Securities and Exchange Commission September 20, 2022 – Federal Register Recent Federal Regulation Documents

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Inflation Adjustments Under Titles I and III of the JOBS Act
Document Number: 2022-19867
Type: Rule
Date: 2022-09-20
Agency: Securities and Exchange Commission, Agencies and Commissions
To effectuate inflation adjustments required under Title I and Title III of the Jumpstart Our Business Startups Act (``JOBS Act''), we are adopting amendments to adjust the thresholds in the definition of ``emerging growth company'' as well as dollar amounts in Regulation Crowdfunding.
https://regulations.justia.com/regulations/fedreg/2022/09/20/2022-19867.html
Submission for OMB Review; Comment Request; Extension: Rule 194
Document Number: 2022-20254
Type: Notice
Date: 2022-09-20
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2022/09/20/2022-20254.html
Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Port-Related Fees at Options 7, Section 6
Document Number: 2022-20275
Type: Notice
Date: 2022-09-20
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2022/09/20/2022-20275.html
Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Withdrawal of Proposed Rule Change To Amend the MIAX PEARL Options Fee Schedule To Remove Certain Credits and Increase Trading Permit Fees
Document Number: 2022-20274
Type: Notice
Date: 2022-09-20
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2022/09/20/2022-20274.html
Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Port-Related Fees at Options 7, Section 7
Document Number: 2022-20273
Type: Notice
Date: 2022-09-20
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2022/09/20/2022-20273.html
Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend Its Equities Price List
Document Number: 2022-20272
Type: Notice
Date: 2022-09-20
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2022/09/20/2022-20272.html
Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 4, Rules 3100, 3301A and 3301B
Document Number: 2022-20270
Type: Notice
Date: 2022-09-20
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2022/09/20/2022-20270.html
Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX PEARL Options Fee Schedule To Remove Certain Credits
Document Number: 2022-20269
Type: Notice
Date: 2022-09-20
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2022/09/20/2022-20269.html
Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 4, Rules 4120, 4702 and 4703 in Light of Planned Changes to the System
Document Number: 2022-20268
Type: Notice
Date: 2022-09-20
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2022/09/20/2022-20268.html
Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List
Document Number: 2022-20267
Type: Notice
Date: 2022-09-20
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2022/09/20/2022-20267.html
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