Sunshine Act Meetings, 17891 [2023-06208]

Download as PDF Federal Register / Vol. 88, No. 57 / Friday, March 24, 2023 / Notices further monitoring and mitigating action. Therefore, the Commission finds that the proposed rule change is consistent with Rule 17Ad–22(e)(3)(i).27 iii. Consistency With Rule 17Ad– 22(e)(20) Under the Act On the basis of the foregoing, the Commission finds that the proposed rule change is consistent with the requirements of the Act, and in particular, with the requirements of Section 17A(b)(3)(F) of the Act,30 and Rules 17Ad–22(e)(3)(i) and (e)(20) thereunder.31 It is therefore ordered pursuant to Section 19(b)(2) of the Act 32 that the proposed rule change (SR–ICEEU–2023– 004), be, and hereby is, approved.33 For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.34 Sherry R. Haywood, Assistant Secretary. [FR Doc. 2023–06057 Filed 3–23–23; 8:45 am] BILLING CODE 8011–01–P 27 17 CFR 240.17Ad–22(e)(3)(i). CFR 240.17Ad–22(e)(20). 29 17 CFR 240.17Ad–22(e)(20). 30 15 U.S.C. 78q–1(b)(3)(F). 31 17 CFR 240.17Ad–22(e)(3)(i) and (e)(20). 32 15 U.S.C. 78s(b)(2). 33 In approving the proposed rule change, the Commission considered the proposal’s impact on efficiency, competition, and capital formation. 15 U.S.C. 78c(f). 34 17 CFR 200.30–3(a)(12). lotter on DSK11XQN23PROD with NOTICES1 28 17 19:18 Mar 23, 2023 solicit comments on the proposed rule change from interested persons. Sunshine Act Meetings I. Self-Regulatory Organization’s Statement of the Terms of Substance of the Proposed Rule Change FEDERAL REGISTER CITATION OF PREVIOUS ANNOUNCEMENT: 88 FR 16687, March 20, PREVIOUSLY ANNOUNCED TIME AND DATE OF THE MEETING: Wednesday, March 22, 2023 at 10:00 a.m. The following item will not be considered during the Open Meeting on Wednesday, March 22, 2023: • The Commission will consider whether to adopt amendments to Form PF, the confidential reporting form for certain Commission registered investment advisers to private funds, to require current reporting for certain private fund advisers and revise certain reporting requirements. CONTACT PERSON FOR MORE INFORMATION: For further information, please contact Vanessa A. Countryman from the Office of the Secretary at (202) 551–5400. Authority: 5 U.S.C. 552b. CHANGES IN THE MEETING: Dated: March 21, 2023. J. Matthew DeLesDernier, Deputy Secretary. [FR Doc. 2023–06208 Filed 3–22–23; 11:15 am] BILLING CODE 8011–01–P SECURITIES AND EXCHANGE COMMISSION IV. Conclusion VerDate Sep<11>2014 SECURITIES AND EXCHANGE COMMISSION 2023. Rule 17Ad–22(e)(20) requires that ICE Clear Europe establish, implement, maintain, and enforce written policies and procedures reasonably designed to identify, monitor, and manage risks related to any link ICE Clear Europe establishes with one or more other clearing agencies, financial market utilities, or trading markets.28 As discussed above, the proposed rule change would amend the CC Risk Policy and the CC Risk Procedures to account for the risks arising from Links. Among other things, ICE Clear Europe would consider as a counterparty credit risk the risk that a Link defaults; take steps to minimize the risk of loss due to a Link defaulting; and identify, monitor, and mange risks arising from Links. The Commission believes these actions are reasonably designed to identify, monitor, and manage risks related to any Link that ICE Clear Europe may establish. Therefore, the Commission finds that the proposed rule change is consistent with Rule 17Ad–22(e)(20).29 Jkt 259001 17891 [Release No. 34–97160; File No. SR–BX– 2023–007] Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Equity 4, Rule 4120 To Establish Common Criteria and Procedures for Halting and Resuming Trading in Equity Securities in the Event of Regulatory or Operational Issues, Reorganize the Text of the Rule, and Make Conforming Changes to Related Rules March 20, 2023. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (the ‘‘Act’’),1 and Rule 19b–4 thereunder,2 notice is hereby given that on March 8, 2023, Nasdaq BX, Inc. (‘‘BX’’ or ‘‘Exchange’’) filed with the Securities and Exchange Commission (‘‘Commission’’) the proposed rule change as described in Items I and II below, which Items have been prepared by the self-regulatory organization. The Commission is publishing this notice to 1 15 2 17 PO 00000 U.S.C. 78s(b)(1). CFR 240.19b–4. Frm 00110 Fmt 4703 Sfmt 4703 The Exchange proposes to modify Equity 4, Rule 4120 to establish common criteria and procedures for halting and resuming trading in equity securities in the event of regulatory or operational issues, reorganize the text of the rule, and make conforming changes to related rules. The text of the proposed rule change is available on the Exchange’s website at https:// listingcenter.nasdaq.com/rulebook/bx/ rules, at the principal office of the Exchange, and at the Commission’s Public Reference Room. II. Self-Regulatory Organization’s Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change In its filing with the Commission, the Exchange included statements concerning the purpose of and basis for the proposed rule change and discussed any comments it received on the proposed rule change. The text of these statements may be examined at the places specified in Item IV below. The Exchange has prepared summaries, set forth in sections A, B, and C below, of the most significant aspects of such statements. A. Self-Regulatory Organization’s Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change 1. Purpose In conjunction with adoption of an amended Nasdaq UTP Plan proposed by its participants (‘‘Amended Nasdaq UTP Plan’’),3 the Exchange is amending Rule 3 On February 11, 2021, the Nasdaq UTP Plan participants filed Amendment 50 to the Plan, to revise provisions governing regulatory and operational halts. See Letter from Robert Brooks, Chairman, UTP Operating Committee, Nasdaq UTP Plan, to Vanessa Countryman, Secretary, Securities and Exchange Commission, dated February 11, 2021. The Nasdaq UTP Plan subsequently filed two partial amendments to the 50th Amendment, on March 31, 2021 and on April 7, 2021. The SEC approved the amendments on May 28, 2021. See Securities Exchange Act Release No. 34–92071 (May 28, 2021), 86 FR 29846 (June 3, 2021) (S7–24– 89). The Amended Nasdaq UTP Plan includes provisions requiring participant self-regulatory organizations (‘‘SROs’’) to honor a Regulatory Halt declared by the Primary Listing Market. The provisions in the Nasdaq UTP Plan, and the plan for consolidation of data for non-Nasdaq-listed securities, the Consolidated Tape System and Consolidated Quotations System (collectively, the ‘‘CTA/CQS Plan’’), include provisions similar to the changes proposed by the Exchange in this filing. E:\FR\FM\24MRN1.SGM 24MRN1

