Securities and Exchange Commission January 9, 2023 – Federal Register Recent Federal Regulation Documents

Results 1 - 7 of 7
Sunshine Act Meetings
Document Number: 2023-00279
Type: Notice
Date: 2023-01-09
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2023/01/09/2023-00279.html
Sunshine Act Meetings
Document Number: 2023-00277
Type: Notice
Date: 2023-01-09
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2023/01/09/2023-00277.html
Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 9, Section 13
Document Number: 2023-00119
Type: Notice
Date: 2023-01-09
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2023/01/09/2023-00119.html
Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reduce GEMX's Options Regulatory Fee
Document Number: 2023-00118
Type: Notice
Date: 2023-01-09
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2023/01/09/2023-00118.html
Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule
Document Number: 2023-00117
Type: Notice
Date: 2023-01-09
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2023/01/09/2023-00117.html
Proposed Collection; Comment Request; Extension: Rule 477
Document Number: 2023-00134
Type: Notice
Date: 2023-01-09
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2023/01/09/2023-00134.html
Submission for OMB Review; Comment Request; Extension: Rule 17Ad-22
Document Number: 2023-00133
Type: Notice
Date: 2023-01-09
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2023/01/09/2023-00133.html
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