Securities and Exchange Commission December 21, 2023 – Federal Register Recent Federal Regulation Documents

Results 1 - 11 of 11
Submission for OMB Review; Comment Request; Extension: Rule 2a-5
Document Number: 2023-28115
Type: Notice
Date: 2023-12-21
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2023/12/21/2023-28115.html
Submission for OMB Review; Comment Request; Extension: Rule 15c2-1
Document Number: 2023-28114
Type: Notice
Date: 2023-12-21
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2023/12/21/2023-28114.html
Submission for OMB Review; Comment Request; Extension: Rule 17g-1
Document Number: 2023-28119
Type: Notice
Date: 2023-12-21
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2023/12/21/2023-28119.html
Submission for OMB Review; Comment Request; Extension: Rule 19a-1
Document Number: 2023-28118
Type: Notice
Date: 2023-12-21
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2023/12/21/2023-28118.html
Submission for OMB Review; Comment Request; Extension: Rule 489 and Form F-N
Document Number: 2023-28117
Type: Notice
Date: 2023-12-21
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2023/12/21/2023-28117.html
Submission for OMB Review; Comment Request; Extension: Form 2-E
Document Number: 2023-28116
Type: Notice
Date: 2023-12-21
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2023/12/21/2023-28116.html
Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 6
Document Number: 2023-28040
Type: Notice
Date: 2023-12-21
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2023/12/21/2023-28040.html
Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 3
Document Number: 2023-28039
Type: Notice
Date: 2023-12-21
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2023/12/21/2023-28039.html
Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing of Amendment No. 2 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2, To Adopt Rules To Govern FLEX Equity Options and a New Order Type To Trade FLEX Equity Options on the BOX Trading Floor
Document Number: 2023-28043
Type: Notice
Date: 2023-12-21
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2023/12/21/2023-28043.html
Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend IM-7150-1 and Rule 7250 (Quote Mitigation)
Document Number: 2023-28042
Type: Notice
Date: 2023-12-21
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2023/12/21/2023-28042.html
Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 6
Document Number: 2023-28041
Type: Notice
Date: 2023-12-21
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2023/12/21/2023-28041.html
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