Securities and Exchange Commission January 9, 2023 – Federal Register Recent Federal Regulation Documents

Sunshine Act Meetings

Document Number: 2023-00279

Type: Notice

Date: 2023-01-09

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2023/01/09/2023-00279.html

Sunshine Act Meetings

Document Number: 2023-00277

Type: Notice

Date: 2023-01-09

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2023/01/09/2023-00277.html

Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 9, Section 13

Document Number: 2023-00119

Type: Notice

Date: 2023-01-09

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2023/01/09/2023-00119.html

Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reduce GEMX's Options Regulatory Fee

Document Number: 2023-00118

Type: Notice

Date: 2023-01-09

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2023/01/09/2023-00118.html

Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule

Document Number: 2023-00117

Type: Notice

Date: 2023-01-09

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2023/01/09/2023-00117.html

Proposed Collection; Comment Request; Extension: Rule 477

Document Number: 2023-00134

Type: Notice

Date: 2023-01-09

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2023/01/09/2023-00134.html

Submission for OMB Review; Comment Request; Extension: Rule 17Ad-22