Securities and Exchange Commission March 24, 2023 – Federal Register Recent Federal Regulation Documents

AGTB Fund Manager, LLC and AG Twin Brook Capital Income Fund

Document Number: 2023-06062

Type: Notice

Date: 2023-03-24

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2023/03/24/2023-06062.html

Ares Strategic Income Fund and Ares Capital Management LLC

Document Number: 2023-06060

Type: Notice

Date: 2023-03-24

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2023/03/24/2023-06060.html

Self-Regulatory Organizations; National Securities Clearing Corporation; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Make Certain Enhancements to the Gap Risk Measure and the VaR Charge

Document Number: 2023-06059

Type: Notice

Date: 2023-03-24

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2023/03/24/2023-06059.html

Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List

Document Number: 2023-06058

Type: Notice

Date: 2023-03-24

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2023/03/24/2023-06058.html

Self-Regulatory Organizations; ICE Clear Europe Limited; Order Approving Proposed Rule Change Relating to Amendments to the ICE Clear Europe Counterparty Credit Risk Policy and Counterparty Credit Risk Procedures

Document Number: 2023-06057

Type: Notice

Date: 2023-03-24

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2023/03/24/2023-06057.html

Self-Regulatory Organizations: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX PEARL, LLC To Amend the MIAX Pearl Options Fee Schedule

Document Number: 2023-06056

Type: Notice

Date: 2023-03-24

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2023/03/24/2023-06056.html

Self-Regulatory Organizations: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange, LLC To Amend Its Fee Schedule

Document Number: 2023-06055

Type: Notice

Date: 2023-03-24

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2023/03/24/2023-06055.html

Regulation S-T-General Rules and Regulations for Electronic Filings

Document Number: 2023-06293

Type: Rule

Date: 2023-03-24

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2023/03/24/2023-06293.html

General Rules and Regulations, Securities Act of 1933

Document Number: 2023-06287

Type: Rule

Date: 2023-03-24

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2023/03/24/2023-06287.html

Sunshine Act Meetings

Document Number: 2023-06208

Type: Notice

Date: 2023-03-24

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2023/03/24/2023-06208.html

Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Equity 4, Rule 4120 To Establish Common Criteria and Procedures for Halting and Resuming Trading in Equity Securities in the Event of Regulatory or Operational Issues, Reorganize the Text of the Rule, and Make Conforming Changes to Related Rules

Document Number: 2023-06054

Type: Notice

Date: 2023-03-24

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2023/03/24/2023-06054.html

Submission for OMB Review; Comment Request; Extension: Rule 203A-2(e)

Document Number: 2023-06047

Type: Notice

Date: 2023-03-24

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2023/03/24/2023-06047.html

Submission for OMB Review; Comment Request; Extension: Investment Company Interactive Data