Securities and Exchange Commission August 4, 2022 – Federal Register Recent Federal Regulation Documents

Results 1 - 14 of 14
Self-Regulatory Organizations; Nasdaq PHLX LLC; Order Granting Approval of a Proposed Rule Change To Permit the Listing and Trading of P.M.-Settled Nasdaq-100 Index Options That Expire on Tuesday or Thursday Under Its Nonstandard Expirations Pilot Program
Document Number: 2022-16658
Type: Notice
Date: 2022-08-04
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2022/08/04/2022-16658.html
Self-Regulatory Organizations; Nasdaq ISE, LLC; Order Granting Approval of a Proposed Rule Change To Permit the Listing and Trading of P.M.-Settled Nasdaq-100 Index Options That Expire on Tuesday or Thursday Under Its Nonstandard Expirations Pilot Program
Document Number: 2022-16660
Type: Notice
Date: 2022-08-04
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2022/08/04/2022-16660.html
Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update Exchange Rule 13.4(a) Regarding the Exchange's Usage of Data Feeds
Document Number: 2022-16659
Type: Notice
Date: 2022-08-04
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2022/08/04/2022-16659.html
Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing of Proposed Rule Change Relating to the ICE Clear Europe Outsourcing Policy
Document Number: 2022-16661
Type: Notice
Date: 2022-08-04
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2022/08/04/2022-16661.html
Proposed Collection; Comment Request: Extension: Form 10
Document Number: 2022-16673
Type: Notice
Date: 2022-08-04
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2022/08/04/2022-16673.html
Proposed Collection; Comment Request: Extension: Form S-4
Document Number: 2022-16675
Type: Notice
Date: 2022-08-04
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2022/08/04/2022-16675.html
Proposed Collection; Comment Request: Extension: Industry Guides
Document Number: 2022-16672
Type: Notice
Date: 2022-08-04
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2022/08/04/2022-16672.html
Proposed Collection; Comment Request: Extension: Rule 12d1-3
Document Number: 2022-16674
Type: Notice
Date: 2022-08-04
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2022/08/04/2022-16674.html
Proposed Collection; Comment Request: Extension: Form F-7
Document Number: 2022-16677
Type: Notice
Date: 2022-08-04
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2022/08/04/2022-16677.html
Proposed Collection; Comment Request: Extension: Form F-4
Document Number: 2022-16676
Type: Notice
Date: 2022-08-04
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2022/08/04/2022-16676.html
Proposed Collection; Comment Request: Extension: Form 20-F
Document Number: 2022-16678
Type: Notice
Date: 2022-08-04
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2022/08/04/2022-16678.html
Proposed Collection; Comment Request: Extension: Form F-1
Document Number: 2022-16671
Type: Notice
Date: 2022-08-04
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2022/08/04/2022-16671.html
Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940
Document Number: 2022-16653
Type: Notice
Date: 2022-08-04
Agency: Securities and Exchange Commission, Agencies and Commissions
Applicant, a closed-end investment company, seeks an order declaring that it has ceased to be an investment company. On December 31, 2021, and March 28, 2022, applicant made liquidating distributions to its shareholders based on net asset value. Expenses of $20,000 incurred in connection with the liquidation were paid by the applicant's investment adviser. Filing Dates: The application was filed on May 12, 2022, and amended on July 12, 2022. Applicant's Address: joshua.deringer@faegredrinker.com.
https://regulations.justia.com/regulations/fedreg/2022/08/04/2022-16653.html
Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend Rule 4.13
Document Number: 2022-16657
Type: Notice
Date: 2022-08-04
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2022/08/04/2022-16657.html
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