Securities and Exchange Commission March 1, 2023 – Federal Register Recent Federal Regulation Documents

Results 1 - 5 of 5
Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 2, BX Options Market-Fees and Rebates
Document Number: 2023-04124
Type: Notice
Date: 2023-03-01
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2023/03/01/2023-04124.html
Tidal Trust II, et al.
Document Number: 2023-04134
Type: Notice
Date: 2023-03-01
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2023/03/01/2023-04134.html
Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend Rule 4702 To Establish New “Contra Midpoint Only” and “Contra Midpoint Only With Post-Only” Order Types
Document Number: 2023-04125
Type: Notice
Date: 2023-03-01
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2023/03/01/2023-04125.html
Proposed Collection; Comment Request; Extension: Form ADV-H
Document Number: 2023-04210
Type: Notice
Date: 2023-03-01
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2023/03/01/2023-04210.html
Submission for OMB Review; Comment Request; Extension: Rule 32a-4
Document Number: 2023-04209
Type: Notice
Date: 2023-03-01
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2023/03/01/2023-04209.html
This site is protected by reCAPTCHA and the Google Privacy Policy and Terms of Service apply.