and (2) Tia Potskhverashvili, Office of the United States Trade Representative, by email to tiapots@ustr.eop.gov with the subject line ‘‘United States-Oman FTA Subcommittee/MOU Joint Forum Meetings’’. In your email, please include your full name and organization. If you have access to the internet, you can view and comment on this notice by going to: https://www.regulations.gov/ #!home and searching for docket number DOS–2024–0003. FOR FURTHER INFORMATION CONTACT: Anel Gonzalez-Ruiz, (202) 705–5282, Gonzalez-RuizA@state.gov or Tia SUMMARY: E:\FR\FM\31JAN1.SGM 31JAN1

Agencies

SECURITIES AND EXCHANGE COMMISSION

[Federal Register Volume 89, Number 21 (Wednesday, January 31, 2024)]
[Notices]
[Pages 6160-6161]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2024-01900]


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SECURITIES AND EXCHANGE COMMISSION

[Investment Company Act Release No. 35115; 812-15537]


Axxes Private Markets Fund and Axxes Advisors LLC

AGENCY: Securities and Exchange Commission (``Commission'' or ``SEC'').

ACTION: Notice.

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    Notice of an application under section 6(c) of the Investment 
Company Act of 1940 (the ``Act'') for an exemption from sections 
18(a)(2), 18(c) and 18(i) of the Act, under sections 6(c) and 23(c) of 
the Act for an exemption from rule 23c-3 under the Act, and for an 
order pursuant to section 17(d) of the Act and rule 17d-1 under the 
Act.

Summary of Application:  Applicants request an order to permit certain 
registered closed-end investment companies to issue multiple classes of 
shares and to impose asset-based distribution and/or service fees and 
early withdrawal charges.

Applicants:  Axxes Private Markets Fund and Axxes Advisors LLC.

Filing Dates:  The application was filed on December 22, 2023.

Hearing or Notification of Hearing:  An order granting the requested 
relief will be issued unless the Commission orders a hearing. 
Interested persons may request a hearing on any application by emailing 
the SEC's Secretary at [email protected] and serving the 
Applicants with a copy of the request by email, if an email address is 
listed for the relevant Applicant below, or personally or by mail, if a 
physical address is listed for the relevant Applicant below. Hearing 
requests should be received by the Commission by 5:30 p.m. on February 
20, 2024, and should be accompanied by proof of service on the 
Applicants, in the form of an affidavit, or, for lawyers, a certificate 
of service. Pursuant to rule 0-5 under the Act, hearing requests should 
state the nature of the writer's interest, any facts bearing upon the 
desirability of a hearing on the matter, the reason for the request, 
and the issues contested. Persons who wish to be notified of a

[[Page 6161]]

hearing may request notification by emailing the Commission's 
Secretary.

ADDRESSES: The Commission: [email protected]. Applicants: 
Joseph DaGrosa, Jr., Axxes Capital Inc., [email protected], and 
Adrain L. Bryant, Esq., Axxes Capital Inc., [email protected],; 
with a copy to Steven B. Boehm, Esq., Eversheds Sutherland (US) LLP, 
[email protected], Payam Siadatpour, Esq., Eversheds 
Sutherland (US) LLP, [email protected], and Anne 
G. Oberndorf, Esq., Eversheds Sutherland (US) LLP, 
[email protected].

FOR FURTHER INFORMATION CONTACT: Trace W. Rakestraw, Senior Special 
Counsel, at (202) 551-6825 (Division of Investment Management, Chief 
Counsel's Office).

SUPPLEMENTARY INFORMATION: For Applicants' representations, legal 
analysis, and conditions, please refer to Applicants' application, 
dated December 22, 2023, which may be obtained via the Commission's 
website by searching for the file number at the top of this document, 
or for an Applicant using the Company name search field on the SEC's 
EDGAR system.
    The SEC's EDGAR system may be searched at https://www.sec.gov/edgar/searchedgar/legacy/companysearch.html. You may also call the 
SEC's Public Reference Room at (202) 551-8090.

    For the Commission, by the Division of Investment Management, 
under delegated authority.

    Dated: January 26, 2024.
Sherry R. Haywood,
Assistant Secretary.
[FR Doc. 2024-01900 Filed 1-30-24; 8:45 am]
BILLING CODE 8011-01-P

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