Agencies

SECURITIES AND EXCHANGE COMMISSION

[Federal Register Volume 88, Number 57 (Friday, March 24, 2023)]
[Notices]
[Page 17891]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2023-06208]


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SECURITIES AND EXCHANGE COMMISSION


Sunshine Act Meetings

FEDERAL REGISTER CITATION OF PREVIOUS ANNOUNCEMENT: 88 FR 16687, March 
20, 2023.

PREVIOUSLY ANNOUNCED TIME AND DATE OF THE MEETING: Wednesday, March 22, 
2023 at 10:00 a.m.

CHANGES IN THE MEETING: The following item will not be considered 
during the Open Meeting on Wednesday, March 22, 2023:
     The Commission will consider whether to adopt amendments 
to Form PF, the confidential reporting form for certain Commission 
registered investment advisers to private funds, to require current 
reporting for certain private fund advisers and revise certain 
reporting requirements.

CONTACT PERSON FOR MORE INFORMATION: For further information, please 
contact Vanessa A. Countryman from the Office of the Secretary at (202) 
551-5400.
    Authority: 5 U.S.C. 552b.

    Dated: March 21, 2023.
J. Matthew DeLesDernier,
Deputy Secretary.
[FR Doc. 2023-06208 Filed 3-22-23; 11:15 am]
BILLING CODE 8011-01-P

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