Securities and Exchange Commission January 18, 2023 – Federal Register Recent Federal Regulation Documents

Results 1 - 7 of 7
Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 4
Document Number: 2023-00776
Type: Notice
Date: 2023-01-18
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2023/01/18/2023-00776.html
Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List
Document Number: 2023-00775
Type: Notice
Date: 2023-01-18
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2023/01/18/2023-00775.html
Proposed Collection; Comment Request; Extension: Form S-6
Document Number: 2023-00773
Type: Notice
Date: 2023-01-18
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2023/01/18/2023-00773.html
Fidelity Private Credit Fund., et al.
Document Number: 2023-00788
Type: Notice
Date: 2023-01-18
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2023/01/18/2023-00788.html
Elevation Series Trust and Paralel Advisors LLC
Document Number: 2023-00786
Type: Notice
Date: 2023-01-18
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2023/01/18/2023-00786.html
Proposed Collection; Comment Request; Extension: Rule 203A-2(e)
Document Number: 2023-00779
Type: Notice
Date: 2023-01-18
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2023/01/18/2023-00779.html
Self-Regulatory Organizations; Long-Term Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Continuing Education Requirements
Document Number: 2023-00777
Type: Notice
Date: 2023-01-18
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2023/01/18/2023-00777.html
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